Q2 2017 Holdings
Filed 2017-08-14 | 12817 holdings | $193.2M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2017-11-14) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Alpha Architect ETF TR(QVAL) | US QUANT ETF | 02072L102 | $5 | 204 | 0.0% |
| Incyte Corp | NOTE 0.375%11/1 | 45337CAM4 | $5 | $2,000 | 0.0% |
| Conyers PK Acquisition | CL A COM | 212894109 | $5 | 450 | 0.0% |
| Morgan Stanley | LNG EURO ETN20 | 617480272 | $5 | 300 | 0.0% |
| Wisdomtree TR | WESTN ASSET FD | 97717X479 | $5 | 93 | 0.0% |
| KBS Fashion Group LTD | COM NEW | Y46002203 | $5 | 1,883 | 0.0% |
| Allianzgi CON Incm 2024 Targ | COM | 01883H102 | $6 | 590 | 0.0% |
| Rave Restaurant Group Inc(RAVE) | COM | 754198109 | $6 | 2,795 | 0.0% |
| Tetra Technologies Inc del(TTI) | COM | 88162F105 | $6 | 2,000 | 0.0% |
| MGC Diagnostics Corp | COM | 552768103 | $6 | 775 | 0.0% |
| M III Acquisition Corp | COM | 55378T104 | $6 | 600 | 0.0% |
| Nexeo Solutions Inc | UNIT 06/11/2019 | 65342H201 | $6 | 675 | 0.0% |
| Evoke Pharma Inc | COM | 30049G104 | $6 | 2,240 | 0.0% |
| Tanzanian Royalty Expl Corp | COM | 87600U104 | $6 | 14,589 | 0.0% |
| Williams COS Inc del(WMB)Call | COM | 969457100 | $6 | 200 | 0.0% |
| Ishares TR(EFNL) | MSCI FINLND ETF | 46429B515 | $6 | 146 | 0.0% |
| Full House Resorts Inc(FLL) | COM | 359678109 | $6 | 2,718 | 0.0% |
| Security Natl Finl Corp(SNFCA) | CL A NEW | 814785309 | $6 | 997 | 0.0% |
| CPS Technologies Corp(CPSH) | COM | 12619F104 | $6 | 5,369 | 0.0% |
| Ideal PWR Inc | COM | 451622104 | $6 | 2,790 | 0.0% |
| Odyssey Marine Exploration I(OMEX) | COM NEW | 676118201 | $6 | 1,669 | 0.0% |
| Live Ventures Inc(LIVE) | COM NEW | 538142308 | $6 | 569 | 0.0% |
| Synalloy CP del(ACNT) | COM | 871565107 | $6 | 504 | 0.0% |
| Wabash Natl Corp | NOTE 3.375% 5/0 | 929566AH0 | $6 | $3,000 | 0.0% |
| Cray Inc(CRAY) | COM NEW | 225223304 | $6 | 338 | 0.0% |
| Fintech Acquisition Corp II | COM | 31810G109 | $6 | 600 | 0.0% |
| Shiftpixy Inc | COM | 82452L104 | $6 | 818 | 0.0% |
| Airmedia Group Inc | SPONSORED ADR | 009411109 | $6 | 2,917 | 0.0% |
| Five Star Senior Living Inc | COM | 33832D106 | $6 | 4,446 | 0.0% |
| AIR Lease Corp | NOTE 3.875%12/0 | 00912XAK0 | $6 | $4,000 | 0.0% |
| Vaneck Vectors ETF TR(IDX) | INDONESIA INDEX | 92189F833 | $6 | 250 | 0.0% |
| Amyris Inc(AMRSEUR) | COM NEW | 03236M200 | $6 | 1,923 | 0.0% |
| China FIN Online Co LTD | SPONSORED ADR | 169379104 | $6 | 3,508 | 0.0% |
| DEL Taco Restaurants Inc | *W EXP 06/30/202 | 245496112 | $6 | 1,620 | 0.0% |
| Euro Tech Holdings Co LTD(CLWT) | SHS NEW | G32030127 | $6 | 1,900 | 0.0% |
| Kitov Pharmaceuticals Hldgs | SPONSORED ADR | 49803V107 | $6 | 4,014 | 0.0% |
| Deutsche BK AG London | ELE MORN TTL22 | 25153Q708 | $6 | 226 | 0.0% |
| Stellar Biotechnologies Inc | COM NEW | 85855A203 | $6 | 5,025 | 0.0% |
| Digi Intl Inc(DGII) | COM | 253798102 | $6 | 574 | 0.0% |
| Vaneck Vectors ETF TR | TREAS HEDGED HIG | 92189F395 | $6 | 249 | 0.0% |
| Proshares TR | ULTRPRO SHRT NEW | 74348A186 | $6 | 450 | 0.0% |
| Ruby Tuesday Inc | COM | 781182100 | $6 | 3,184 | 0.0% |
| Barclays BK PLC | IPTH AGRIC ETN | 06740P262 | $6 | 200 | 0.0% |
| Liberty Media Corp Delaware | NOTE 1.375%10/1 | 531229AB8 | $6 | $5,000 | 0.0% |
| Dragonwave Inc | COM NEW | 26144M400 | $6 | 6,753 | 0.0% |
| Proshares TR | ULTSHT CONS SERV | 74348A236 | $6 | 206 | 0.0% |
| Barclays Bank PLC | ETN DJUBSCOTTN38 | 06739H271 | $6 | 126 | 0.0% |
| Pareteum Corp(TEUM) | COM NEW | 69946T207 | $6 | 10,866 | 0.0% |
| Intevac Inc | COM | 461148108 | $6 | 500 | 0.0% |
| OAK Valley Bancorp Oakdale C(OVLY) | COM | 671807105 | $6 | 455 | 0.0% |