Q3 2017 Holdings
Filed 2017-11-14 | 76 holdings | $15.9M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Rait Financial Trust | Common | 749227609 | $28 | 38,781 | 0.0% |
| Fannie Mae(FNMA) | Common | 313586109 | $66 | 22,200 | 0.0% |
| Mednax Inc(MD) | Common | 58502B106 | $207 | 4,791 | 0.0% |
| Tellurian Inc(TELLEUR) | Common | 87968A104 | $208 | 19,500 | 0.0% |
| Pfizer Inc(PFE) | Common | 717081103 | $226 | 6,329 | 0.0% |
| Union Pacific Corp(UNP) | Common | 907818108 | $235 | 2,024 | 0.0% |
| Merck & Co Inc(MRK) | Common | 58933Y105 | $245 | 3,821 | 0.0% |
| Unitedhealth Group Inc(UNH) | Common | 91324P102 | $245 | 1,249 | 0.0% |
| Anadarko Petroleum Corp(APC3EUR) | Common | 032511107 | $258 | 5,285 | 0.0% |
| Altria Group Inc(MO) | Common | 02209S103 | $267 | 4,205 | 0.0% |
| Pepsico Inc(PEP) | Common | 713448108 | $293 | 2,625 | 0.0% |
| Vanguard Total World Stock ETF(VT) | Common | 922042742 | $359 | 5,070 | 0.0% |
| Coca-Cola Co(KO) | Common | 191216100 | $361 | 8,026 | 0.0% |
| Schwab International Equity Fund ETF(SCHF) | Common | 808524805 | $364 | 10,880 | 0.0% |
| Bank of New York Mellon(BK) | Common | 064058100 | $367 | 6,913 | 0.0% |
| Bristol-Myers Squibb Co(BMY) | Common | 110122108 | $371 | 5,822 | 0.0% |
| Emerson Electric Co(EMR) | Common | 291011104 | $374 | 5,949 | 0.0% |
| Time Warner Inc | Common | 887317303 | $391 | 3,812 | 0.0% |
| Fiserv Inc Wisconsin(FISV) | Common | 337738108 | $394 | 3,057 | 0.0% |
| JPMorgan Chase & Co(JPM) | Common | 46625H100 | $403 | 4,217 | 0.0% |
| State National Companies Inc. | Common | 85711T305 | $410 | 19,545 | 0.0% |
| General Electric Co | Common | 369604103 | $441 | 18,240 | 0.0% |
| Chevron Corp(CVX) | Common | 166764100 | $471 | 4,011 | 0.0% |
| Abbott Laboratories(ABT) | Common | 002824100 | $476 | 8,917 | 0.0% |
| Wal-Mart Stores Inc(WMT) | Common | 931142103 | $477 | 6,103 | 0.0% |
| Paychex Inc(PAYX) | Common | 704326107 | $486 | 8,099 | 0.0% |
| American International Group Warrants | Warrant | 026874156 | $530 | 26,500 | 0.0% |
| Waste Management Inc(WM) | Common | 94106L109 | $537 | 6,858 | 0.0% |
| Procter & Gamble Co(PG) | Common | 742718109 | $545 | 5,990 | 0.0% |
| Boeing Co(BA) | Common | 097023105 | $556 | 2,187 | 0.0% |
| Exxon Mobil Corp(XOM) | Common | 30231G102 | $562 | 6,860 | 0.0% |
| Bridgeline Digital Inc | Common | 10807Q403 | $603 | 210,077 | 0.0% |
| Capital One Financial Corp. Warrants | Warrant | 14040H139 | $797 | 18,700 | 0.0% |
| First Financial Bancorp Warrants | Warrant | 320209117 | $974 | 72,320 | 0.0% |
| Lincoln National Corp Warrants | Warrant | 534187117 | $1.1K | 16,260 | 0.0% |
| Air Ind. Group Ser A Pfd Conv | Conv Pfd | AIRINDUS5 | $1.2K | 140,518 | 0.0% |
| Micro Focus International - SPN ADR | Common | 594837304 | $1.3K | 39,514 | 0.0% |
| Chart Industries Inc. | Conv Bond | 16115QAC4 | $1.5K | $1,500,000 | 0.0% |
| Intel Corp | Conv Bond | 458140AD2 | $2.0K | $1,400,000 | 0.0% |
| Rait Financial Trust - Putable at 100 | Conv Bond | 749227AB0 | $2.0K | $2,166,000 | 0.0% |
| DXC Technologies Co(DXC) | Common | 23355L106 | $2.0K | 23,302 | 0.0% |
| Jefferies Group - Putable at 100 | Conv Bond | 472319AG7 | $2.0K | $2,000,000 | 0.0% |
| Fair Isaac & Co(FICO) | Common | 303250104 | $2.1K | 15,034 | 0.0% |
| Twitter Inc. | Conv Bond | 90184LAB8 | $2.3K | $2,400,000 | 0.0% |
| Redwood Trust Inc. | Conv Bond | 758075AB1 | $2.3K | $2,275,000 | 0.0% |
| Aceto Corp | Conv Bond | 004446AD2 | $2.3K | $2,600,000 | 0.0% |
| Ares Capital Corp. | Conv Bond | 04010LAM5 | $2.3K | $2,275,000 | 0.0% |
| Park National Corp(PRK) | Common | 700658107 | $2.5K | 22,823 | 0.0% |
| RTI Intl Metals | Conv Bond | 74973WAB3 | $2.6K | $2,370,000 | 0.0% |
| Alphabet Inc - Cl C Non-Voting(GOOG) | Common | 02079K107 | $4.1K | 4,305 | 0.0% |