Q2 2017 Holdings
Filed 2017-08-14 | 12817 holdings | $193.2M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2017-11-14) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Boulevard Acquisition | *W EXP 09/25/202 | 10157Q110 | $0 | 20 | 0.0% |
| Benitec Biopharma LTD | *W EXP 08/14/202 | 082053117 | $0 | 385 | 0.0% |
| China Zenix Auto Intl LTD | ADS | 16951E104 | $0 | 51 | 0.0% |
| Atossa Genetics Inc | COM NEW | 04962H209 | $0 | 6 | 0.0% |
| Deutsche BK AG LDN BRH(DDPXF) | DB COMMOD SHRT | 25154H467 | $0 | 9 | 0.0% |
| Fieldpoint Petroleum Corp | *W EXP 03/23/201 | 316570126 | $0 | 3,134 | 0.0% |
| Barclays Bank PLC | IPATH AS GLF CUR | 06739H420 | $0 | 6 | 0.0% |
| 500 COM LTD | SPON ADR REP A | 33829R100 | $0 | 17 | 0.0% |
| Albireo Pharma Inc(BDQM) | COM | 01345P106 | $0 | 1 | 0.0% |
| BIO Path Holdings Inc | COM | 09057N102 | $0 | 956 | 0.0% |
| Pavmed Inc | *W EXP 01/29/202 | 70387R114 | $0 | 30 | 0.0% |
| Pfenex Inc | COM | 717071104 | $0 | 17 | 0.0% |
| Deutsche BK AG London BRH(BDDXF) | DB BASE MET DBL | 25154K841 | $0 | 32 | 0.0% |
| Dynegy Inc New del | *W EXP 02/02/202 | 26817R157 | $0 | 303 | 0.0% |
| Barclays Bank PLC | IPTH JPY/USD ETN | 06739G851 | $0 | 5 | 0.0% |
| CIM Coml TR Corp | COM | 125525105 | $0 | 20 | 0.0% |
| Dimension Therapeutics Inc | COM | 25433V105 | $0 | 339 | 0.0% |
| Ashford Inc(9YY) | COM | 044104107 | $0 | 1 | 0.0% |
| Cemtrex Inc | *W EXP 12/02/202 | 15130G113 | $0 | 127 | 0.0% |
| Cellectar Biosciences Inc | *W EXP 08/20/201 | 15117F120 | $0 | 570 | 0.0% |
| Crossroads SYS Inc | COM PAR | 22765D407 | $0 | 227 | 0.0% |
| Cleveland Biolabs Inc(CBLIEUR) | COM NEW | 185860202 | $0 | 100 | 0.0% |
| Dynegy Inc New del | PFD CONV SER A | 26817R207 | $0 | 10 | 0.0% |
| Arbutus Biopharma Corp(ABUS) | COM | 03879J100 | $0 | 115 | 0.0% |
| Atara Biotherapeutics Inc(ATRAGBX) | COM | 046513107 | $0 | 20 | 0.0% |
| Barington Hilco Acquisition | RIGHT 02/13/2017 | 06759V119 | $0 | 1,214 | 0.0% |
| Hailiang ED Group Inc | SPONSORED ADR | 40522L108 | $0 | 5 | 0.0% |
| Hamilton Bancorp Inc MD | COM | 407015106 | $0 | 31 | 0.0% |
| Catabasis Pharmaceuticals in | COM | 14875P107 | $0 | 323 | 0.0% |
| Enservco Corp | COM | 29358Y102 | $0 | 1,200 | 0.0% |
| ARC Document Solutions Inc | COM | 00191G103 | $0 | 34 | 0.0% |
| Barclays BK PLC | IPTH ENRGY ETN | 06740P312 | $0 | 11 | 0.0% |
| Ishares TR(FALN) | FALN ANGLS USD | 46435G474 | $0 | 1 | 0.0% |
| Ishares TR(HJPX) | JPX NIKKEI 400 | 46435G722 | $0 | 5 | 0.0% |
| Dariohealth Corp | *W EXP 03/08/202 | 23725P118 | $0 | 400 | 0.0% |
| Biolife Solutions Inc(BLFS) | COM NEW | 09062W204 | $0 | 134 | 0.0% |
| Combimatrix Corporation | *W EXP 03/18/202 | 20009T147 | $0 | 200 | 0.0% |
| Bank Mutual Corp New | COM | 063750103 | $0 | 41 | 0.0% |
| Broadwind Energy Inc(BWEN) | COM NEW | 11161T207 | $0 | 40 | 0.0% |
| Eiger Biopharmaceuticals Inc(CLDNEUR) | COM | 28249U105 | $0 | 50 | 0.0% |
| A10 Networks Inc(ATEN) | COM | 002121101 | $0 | 39 | 0.0% |
| Atlanticus Hldgs Corp(ATLC) | COM | 04914Y102 | $0 | 132 | 0.0% |
| DBX ETF TR | DB XTRAKR MSCI | 233051861 | $0 | 4 | 0.0% |
| Energy Fuels Inc(UUUU) | COM NEW | 292671708 | $0 | 54 | 0.0% |
| Acnb Corp(ACNB) | COM | 000868109 | $0 | 5 | 0.0% |
| Modern Media Acquisition | RIGHT 99/99/9999 | 60765P129 | $0 | 1,000 | 0.0% |
| Barclays Bank PLC | ETN GLB CARB38 | 06739H164 | $0 | 54 | 0.0% |
| Barclays Bank PLC | IPATH GEMS INDEX | 06739H453 | $0 | 5 | 0.0% |
| Deutsche BK AG LDN BRH(ADZCF) | DB AGRIC SHT ETN | 25154H541 | $0 | 18 | 0.0% |
| Proteon Therapeutics Inc | COM | 74371L109 | $0 | 125 | 0.0% |