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Ameriprise Financial Inc

Q3 2017 Holdings

Filed 2017-11-07 | 6930 holdings | $10.4B | 13F-HR | View on SEC ↗ · Holdings Table ↗

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IssuerClassCUSIPValue ↑Shares% Portfolio
Banco de Chile(G4RA)ADR059520106$2362,5910.0%
Western Asset Muncipal DefinCOM95768A109$23610,4130.0%
Reaves Utility Income Fund(UTG)COM756158101$2367,4420.0%
First Trust Specialty FinancCOM33733G109$23734,5460.0%
Eaton Vance Muni Inc 2028 TM(ETX)COM27829U105$23811,6460.0%
Opko Health Inc(OPK)COM68375N103$23834,5590.0%
Nuveen Senior Inc FDCOM67067Y104$23935,7150.0%
Avid Technology IncCOM05367P100$23952,6860.0%
Advanced Accelerator APPADR00790T100$2403,5440.0%
Alpha & Omega Semiconductor(AOSL)COMG6331P104$24014,5460.0%
BlackRock Muniyield Qual II(MQT)COM09254G108$24318,2180.0%
Global X Copper Miners ETF(COPX)COM37954Y830$2449,8270.0%
AIR Lease CorporationCONV BND00912XAK0$245$161,0000.0%
Global X MLP ETFCOM37950E473$24523,7800.0%
Farmers Capital Bank CorpCOM309562106$2455,8350.0%
HSBC 6.2 PerpPRF404280604$2469,3230.0%
Suburban Propane Partners LP(SPH)LP864482104$2469,2450.0%
Nuveen NY Amt-Fr Muni Inc FD(NRK)COM670656107$24718,7140.0%
Stock Yards Bancorp Inc(SYBT)COM861025104$2496,5550.0%
Ishares Ibonds MAR 2020 TermCOM46432FAK3$24910,1120.0%
Powershares KBW Property & CCOM73936Q777$2504,3180.0%
Constellium NV(CSTM)COMN22035104$25324,7290.0%
Powershares INT Corp BondCOM73936Q835$2539,3460.0%
Powershares DYN Bldg & ConstCOM73935X666$2588,2210.0%
Pioneer Floating Rate Trust(XPHDX)COM72369J102$26121,8580.0%
Mellanox Technologies LTDCOMM51363113$2615,5300.0%
Kraneshares CSI China Intern(KWEB)COM500767306$2614,5830.0%
MFS Intermediate High Inc FN(CIF)COM59318T109$26189,1230.0%
Ishares Msci Japan Small-Cap(SCJ)COM464286582$2633,5510.0%
Imperial Oil LTD(IMO)COM453038408$2648,2230.0%
Vaneck Vectors Pharmaceutica(PPH)COM92189F692$2644,5670.0%
Rubicon Project IncCOM78112V102$26467,9540.0%
Sigma Designs IncCOM826565103$26441,9980.0%
MFA Financial IncCOM55272X102$26429,9510.0%
Pioneer Muni HI Income Trust(XMHIX)COM723763108$26622,1070.0%
Pimco Income Strategy FD II(PFN)COM72201J104$26825,0080.0%
Grupo Aeroportuario CEN(G7A)ADR400501102$2686,0390.0%
Spdr BBG Barc MBS Bond ETF(SPMB)COM78464A383$27010,2640.0%
Spdr BBG Barc LT Treasury(SPTL)COM78464A664$2703,7490.0%
BlackRock Invt Quality Muni(BKN)COM09247D105$27218,1980.0%
First Trust Emerging Markets(FEM)COM33737J182$2739,9790.0%
Powershares Global Short TERCOM73936Q710$27311,2710.0%
Mainstay Definedterm Municip(MMD)COM56064K100$27313,5840.0%
Ishares Edge Msci MF Intl(INTF)COM46434V274$2759,8140.0%
National Commerce CorpCOM63546L102$2766,4460.0%
Templeton Dragon Fund Inc(TDF)COM88018T101$27613,3290.0%
New Gold Inc(NGD)COM644535106$27674,4250.0%
TCP Capital CorpCOM87238Q103$27816,8370.0%
Alliance National Muni Inc(AFB)COM01864U106$27819,9190.0%
Otter Tail Corp(OTTR)COM689648103$2796,4350.0%
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