Q3 2017 Holdings
Filed 2017-11-13 | 8184 holdings | $564.5M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Wright MED Group Inc | NOTE 2.000% 2/1 | 98235TAE7 | $50 | $46,000 | 0.0% |
| Medidata Solutions Inc | NOTE 1.000% 8/0 | 58471AAB1 | $50 | $36,000 | 0.0% |
| Kinross Gold Corp(KGC) | COM NO PAR | 496902404 | $50 | 11,675 | 0.0% |
| Twitter Inc | NOTE 1.000% 9/1 | 90184LAD4 | $51 | $55,000 | 0.0% |
| Eldorado Gold Corp New | COM | 284902103 | $52 | 23,479 | 0.0% |
| Live Nation Entertainment in | DBCV 2.500% 5/1 | 538034AJ8 | $54 | $41,000 | 0.0% |
| Brainstorm Cell Therapeutics(BCLIEUR) | COM NEW | 10501E201 | $55 | 13,333 | 0.0% |
| Proofpoint Inc | DBCV 0.750% 6/1 | 743424AD5 | $59 | $47,000 | 0.0% |
| Putnam Premier Income TR(PPT) | SH BEN INT | 746853100 | $62 | 11,724 | 0.0% |
| ON Semiconductor Corp | NOTE 1.000%12/0 | 682189AK1 | $63 | $53,000 | 0.0% |
| Aqua Metals Inc(AQMSEUR) | COM | 03837J101 | $70 | 10,131 | 0.0% |
| Invesco SR Income TR(VVR) | COM | 46131H107 | $72 | 16,000 | 0.0% |
| Seaspan Corp | SHS | Y75638109 | $75 | 10,512 | 0.0% |
| Opko Health Inc(OPK) | COM | 68375N103 | $78 | 11,319 | 0.0% |
| Vonage Hldgs Corp | COM | 92886T201 | $91 | 11,236 | 0.0% |
| New SR Invt Group Inc | COM | 648691103 | $94 | 10,167 | 0.0% |
| Whiting Pete Corp New | COM | 966387102 | $96 | 17,425 | 0.0% |
| Advanced Semiconductor Engr | SPONSORED ADR | 00756M404 | $98 | 15,848 | 0.0% |
| Western Asset High Incm FD I(HIX) | COM | 95766J102 | $101 | 14,000 | 0.0% |
| Aberdeen Australia Eqty FD I | COM | 003011103 | $104 | 16,790 | 0.0% |
| Petroleo Brasileiro SA Petro(PBR) | SPONSORED ADR | 71654V408 | $107 | 10,656 | 0.0% |
| Nuveen High Income 2020 Targ | COM | 67075L102 | $108 | 10,652 | 0.0% |
| Two Hbrs Invt Corp | COM | 90187B101 | $108 | 10,799 | 0.0% |
| BlackRock Corpor HI YLD FD I(HYT) | COM | 09255P107 | $113 | 10,011 | 0.0% |
| Gold Resource Corp(GORO) | COM | 38068T105 | $114 | 30,460 | 0.0% |
| QEP RES Inc(QEP) | COM | 74733V100 | $116 | 13,603 | 0.0% |
| Sucampo Pharmaceuticals Inc | CL A | 864909106 | $120 | 10,118 | 0.0% |
| Dreyfus MUN Income Inc | COM | 26201R102 | $121 | 13,200 | 0.0% |
| General FIN Corp del(GFN) | COM | 369822101 | $126 | 25,000 | 0.0% |
| Cbre Clarion Global Real EST(IGR) | COM | 12504G100 | $130 | 16,433 | 0.0% |
| Townsquare Media Inc(TSQ) | CL A | 892231101 | $131 | 13,186 | 0.0% |
| Nuveen PFD & Incm Securties | COM | 67072C105 | $132 | 12,683 | 0.0% |
| Oclaro Inc | COM NEW | 67555N206 | $134 | 15,527 | 0.0% |
| BlackRock Enhanced Intl DIV(XBGYX) | COM BENE INTER | 092524107 | $141 | 21,418 | 0.0% |
| Banco Santander SA(SAN) | ADR | 05964H105 | $142 | 20,561 | 0.0% |
| National Cinemedia Inc | COM | 635309107 | $143 | 20,473 | 0.0% |
| Nuveen PFD & Incm Opportnys(JPC) | COM | 67073B106 | $143 | 13,536 | 0.0% |
| Nuveen Energy MLP Totl Rtrnf | COM | 67074U103 | $145 | 12,058 | 0.0% |
| LMP Cap & Income FD Inc(XSCDX) | COM | 50208A102 | $146 | 10,011 | 0.0% |
| Nabors Industries LTD(NBR) | SHS | G6359F103 | $147 | 18,239 | 0.0% |
| SLM Corp(SLM) | COM | 78442P106 | $148 | 12,970 | 0.0% |
| Frontier Communications Corp(FTREUR) | COM NEW | 35906A306 | $148 | 12,603 | 0.0% |
| BlackRock Float Rate OME STR(XFRAX) | COM | 09255X100 | $149 | 10,400 | 0.0% |
| Prudential GLB SHT DUR HG YL | COM | 74433A109 | $150 | 10,060 | 0.0% |
| Mitsubishi UFJ Finl Group in(MUFG) | SPONSORED ADR | 606822104 | $151 | 23,531 | 0.0% |
| WPX Energy Inc | COM | 98212B103 | $156 | 13,564 | 0.0% |
| BlackRock Muniyield Invst FD | COM | 09254R104 | $156 | 10,208 | 0.0% |
| Eaton Vance Txmgd GL Buywr O(ETW) | COM | 27829C105 | $159 | 13,379 | 0.0% |
| Lexington Realty Trust(LXPUSD) | COM | 529043101 | $161 | 15,751 | 0.0% |
| Tekla World Healthcare FD(THW) | BEN INT SHS | 87911L108 | $163 | 11,200 | 0.0% |