Q1 2017 Holdings
Filed 2017-05-15 | 779 holdings | $128.1M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Capnia Inc | W EXP 11/12/201 | 14066L113 | $4 | 30,000 | 0.0% |
| Double Eagle Acquisition | W EXP 09/16/202 | G28195116 | $6 | 10,668 | 0.0% |
| Stellar Acquisition III Inc COM | W EXP 03/22/202 | Y8172W115 | $9 | 25,000 | 0.0% |
| UNI Pixel IncPut | PUT | 904572953 | $9 | 10,000 | 0.0% |
| Rennova Health Inc-Cw21 | W EXP 06/30/202 | 759757123 | $11 | 564,260 | 0.0% |
| Jensyn Acquisition Corp | W EXP 03/01/202 | 47632B110 | $11 | 40,000 | 0.0% |
| Fintech Acquisition Corp II | W EXP 01/19/202 | 31810G117 | $12 | 10,000 | 0.0% |
| GTY Technology Holdings in | W EXP 99/99/999 | G4182A128 | $12 | 10,000 | 0.0% |
| Hunter Maritime Acquisition | W EXP 99/99/999 | Y37828129 | $13 | 15,000 | 0.0% |
| Jensyn Acquisition Corp | RIGHT 99/99/9999 | 47632B128 | $16 | 45,000 | 0.0% |
| Saban Capital Acquisition | W EXP 09/21/202 | 78516C114 | $17 | 12,500 | 0.0% |
| Chesapeake Energy Corp | NOTE 2.250%12/1 | 165167CB1 | $33 | $34,000 | 0.0% |
| Top Ships Inc | SHS | Y8897Y156 | $49 | 45,204 | 0.0% |
| Avista Healthcare Public ACQ(AVA) | W EXP 99/99/999 | G0726L117 | $50 | 100,000 | 0.0% |
| Atossa Genetics Inc | COM | 04962H209 | $52 | 68,904 | 0.0% |
| Quicklogic Corp | COM | 74837P108 | $55 | 31,068 | 0.0% |
| Rite AID Corp | COM | 767754104 | $107 | 25,200 | 0.0% |
| Patriot National Inc | COM | 70338T102 | $147 | 51,971 | 0.0% |
| Liberty Tripadvisor Hdg-A I | COM | 531465102 | $151 | 10,709 | 0.0% |
| Ascena Retail Group Inc(ASNAEUR) | COM | 04351G101 | $168 | 39,522 | 0.0% |
| RXI Pharmaceuticals Corp | W EXP 12/21/202 | 74979C113 | $172 | 781,317 | 0.0% |
| Fintech Acquisition Corp II | COM | 31810G109 | $197 | 20,000 | 0.0% |
| Plug Power Inc(PLUG) | COM | 72919P202 | $198 | 143,800 | 0.0% |
| Lattice Semiconductor CorpCall | CALL | 518415904 | $208 | 30,000 | 0.0% |
| Pacwest BancorpCall | CALL | 695263903 | $213 | 4,000 | 0.0% |
| Sprint CorpPut | PUT | 85207U955 | $217 | 25,000 | 0.0% |
| Comerica IncPut | PUT | 200340957 | $226 | 3,300 | 0.0% |
| MSG Network IncPut | PUT | 553573956 | $234 | 10,000 | 0.0% |
| Hartford Finl Svcs Group IncCall | CALL | 416515904 | $240 | 5,000 | 0.0% |
| Pareteum Corp(TEUM) | COM | 69946T207 | $246 | 273,198 | 0.0% |
| Saban Capital Acquisition | COM | 78516C106 | $250 | 25,000 | 0.0% |
| Stellar Acquisition III Inc COM | COM | Y8172W107 | $251 | 25,000 | 0.0% |
| SM Energy Co(SM) | COM | 78454L100 | $252 | 10,500 | 0.0% |
| Dover Corp(DOV) | COM | 260003108 | $262 | 3,265 | 0.0% |
| Staples Inc | COM | 855030102 | $264 | 30,093 | 0.0% |
| Social Reality Inc | COM | 83362P300 | $267 | 118,067 | 0.0% |
| Anglogold Ashanti LTDPut | PUT | 035128956 | $271 | 25,200 | 0.0% |
| Pacific Continental Corp | COM | 69412V108 | $276 | 11,252 | 0.0% |
| Hunter Maritime Acquisition | CL A | Y37828111 | $296 | 30,000 | 0.0% |
| Equifax IncPut | PUT | 294429955 | $301 | 2,200 | 0.0% |
| GTY Technology Holdings in | CL A | G4182A102 | $303 | 30,000 | 0.0% |
| Seaworld Entertainment Inc(PRKS) | COM | 81282V100 | $327 | 17,908 | 0.0% |
| NRG Energy IncCall | CALL | 629377908 | $329 | 17,600 | 0.0% |
| Vale S APut | PUT | 91912E955 | $336 | 35,400 | 0.0% |
| AIR Lease CorpCall | CALL | 00912X902 | $341 | 8,800 | 0.0% |
| Calpine Corp | COM | 131347304 | $342 | 30,993 | 0.0% |
| Select Sector Spdr TRCall | CALL | 81369Y907 | $343 | 3,900 | 0.0% |
| Equinix Inc(EQIX) | COM | 29444U700 | $345 | 862 | 0.0% |
| QEP Resources Inc(QEP) | COM | 74733V100 | $350 | 27,500 | 0.0% |
| Chemours CoCall | CALL | 163851908 | $354 | 9,200 | 0.0% |