Q3 2017 Holdings
Filed 2017-11-14 | 123 holdings | $171.9M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Citigroup Inc | W EXP 01/04/201 | 172967226 | $31 | 271,800 | 0.0% |
| Wells Fargo ADV GLB DIV OPP(EOD) | COM | 94987C103 | $94 | 15,025 | 0.0% |
| Eaton Vance Risk Mngd DIV EQ(ETJ) | COM | 27829G106 | $110 | 11,700 | 0.0% |
| Neuberger Berman RE ES SEC F(XNROX) | COM | 64190A103 | $113 | 20,100 | 0.0% |
| Franklin LTD Duration Inc TR(FTF) | COM | 35472T101 | $121 | 10,100 | 0.0% |
| Western Asset Corporate LN F | COM | 95790J102 | $149 | 13,672 | 0.0% |
| Alpine Total Dynamic Divid F | COM SH BEN INT N | 021060207 | $157 | 17,395 | 0.0% |
| Hercules Tech Growth Cap Inc(HTGC) | COM | 427096508 | $173 | 13,400 | 0.0% |
| Legg Mason BW GLB Inc OPP FD | COM | 52469B100 | $173 | 12,907 | 0.0% |
| Regal Entmt Group | CL A | 758766109 | $174 | 10,900 | 0.0% |
| BlackRock Muni Inter DR FD I(XMUIX) | COM | 09253X102 | $177 | 12,500 | 0.0% |
| Firsthand Tech Value FD Inc(SVVC) | COM | 33766Y100 | $179 | 22,400 | 0.0% |
| Credit Suisse Nassau BRH | VELOCITY SHS SHR | 22542D357 | $181 | 16,000 | 0.0% |
| AMC Entmt Hldgs Inc | CL A COM | 00165C104 | $212 | 14,400 | 0.0% |
| Wayfair Inc(W) | CL A | 94419L101 | $229 | 3,400 | 0.0% |
| Childrens PL Inc(PLCE) | COM | 168905107 | $236 | 2,000 | 0.0% |
| Carter Inc(CRI) | COM | 146229109 | $272 | 2,750 | 0.0% |
| Neuberger Berman Inter Muni(NBH) | COM | 64124P101 | $277 | 18,047 | 0.0% |
| Pool Corporation(POOL) | COM | 73278L105 | $292 | 2,700 | 0.0% |
| Toll Brothers Inc(TOL) | COM | 889478103 | $336 | 8,100 | 0.0% |
| Home Depot Inc(HD) | COM | 437076102 | $343 | 2,100 | 0.0% |
| Ishares TR(IVV) | CORE S&P500 ETF | 464287200 | $354 | 1,400 | 0.0% |
| Nexpoint CR Strategies FD(NXDT) | COM NEW | 65340G205 | $354 | 15,353 | 0.0% |
| Imax Corp(IMAX) | COM | 45245E109 | $359 | 15,860 | 0.0% |
| Spdr S&P 500 ETF TR(SPY) | TR UNIT | 78462F103 | $377 | 1,500 | 0.0% |
| Incyte Corp(INCY) | COM | 45337C102 | $432 | 3,700 | 0.0% |
| Dividend & Income Fund | COM NEW | 25538A204 | $459 | 35,700 | 0.0% |
| Wells Fargo Advantage Multi(ERC) | COM SHS | 94987D101 | $489 | 36,445 | 0.0% |
| Irhythm Technologies Inc(IRTC) | COM | 450056106 | $514 | 9,900 | 0.0% |
| Virtus Total Return Fund Inc | COM | 92837G100 | $558 | 42,791 | 0.0% |
| Pioneer High Income TR(PHT) | COM | 72369H106 | $694 | 69,300 | 0.0% |
| Bluebird BIO Inc | COM | 09609G100 | $714 | 5,200 | 0.0% |
| Advent Clay Conv SEC Inc FD | COM | 007639107 | $755 | 121,061 | 0.0% |
| Jazz Pharmaceuticals PLC(JAZZ) | SHS USD | G50871105 | $790 | 5,400 | 0.0% |
| Morgan Stanley China A SH FD(XCAFX) | COM | 617468103 | $837 | 35,100 | 0.0% |
| Advent Claymore ENH GRW & in | COM | 00765E104 | $924 | 107,293 | 0.0% |
| Goldman Sachs BDC Inc(GSBD) | SHS | 38147U107 | $1.0K | 43,800 | 0.0% |
| Taiwan Semiconductor MFG LTD(TSM) | SPONSORED ADR | 874039100 | $1.3K | 34,600 | 0.0% |
| Arbor Rlty TR Inc(ABR) | COM | 038923108 | $1.4K | 172,300 | 0.0% |
| Prestige Brands Hldgs Inc(PBH) | COM | 74112D101 | $1.6K | 31,930 | 0.0% |
| Cornerstone Total Rtrn FD in(CRF) | COM | 21924U300 | $1.8K | 123,400 | 0.0% |
| Orbotech LTD | ORD | M75253100 | $2.3K | 54,061 | 0.0% |
| Ishares TR(INDA) | MSCI INDIA ETF | 46429B598 | $2.3K | 69,900 | 0.0% |
| Physicians Rlty TR(DOCUSD) | COM | 71943U104 | $2.4K | 136,000 | 0.0% |
| National Grid PLC(NGG) | SPONSORED ADR NE | 636274409 | $2.6K | 41,983 | 0.0% |
| Adams Express Co(ADX) | COM | 006212104 | $3.3K | 219,530 | 0.0% |
| Kura Oncology Inc(KURA) | COM | 50127T109 | $3.4K | 224,861 | 0.0% |
| Wave Life Sciences LTD(WVE) | SHS | Y95308105 | $4.5K | 208,703 | 0.0% |
| Dominion RES Inc VA New(D) | COM | 25746U109 | $4.9K | 64,000 | 0.0% |
| Eversource Energy(ES) | COM | 30040W108 | $5.0K | 82,900 | 0.0% |