Q2 2017 Holdings
Filed 2017-08-14 | 12817 holdings | $193.2M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2017-11-14) | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Evoke Pharma Inc | COM | 30049G104 | $6 | 2,240 | 0.0% |
| Bank of Marin Bancorp(BMRC) | COM | 063425102 | $6 | 100 | 0.0% |
| Medovex Corp | COM | 58504H101 | $6 | 6,823 | 0.0% |
| Liberty Media Corp Delaware | NOTE 1.375%10/1 | 531229AB8 | $6 | $5,000 | 0.0% |
| Five Star Senior Living Inc | COM | 33832D106 | $6 | 4,446 | 0.0% |
| Odyssey Marine Exploration I(OMEX) | COM NEW | 676118201 | $6 | 1,669 | 0.0% |
| Global Brass & Coppr Hldgs I | COM | 37953G103 | $6 | 200 | 0.0% |
| Kitov Pharmaceuticals Hldgs | SPONSORED ADR | 49803V107 | $6 | 4,014 | 0.0% |
| Adverum Biotechnologies Inc(ADVMCHF) | COM | 00773U108 | $6 | 2,425 | 0.0% |
| OAK Valley Bancorp Oakdale C(OVLY) | COM | 671807105 | $6 | 455 | 0.0% |
| Williams COS Inc del(WMB)Call | COM | 969457100 | $6 | 200 | 0.0% |
| CPS Technologies Corp(CPSH) | COM | 12619F104 | $6 | 5,369 | 0.0% |
| Wisdomtree TR | US EXPORT MLTNTL | 97717X453 | $6 | 200 | 0.0% |
| Propetro Hldg Corp(PUMP) | COM | 74347M108 | $6 | 452 | 0.0% |
| Claymore Exchange TRD FD TR | GUGG HIGH INCM | 18383Q721 | $6 | 219 | 0.0% |
| Tetra Technologies Inc del(TTI) | COM | 88162F105 | $6 | 2,000 | 0.0% |
| Altice USA Inc(OPTU) | CL A | 02156K103 | $6 | 200 | 0.0% |
| Live Ventures Inc(LIVE) | COM NEW | 538142308 | $6 | 569 | 0.0% |
| M III Acquisition Corp | COM | 55378T104 | $6 | 600 | 0.0% |
| Fintech Acquisition Corp II | COM | 31810G109 | $6 | 600 | 0.0% |
| Proofpoint Inc | DBCV 0.750% 6/1 | 743424AD5 | $6 | $5,000 | 0.0% |
| Motif BIO PLC | SPONSORED ADR | 619784101 | $6 | 739 | 0.0% |
| Advisorshares TR | SAGE CORE ETF | 00768Y651 | $6 | 60 | 0.0% |
| Deswell Inds Inc(DSWL) | COM | 250639101 | $6 | 2,574 | 0.0% |
| Full House Resorts Inc(FLL) | COM | 359678109 | $6 | 2,718 | 0.0% |
| Data I O Corp(DAIO) | COM | 237690102 | $6 | 800 | 0.0% |
| Wabash Natl Corp | NOTE 3.375% 5/0 | 929566AH0 | $6 | $3,000 | 0.0% |
| Primeenergy Corp(PNRG) | COM | 74158E104 | $6 | 128 | 0.0% |
| Galectin Therapeutics Inc(GALT) | COM NEW | 363225202 | $6 | 2,413 | 0.0% |
| Hydrogenics Corp New(HYGS) | COM NEW | 448883207 | $7 | 739 | 0.0% |
| Tearlab Corp | COM NEW | 878193200 | $7 | 4,320 | 0.0% |
| Direxion SHS ETF TR | DLY MSCI MX 3X | 25460E752 | $7 | 251 | 0.0% |
| Mattersight Corp | COM | 577097108 | $7 | 2,605 | 0.0% |
| PAR Technology Corp(PAR) | COM | 698884103 | $7 | 804 | 0.0% |
| Vertex Energy Inc(VTNRUSD) | COM | 92534K107 | $7 | 5,953 | 0.0% |
| Veritone Inc(VERI) | COM | 92347M100 | $7 | 600 | 0.0% |
| Global X FDS | ANDEAN 40 ETF | 37950E655 | $7 | 855 | 0.0% |
| Neothetics Inc | COM | 64066G101 | $7 | 12,533 | 0.0% |
| Aoxing Pharmaceutical Co Inc(AOXG) | COM | 03740A106 | $7 | 22,945 | 0.0% |
| Ishares TR(IMTM) | INTL MOMENTUM FT | 46434V449 | $7 | 254 | 0.0% |
| Sunworks Inc | COM | 86803X105 | $7 | 3,856 | 0.0% |
| Telecom Argentina S A(TEO) | SPON ADR REP B | 879273209 | $7 | 280 | 0.0% |
| Carolina TR Bancshares Inc | COM | 14422P105 | $7 | 979 | 0.0% |
| Novan Inc | COM | 66988N106 | $7 | 1,844 | 0.0% |
| CGG | SPON ADR NEW | 12531Q204 | $7 | 1,500 | 0.0% |
| Emagin Corp(EMGA) | COM NEW | 29076N206 | $7 | 2,700 | 0.0% |
| Alps ETF TR | RIVERFRONT UNC | 00162Q544 | $7 | 285 | 0.0% |
| Etfs TR | BBG COMMD K 1 | 26923J503 | $7 | 270 | 0.0% |
| Centrais Eletricas Brasileir | SPON ADR PFD B | 15234Q108 | $7 | 1,486 | 0.0% |
| Intergroup Corp(INTG) | COM | 458685104 | $7 | 281 | 0.0% |