Q3 2017 Holdings
Filed 2017-11-14 | 117 holdings | $2.8M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Starwood Waypoint 4.5 15Oct17 | SDBCV | 85571WAD1 | $34 | $27,000 | 0.0% |
| Saban Capital Acq-Cw21 | RT | 78516C114 | $88 | 71,795 | 0.0% |
| ON Semiconductor 1 1Dec20 | SDBCV | 682189AK1 | $95 | $80,000 | 0.0% |
| Sunpower Corp.75 1Jun18 | SDBCV | 867652AG4 | $138 | $144,000 | 0.0% |
| Gores Holdings II Inc - Cw22 | RT | 382867117 | $188 | 128,007 | 0.0% |
| Global Partner Acquisit-Cw20 | RT | 37954X113 | $256 | 321,436 | 0.0% |
| Hennessy Capital Acquis-Cw22 | RT | 42588L113 | $292 | 364,106 | 0.0% |
| TPG Pace Holdings Corp-Cw | RT | G89827110 | $338 | 210,860 | 0.0% |
| Double Eagle Acquisiti-Cw | RT | G28195116 | $486 | 694,148 | 0.0% |
| 51Job Inc(JOBSUSD) | COM | 316827104 | $534 | 8,818 | 0.0% |
| Infosys Tech(INFY) | ADR | 456788108 | $708 | 48,524 | 0.0% |
| TPG Pace Energy Hold Wnts | RT | 872656111 | $771 | 564,814 | 0.0% |
| Atlantica Yield PLC(ALDA) | COM | G0751N103 | $979 | 49,661 | 0.0% |
| Saban Capital Acquisition | COM | 78516C106 | $1.4K | 143,590 | 0.1% |
| Microchip Tech 1.625 15Feb25 | SDBCV | 595017AD6 | $1.7K | $1,000,000 | 0.1% |
| General Motors Co(GM) | COM | 37045V100 | $1.9K | 48,038 | 0.1% |
| Green Plains Inc 3.25 01Oct18 | SDBCV | 393222AD6 | $2.1K | $1,744,000 | 0.1% |
| Illumina Inc 0 15Jun19 | SDBCV | 452327AF6 | $2.4K | $2,265,000 | 0.1% |
| Marriott Vacations World W/I(VAC) | COM | 57164Y107 | $2.4K | 19,500 | 0.1% |
| Southwestern Energy Co(SWN1EUR) | COM | 845467109 | $2.4K | 400,000 | 0.1% |
| Pros Holdings Inc 2.0 01Dec19 | SDBCV | 74346YAB9 | $2.5K | $2,500,000 | 0.1% |
| Liberty Mediacorp 2.25 30Sep46 | SDBCV | 531229AE2 | $2.6K | $2,417,000 | 0.1% |
| Infinera Corp 1.75 1Jun18 | SDBCV | 45667GAB9 | $3.0K | $2,925,000 | 0.1% |
| Bank of America Corp-Cw19 | RT | 060505153 | $3.0K | 3,871,900 | 0.1% |
| Rayonier Advanced Materials(RYAM) | COM | 75508B104 | $3.1K | 224,079 | 0.1% |
| Kadmon Holdings Inc(KDMN) | COM | 48283N106 | $3.4K | 1,000,000 | 0.1% |
| Trulia LLC 2.75 15 DEC 20 | SDBCV | 897888AB9 | $3.6K | $2,053,000 | 0.1% |
| Gores Holdings II Inc | COM | 382867109 | $3.7K | 367,971 | 0.1% |
| Spdr S&p500 ETF Trust(SPY) | COM | 78462F103 | $3.8K | 14,996 | 0.1% |
| Whiting Petroleum Corp | COM | 966387102 | $3.8K | 693,104 | 0.1% |
| Electronics for 0.75 01Sep19 | SDBCV | 286082AC6 | $3.9K | $3,720,000 | 0.1% |
| Ipath S&P 500 VIX S/T FU ETNPut | COM | 06746L422 | $3.9K | 100,000 | 0.1% |
| Cheniere Energy 4.25 15Mar45 | SDBCV | 16411RAG4 | $4.0K | $5,743,000 | 0.1% |
| Resource Capital 4.5 15Aug22 | SDBCV | 76120WAC8 | $4.1K | $4,000,000 | 0.1% |
| Infosys Tech(INFY)Put | ADR | 456788108 | $4.2K | 286,700 | 0.1% |
| Liberty INT 1.75 30Sep46 144A | SDBCV | 530610AD6 | $4.5K | $3,747,000 | 0.2% |
| Hennessy Capital Acquisition | COM | 42588L105 | $4.8K | 485,476 | 0.2% |
| Double Eagle Acquisition | COM | G28195124 | $5.0K | 494,148 | 0.2% |
| Ashford Hospitality Prim | PFD | 044102507 | $5.6K | 276,663 | 0.2% |
| JDS Uniphase 0.625 15Aug33 | SDBCV | 46612JAF8 | $5.8K | $5,500,000 | 0.2% |
| Altria Group Inc(MO)Call | COM | 02209S103 | $6.2K | 97,000 | 0.2% |
| TPG Pace Holdings Corp | COM | G89827128 | $6.2K | 632,582 | 0.2% |
| AK Steel Corp 5 15Nov19 | SDBCV | 001546AP5 | $6.4K | $4,787,000 | 0.2% |
| Layne Christensen 4.25 15Nov18 | SDBCV | 521050AB0 | $6.5K | $6,685,000 | 0.2% |
| RWT Holdings 5.625 15Nov19 | SDBCV | 749772AB5 | $6.5K | $6,310,000 | 0.2% |
| Redwood Trust 4.625 15Apr18 | SDBCV | 758075AB1 | $6.6K | $6,504,000 | 0.2% |
| Array BIO Inc 3 1Jun20 | SDBCV | 04269XAA3 | $6.9K | $3,835,000 | 0.2% |
| IAC Ractivecorp(IACIEUR) | COM | 44919P508 | $6.9K | 59,100 | 0.2% |
| Nextera Energy Partners LP(XIFR) | COM | 65341B106 | $8.0K | 198,600 | 0.3% |
| Endologix Inc 3.25 1Nov20 | SDBCV | 29266SAB2 | $8.1K | $9,448,000 | 0.3% |