Q3 2017 Holdings
Filed 2017-11-13 | 364 holdings | $99.7M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Rennova Health Inc | W EXP 06/30/202 | 759757123 | $4 | 292,500 | 0.0% |
| Soleno Therapeutics Inc | W EXP 11/12/201 | 834203119 | $4 | 30,000 | 0.0% |
| Eastside Distilling Inc | W EXP 99/99/999 | 277802112 | $8 | 15,454 | 0.0% |
| Stellar Acquisition III Inc | W EXP 03/22/202 | Y8172W115 | $9 | 25,000 | 0.0% |
| Jensyn Acquisition Corp | W EXP 03/07/202 | 47632B110 | $10 | 40,000 | 0.0% |
| GTY Technology Holdings Inc | W EXP 99/99/999 | G4182A128 | $12 | 10,000 | 0.0% |
| Fintech Acquisition Corp II | W EXP 01/19/202 | 31810G117 | $13 | 10,000 | 0.0% |
| RXI Pharmaceuticals Corp New | W EXP 12/21/202 | 74979C113 | $14 | 84,628 | 0.0% |
| Saban Capital Acquisition Corp | W EXP 09/21/202 | 78516C114 | $15 | 12,500 | 0.0% |
| Jensyn Acquisition Corp | RIGHT 99/99/9999 | 47632B128 | $16 | 45,000 | 0.0% |
| Chesapeake Energy Corp | NOTE 2.250%12/1 | 165167CB1 | $33 | $34,000 | 0.0% |
| Invivo Therapeutics Holdings | COM | 46186M209 | $69 | 46,990 | 0.0% |
| China Cord Blood Corp | SHS | G21107100 | $111 | 10,000 | 0.0% |
| Quotlent Technology Inc(QUOTUSD) | COM | 749119103 | $157 | 10,000 | 0.0% |
| Seadrill LimitedCall | CALL | G7945E905 | $162 | 464,100 | 0.0% |
| Fintech Acquisition Corp II | COM | 31810G109 | $196 | 20,000 | 0.0% |
| Liberty Tripadvisor Hldgs in | COM SER A | 531465102 | $207 | 16,733 | 0.0% |
| Vale SA-SpPut | PUT | 91912E955 | $213 | 21,200 | 0.0% |
| Quotient LTD | SHS | G73268107 | $222 | 45,000 | 0.0% |
| Akers Biosciences Inc | COM | 00973E102 | $234 | 289,402 | 0.0% |
| Saban Capital Acquisition Corp | CL A SHS | 78516C106 | $251 | 25,000 | 0.0% |
| Magnegas Corp | COM | 55939L301 | $254 | 445,396 | 0.0% |
| Stellar Acquisition III Inc | COM | Y8172W107 | $254 | 25,000 | 0.0% |
| National Energy Services REU | W EXP 05/05/202 | G6375R115 | $274 | 548,000 | 0.0% |
| GTY Technology Holdings Inc | CL A SHS | G4182A102 | $302 | 30,000 | 0.0% |
| Netlist Inc(NLST) | COM | 64118P109 | $305 | 414,888 | 0.0% |
| Avista Healthcare Public ACQ Co(AVA) | CL A SHS | G0726L125 | $309 | 30,890 | 0.0% |
| Capstone Turbine Corp New | COM | 14067D409 | $309 | 444,546 | 0.0% |
| Health INS Innovations Inc | CL A SHS | 42225K106 | $310 | 21,385 | 0.0% |
| Hunter Maritime Acquisition | W EXP 99/99/999 | Y37828129 | $312 | 473,402 | 0.0% |
| Pacific Continental Corp | COM | 69412V108 | $320 | 11,863 | 0.0% |
| Videocon D2h LTD ADR | ADR | 92657J101 | $351 | 39,414 | 0.0% |
| Nxstage Medical Inc | COM | 67072V103 | $403 | 14,600 | 0.0% |
| Surgery Partners Inc(SGRY) | COM | 86881A100 | $414 | 40,000 | 0.0% |
| DBV Technologies S A | ADR | 23306J101 | $424 | 10,000 | 0.0% |
| Hutchison China Meditech(HCM) | ADR | 44842L103 | $469 | 17,200 | 0.0% |
| Avista Healthcare Public ACQ Co(AVA) | W EXP 99/99/999 | G0726L117 | $480 | 1,200,000 | 0.0% |
| MSG Networks Inc(MSGN) | CL A SHS | 553573106 | $487 | 22,970 | 0.0% |
| Otonomy Inc | COM | 68906L105 | $488 | 150,000 | 0.0% |
| Daseke Inc(DSKEUSD) | COM | 23753F107 | $545 | 41,800 | 0.0% |
| General Electric CoPut | PUT | 369604953 | $605 | 25,000 | 0.0% |
| Sage Therapeutics Inc(SG7) | COM | 78667J108 | $623 | 10,000 | 0.0% |
| Colfax Corp | COM | 194014106 | $625 | 15,000 | 0.0% |
| Malibu Boats Inc(MBUU) | CL A SHS | 56117J100 | $633 | 20,000 | 0.0% |
| Netshoes Cayman LTD | COM | G6455X107 | $635 | 48,319 | 0.0% |
| Regenxbio Inc(RGNX) | COM | 75901B107 | $659 | 20,000 | 0.0% |
| Silver RUN Acquisition Corp | W EXP 03/28/202 | 82812A111 | $660 | 434,000 | 0.0% |
| Ranger Energy Services Inc(RNGR) | CL A SHS | 75282U104 | $662 | 45,000 | 0.0% |
| Servicenow Inc(NOW) | COM | 81762P102 | $693 | 5,900 | 0.0% |
| LA Jolla Pharmaceuticals(LJPC) | COM | 503459604 | $696 | 20,000 | 0.0% |