Q2 2017 Holdings
Filed 2017-08-14 | 12817 holdings | $193.2M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2017-11-14) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Fulgent Genetics Inc(FLGT) | COM | 359664109 | $0 | 42 | 0.0% |
| Viking Therapeutics Inc | *W EXP 04/13/202 | 92686J114 | $0 | 232 | 0.0% |
| Aveo Pharmaceuticals Inc(AVEOEUR) | COM | 053588109 | $0 | 100 | 0.0% |
| Deutsche BK AG London BRH(BDDXF) | DB BASE MET DBL | 25154K841 | $0 | 32 | 0.0% |
| Atlanticus Hldgs Corp(ATLC) | COM | 04914Y102 | $0 | 132 | 0.0% |
| China Zenix Auto Intl LTD | ADS | 16951E104 | $0 | 51 | 0.0% |
| Ishares TR(HJPX) | JPX NIKKEI 400 | 46435G722 | $0 | 5 | 0.0% |
| Wisdomtree TR(SHAG) | BARCLAYS YIELD | 97717Y808 | $0 | 1 | 0.0% |
| Deutsche BK AG LDN BRH(ADZCF) | DB AGRIC SHT ETN | 25154H541 | $0 | 18 | 0.0% |
| Albireo Pharma Inc(BDQM) | COM | 01345P106 | $0 | 1 | 0.0% |
| Jewett Cameron Trading LTD(JCTC) | COM NEW | 47733C207 | $0 | 1 | 0.0% |
| Avista Healthcare PUB ACQ Co(AVA) | UNIT 99/99/9999 | G0726L109 | $0 | 10 | 0.0% |
| Dimension Therapeutics Inc | COM | 25433V105 | $0 | 339 | 0.0% |
| Broadwind Energy Inc(BWEN) | COM NEW | 11161T207 | $0 | 40 | 0.0% |
| Galena Biopharma Inc | COM NEW | 363256504 | $0 | 366 | 0.0% |
| Glen Burnie Bancorp(GLBZ) | COM | 377407101 | $0 | 22 | 0.0% |
| Jensyn Acquisition Corp | *W EXP 03/07/202 | 47632B110 | $0 | 1,500 | 0.0% |
| Gaia Inc New(GAIA) | CL A | 36269P104 | $0 | 30 | 0.0% |
| Energy Fuels Inc(UUUU) | COM NEW | 292671708 | $0 | 54 | 0.0% |
| Rosetta Genomics LTD | SHS NEW | M82183209 | $0 | 125 | 0.0% |
| Enservco Corp | COM | 29358Y102 | $0 | 1,200 | 0.0% |
| Catabasis Pharmaceuticals in | COM | 14875P107 | $0 | 323 | 0.0% |
| Endra Life Sciences Inc | *W EXP 05/08/202 | 29273B112 | $0 | 300 | 0.0% |
| Crossroads SYS Inc | COM PAR | 22765D407 | $0 | 227 | 0.0% |
| Global Ship Lease Inc New | SHS A | Y27183105 | $0 | 30 | 0.0% |
| LM FDG Amer Inc | *W EXP 10/31/202 | 502074115 | $0 | 600 | 0.0% |
| Ashford Inc(9YY) | COM | 044104107 | $0 | 1 | 0.0% |
| First TR Exch TRD Alpha FD I(FCA) | CHINA ALPHADEX | 33737J141 | $0 | 15 | 0.0% |
| Farmers Natl Banc Corp(FMNB) | COM | 309627107 | $0 | 1 | 0.0% |
| BIO Path Holdings Inc | COM | 09057N102 | $0 | 956 | 0.0% |
| Atara Biotherapeutics Inc(ATRAGBX) | COM | 046513107 | $0 | 20 | 0.0% |
| Barclays Bank PLC | ETN GLB CARB38 | 06739H164 | $0 | 54 | 0.0% |
| Cellectar Biosciences Inc | *W EXP 08/20/201 | 15117F120 | $0 | 570 | 0.0% |
| Form Hldgs Corp | COM | 34634E102 | $0 | 215 | 0.0% |
| Eiger Biopharmaceuticals Inc(CLDNEUR) | COM | 28249U105 | $0 | 50 | 0.0% |
| Hailiang ED Group Inc | SPONSORED ADR | 40522L108 | $0 | 5 | 0.0% |
| Mirna Therapeutics Inc | COM | 60470J103 | $0 | 179 | 0.0% |
| Modern Media Acquisition | RIGHT 99/99/9999 | 60765P129 | $0 | 1,000 | 0.0% |
| Bank Mutual Corp New | COM | 063750103 | $0 | 41 | 0.0% |
| Barclays Bank PLC | IPTH JPY/USD ETN | 06739G851 | $0 | 5 | 0.0% |
| Dynegy Inc New del | PFD CONV SER A | 26817R207 | $0 | 10 | 0.0% |
| Dynegy Inc New del | *W EXP 02/02/202 | 26817R157 | $0 | 303 | 0.0% |
| Eastman Kodak Co | *W EXP 09/03/201 | 277461133 | $0 | 122 | 0.0% |
| Immunocellular Therapeutics | *W EXP 08/12/202 | 452536121 | $0 | 10,462 | 0.0% |
| Cleveland Biolabs Inc(CBLIEUR) | COM NEW | 185860202 | $0 | 100 | 0.0% |
| Kona Grill Inc | COM | 50047H201 | $1 | 328 | 0.0% |
| Legg Mason ETF Investment TR | EMRG MKTS VOLA | 52468L604 | $1 | 19 | 0.0% |
| Cyclacel Pharmaceuticals Inc | COM PAR | 23254L405 | $1 | 180 | 0.0% |
| Lincoln EDL Svcs Corp(LINC) | COM | 533535100 | $1 | 288 | 0.0% |
| Aptose Biosciences Inc | COM NEW | 03835T200 | $1 | 1,193 | 0.0% |