Q1 2017 Holdings
Filed 2017-05-12 | 9412 holdings | $2.7B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Alexco Resource Corp(AXU)Put | Cmn | 01535P106 | $19 | 12,400 | 0.0% |
| Aradigm Corp(ARDMEUR) | Cmn | 038505400 | $19 | 11,972 | 0.0% |
| Arcadia Biosciences Inc | Cmn | 039014105 | $19 | 27,853 | 0.0% |
| Neptune Technologies BioresoPut | Cmn | 64077P108 | $19 | 19,300 | 0.0% |
| Allied Healthcare Prods Inc(AWI1) | Cmn | 019222207 | $19 | 10,084 | 0.0% |
| Ampio Pharmaceuticals IncPut | Cmn | 03209T109 | $19 | 23,300 | 0.0% |
| SPI Energy Co LTD | Depository Receipt | 78470H109 | $19 | 16,183 | 0.0% |
| Neptune Technologies Bioreso | Cmn | 64077P108 | $20 | 19,955 | 0.0% |
| Athersys Inc(ATHXEUR)Call | Cmn | 04744L106 | $20 | 11,600 | 0.0% |
| Neovasc Inc | Cmn | 64065J106 | $20 | 13,388 | 0.0% |
| Ampio Pharmaceuticals IncCall | Cmn | 03209T109 | $20 | 25,300 | 0.0% |
| Sanofi | Cmn | 80105N113 | $20 | 44,800 | 0.0% |
| U S Energy Corp WYO | Cmn | 911805208 | $20 | 22,860 | 0.0% |
| One Horizon Group Inc | Cmn | 68235H205 | $20 | 70,543 | 0.0% |
| Histogenics Corp | Cmn | 43358V109 | $20 | 11,568 | 0.0% |
| Fenix PTS Inc | Cmn | 31446L100 | $20 | 12,659 | 0.0% |
| Dipexium Pharmaceuticals Inc | Cmn | 25456J104 | $20 | 15,304 | 0.0% |
| Monster Digital Inc | Cmn | 61174L501 | $20 | 16,881 | 0.0% |
| Wright MED Group N V | Cmn | N96617126 | $20 | 12,377 | 0.0% |
| Kitov Pharmaceuticals Hldgs | Depository Receipt | 49803V107 | $20 | 10,292 | 0.0% |
| Moleculin Biotech Inc | Cmn | 60855D101 | $20 | 17,304 | 0.0% |
| Auris MED Hldg AG | Cmn | H03579101 | $20 | 21,730 | 0.0% |
| Tantech Hldgs LTD | Cmn | G8675X107 | $20 | 13,589 | 0.0% |
| Merus Labs Intl Inc New | Cmn | 59047R101 | $20 | 21,826 | 0.0% |
| The9 LTD | Depository Receipt | 88337K104 | $20 | 19,198 | 0.0% |
| Emerson Radio Corp(MSN) | Cmn | 291087203 | $21 | 15,728 | 0.0% |
| Top Image Systems LTD | Cmn | M87896102 | $21 | 15,759 | 0.0% |
| Ovascience IncCall | Cmn | 69014Q101 | $21 | 11,000 | 0.0% |
| Jrjr33 Inc(JRJRQ) | Cmn | 46645Q106 | $22 | 47,851 | 0.0% |
| Digital Turbine Inc(APPS) | Cmn | 25400W102 | $22 | 23,558 | 0.0% |
| Intrepid Potash IncCall | Cmn | 46121Y102 | $22 | 12,800 | 0.0% |
| Ovascience Inc | Cmn | 69014Q101 | $22 | 11,617 | 0.0% |
| Proteon Therapeutics Inc | Cmn | 74371L109 | $22 | 12,467 | 0.0% |
| UNI Pixel IncPut | Cmn | 904572203 | $22 | 25,700 | 0.0% |
| China Zenix Auto Intl LTD | Depository Receipt | 16951E104 | $22 | 13,766 | 0.0% |
| Global Ship Lease Inc New | Cmn | Y27183105 | $23 | 15,355 | 0.0% |
| Ocean RIG UDW IncCall | Cmn | G66964100 | $23 | 82,000 | 0.0% |
| Perion Network LTD | Cmn | M78673106 | $23 | 12,804 | 0.0% |
| Inseego Corp(INSGEUR) | Cmn | 45782B104 | $23 | 10,858 | 0.0% |
| Kelso Technologies Inc(KIQSF) | Cmn | 48826D201 | $23 | 29,892 | 0.0% |
| Giga Tronics Inc | Cmn | 375175106 | $23 | 28,802 | 0.0% |
| Streamline Health Solutions | Cmn | 86323X106 | $23 | 22,431 | 0.0% |
| Hooper Holmes Inc | Cmn | 439104209 | $23 | 27,736 | 0.0% |
| Biocept Inc | Cmn | 09072V204 | $23 | 10,805 | 0.0% |
| Neothetics Inc | Cmn | 64066G101 | $23 | 14,090 | 0.0% |
| Navidea Biopharmaceuticals IPut | Cmn | 63937X103 | $23 | 40,100 | 0.0% |
| Nobilis Health Corp(NRTSF)Call | Cmn | 65500B103 | $23 | 13,600 | 0.0% |
| Marrone BIO Innovations Inc | Cmn | 57165B106 | $24 | 12,482 | 0.0% |
| Mosys Inc | Cmn | 619718208 | $24 | 11,716 | 0.0% |
| Alexco Resource Corp(AXU) | Cmn | 01535P106 | $24 | 15,847 | 0.0% |