Q2 2017 Holdings
Filed 2017-08-11 | 9419 holdings | $2.8B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Ocean RIG UDW Inc | Cmn | G66964100 | $4 | 26,664 | 0.0% |
| Argos Therapeutics IncCall | Cmn | 040221103 | $4 | 11,000 | 0.0% |
| Argos Therapeutics IncPut | Cmn | 040221103 | $4 | 11,900 | 0.0% |
| Cerulean Pharma Inc | Cmn | 15708Q105 | $4 | 10,072 | 0.0% |
| Terravia Hldgs Inc | Cmn | 88105A106 | $4 | 19,126 | 0.0% |
| Terravia Hldgs IncPut | Cmn | 88105A106 | $5 | 21,100 | 0.0% |
| Ritter Pharmaceuticals Inc | Cmn | 767836109 | $6 | 10,003 | 0.0% |
| Rand Logistics Inc | Cmn | 752182105 | $6 | 15,973 | 0.0% |
| UNI Pixel IncCall | Cmn | 904572203 | $6 | 15,600 | 0.0% |
| Peregrine Pharmaceuticals inCall | Cmn | 713661304 | $7 | 10,700 | 0.0% |
| Ocean RIG UDW IncPut | Cmn | G66964100 | $7 | 42,800 | 0.0% |
| Hudbay Minerals Inc | Wt | 443628136 | $7 | 38,293 | 0.0% |
| Argos Therapeutics Inc | Cmn | 040221103 | $7 | 17,989 | 0.0% |
| Peregrine Pharmaceuticals inPut | Cmn | 713661304 | $7 | 12,300 | 0.0% |
| Bon-Ton Stores Inc(BONTQ)Call | Cmn | 09776J101 | $7 | 15,300 | 0.0% |
| Sify Technologies LimitedPut | Cmn | 82655M107 | $8 | 11,200 | 0.0% |
| Ocean RIG UDW IncCall | Cmn | G66964100 | $8 | 50,200 | 0.0% |
| Galena Biopharma IncPut | Cmn | 363256504 | $8 | 13,100 | 0.0% |
| China Pharma Hldgs Inc | Cmn | 16941T104 | $8 | 32,927 | 0.0% |
| Biopharmx Corp | Cmn | 09072X101 | $9 | 19,447 | 0.0% |
| Digital PWR Corp | Cmn | 253862106 | $9 | 12,990 | 0.0% |
| Appliance Recycling Ctrs AME | Cmn | 03814F205 | $9 | 11,112 | 0.0% |
| UNI Pixel IncPut | Cmn | 904572203 | $9 | 23,400 | 0.0% |
| Essa Pharma Inc | Cmn | 29668H104 | $10 | 18,863 | 0.0% |
| India Globalization Cap Inc(IGC) | Cmn | 45408X308 | $10 | 23,776 | 0.0% |
| Phaserx Inc(PZRXQ) | Cmn | 71723F103 | $10 | 10,466 | 0.0% |
| Cerecor Inc | Cmn | 15671L109 | $10 | 16,402 | 0.0% |
| Navidea Biopharmaceuticals IPut | Cmn | 63937X103 | $10 | 20,100 | 0.0% |
| Golden Star RES LTD CDAPut | Cmn | 38119T104 | $11 | 16,400 | 0.0% |
| Regulus Therapeutics Inc | Cmn | 75915K101 | $11 | 11,301 | 0.0% |
| Pengrowth Energy CorpCall | Cmn | 70706P104 | $11 | 14,400 | 0.0% |
| Astrotech Corp | Cmn | 046484101 | $11 | 11,846 | 0.0% |
| Bridgeline Digital Inc | Cmn | 10807Q304 | $11 | 20,130 | 0.0% |
| Crystal Rock Hldgs Inc | Cmn | 22940F103 | $12 | 14,052 | 0.0% |
| The9 LTD | Depository Receipt | 88337K104 | $12 | 10,036 | 0.0% |
| Regulus Therapeutics IncPut | Cmn | 75915K101 | $12 | 11,700 | 0.0% |
| Document SEC SYS Inc | Cmn | 25614T200 | $12 | 16,169 | 0.0% |
| General Moly Inc(GMOLQ) | Cmn | 370373102 | $12 | 31,661 | 0.0% |
| Transglobe Energy Corp | Cmn | 893662106 | $13 | 10,008 | 0.0% |
| Golden Star RES LTD CDA | Cmn | 38119T104 | $13 | 20,358 | 0.0% |
| Seanergy Maritime Hldgs Corp | Cmn | Y73760137 | $13 | 12,884 | 0.0% |
| Spar Group Inc(SGRP) | Cmn | 784933103 | $13 | 13,169 | 0.0% |
| Sierra Oncology Inc | Cmn | 82640U107 | $13 | 11,010 | 0.0% |
| Tanzanian Royalty Expl Corp | Cmn | 87600U104 | $13 | 29,910 | 0.0% |
| Merrimack Pharmaceuticals inPut | Cmn | 590328100 | $13 | 10,300 | 0.0% |
| NF Energy Saving Corp | Cmn | 629099300 | $14 | 15,376 | 0.0% |
| American Lorain Corp | Cmn | 027297100 | $14 | 27,755 | 0.0% |
| Evine Live Inc(EVLVUSD)Call | Cmn | 300487105 | $14 | 13,700 | 0.0% |
| Fuel Tech Inc(FTEK) | Cmn | 359523107 | $14 | 16,758 | 0.0% |
| Diana Containerships Inc | Cmn | Y2069P127 | $14 | 36,201 | 0.0% |