Q1 2017 Holdings
Filed 2017-05-12 | 9412 holdings | $2.7B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Mast Therapeutics IncCall | Cmn | 576314108 | $1 | 12,000 | 0.0% |
| Glowpoint Inc | Cmn | 379887201 | $3 | 10,315 | 0.0% |
| Pedevco Corp | Cmn | 70532Y204 | $5 | 53,504 | 0.0% |
| Celsion CorporationCall | Cmn | 15117N404 | $5 | 16,200 | 0.0% |
| Anthera Pharmaceuticals Inc | Cmn | 03674U201 | $5 | 11,984 | 0.0% |
| Anthera Pharmaceuticals IncCall | Cmn | 03674U201 | $6 | 14,800 | 0.0% |
| Argos Therapeutics IncCall | Cmn | 040221103 | $6 | 12,800 | 0.0% |
| Anthera Pharmaceuticals IncPut | Cmn | 03674U201 | $6 | 15,000 | 0.0% |
| General Moly Inc(GMOLQ) | Cmn | 370373102 | $6 | 12,971 | 0.0% |
| Aveo Pharmaceuticals Inc(AVEOEUR) | Cmn | 053588109 | $6 | 10,983 | 0.0% |
| Cytrx Corp | Cmn | 232828509 | $6 | 12,725 | 0.0% |
| Kinder Morgan Inc del | Wt | 49456B119 | $6 | 2,711,056 | 0.0% |
| Cytrx CorpPut | Cmn | 232828509 | $7 | 15,000 | 0.0% |
| Houston Amern Energy Corp | Cmn | 44183U100 | $7 | 26,844 | 0.0% |
| American Lorain Corp | Cmn | 027297100 | $7 | 12,340 | 0.0% |
| Rentech Inc | Cmn | 760112201 | $7 | 13,345 | 0.0% |
| Memorial Prodtn Partners LPPut | Cmn | 586048100 | $8 | 70,200 | 0.0% |
| Oncogenex Pharmaceuticals in | Cmn | 68230A106 | $9 | 21,042 | 0.0% |
| American DG Energy Inc | Cmn | 025398108 | $9 | 28,947 | 0.0% |
| Atossa Genetics Inc | Cmn | 04962H209 | $9 | 11,464 | 0.0% |
| Isoray Inc | Cmn | 46489V104 | $9 | 14,505 | 0.0% |
| Peregrine Pharmaceuticals inCall | Cmn | 713661304 | $9 | 13,400 | 0.0% |
| Staffing 360 Solutions Inc | Cmn | 852387208 | $9 | 11,280 | 0.0% |
| Bellatrix Exploration LTDPut | Cmn | 078314101 | $10 | 12,000 | 0.0% |
| Sify Technologies LimitedPut | Cmn | 82655M107 | $10 | 11,000 | 0.0% |
| Yield10 Bioscience Inc | Cmn | 98585K102 | $11 | 29,570 | 0.0% |
| Mechel PAO | Pref Stk | 583840509 | $11 | 10,401 | 0.0% |
| Orient Paper Inc | Cmn | 68619F205 | $11 | 11,547 | 0.0% |
| Pluristem Therapeutics IncPut | Cmn | 72940R102 | $12 | 10,000 | 0.0% |
| REX Energy Corporation | Cmn | 761565100 | $12 | 25,058 | 0.0% |
| Vivus Inc | Cmn | 928551100 | $12 | 10,930 | 0.0% |
| NET Element Inc | Cmn | 64111R201 | $12 | 12,866 | 0.0% |
| RMG Networks Hldg Corp | Cmn | 74966K102 | $12 | 15,619 | 0.0% |
| China Pharma Hldgs Inc | Cmn | 16941T104 | $12 | 46,642 | 0.0% |
| Trilogy Metals Inc New(TMQ) | Cmn | 89621C105 | $12 | 21,417 | 0.0% |
| Oragenics Inc | Cmn | 684023203 | $13 | 28,985 | 0.0% |
| Genetic Technologies LTD | Depository Receipt | 37185R208 | $13 | 11,069 | 0.0% |
| Bridgeline Digital Inc | Cmn | 10807Q304 | $14 | 17,349 | 0.0% |
| Retractable Technologies Inc(RVP) | Cmn | 76129W105 | $14 | 12,352 | 0.0% |
| Primero MNG Corp | Cmn | 74164W106 | $15 | 27,927 | 0.0% |
| Appliance Recycling Ctrs AME | Cmn | 03814F205 | $15 | 13,874 | 0.0% |
| Almaden Minerals LTD(AAUAF)Call | Cmn | 020283305 | $15 | 12,500 | 0.0% |
| Copsync Inc | Cmn | 217712207 | $15 | 50,612 | 0.0% |
| Windtree Therapeutics IncCall | Cmn | 97382D105 | $15 | 13,100 | 0.0% |
| Dataram Corp | Cmn | 238108401 | $15 | 12,860 | 0.0% |
| Cytrx CorpCall | Cmn | 232828509 | $15 | 32,800 | 0.0% |
| IAO KUN Group Hldg Co LTD | Cmn | G47204105 | $15 | 48,939 | 0.0% |
| Biopharmx Corp | Cmn | 09072X101 | $15 | 30,075 | 0.0% |
| China Information Technology | Cmn | G21174100 | $15 | 20,799 | 0.0% |
| Bon-Ton Stores Inc(BONTQ)Call | Cmn | 09776J101 | $16 | 19,500 | 0.0% |