Q2 2017 Holdings
Filed 2017-08-14 | 12817 holdings | $193.2M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2017-11-14) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Valley Natl Bancorp | *W EXP 11/14/201 | 919794131 | $2 | 8,174 | 0.0% |
| Wpcs Intl Inc | COM PAR $.0001 N | 92931L401 | $2 | 1,150 | 0.0% |
| United STS Brent Oil FD LP(BNO) | UNIT | 91167Q100 | $2 | 135 | 0.0% |
| Adamis Pharmaceuticals Corp | COM NEW | 00547W208 | $2 | 470 | 0.0% |
| Fluidigm Corp del(LAB) | COM | 34385P108 | $2 | 508 | 0.0% |
| Alere Inc | PERP PFD CONV SE | 01449J204 | $2 | 4 | 0.0% |
| NXT ID Inc | *W EXP 02/09/201 | 67091J123 | $2 | 10,900 | 0.0% |
| United STS Diesel Heating OI | UNIT | 911783108 | $2 | 196 | 0.0% |
| Hanwha Q Cell Co LTD | SPONSORED ADR NE | 41135V301 | $2 | 254 | 0.0% |
| Novogen Limited | SPONSORED ADR | 67010F202 | $2 | 2,066 | 0.0% |
| Novus Therapeutics Inc | COM | 67011N105 | $2 | 391 | 0.0% |
| Emmis Communications Corp(EMMS) | COM NEW CL A | 291525400 | $2 | 646 | 0.0% |
| Credit Suisse AG Nassau BRH | ETN LKD 34 | 22539T456 | $2 | 111 | 0.0% |
| Dynegy Inc New del | *W EXP 10/02/201 | 26817R116 | $2 | 33,000 | 0.0% |
| Conyers PK Acquisition | *W EXP 07/20/202 | 212894117 | $2 | 590 | 0.0% |
| Ishares TR | MSCI SO KOREA | 46435G888 | $2 | 55 | 0.0% |
| Marlin Business Svcs Corp | COM | 571157106 | $2 | 60 | 0.0% |
| Renewable Energy Group Inc | MTNF 2.750% 6/1 | 75972AAA1 | $2 | $2,000 | 0.0% |
| Liqtech Intl Inc | COM | 53632A102 | $2 | 4,775 | 0.0% |
| Ohio VY Banc Corp(OVBC) | COM | 677719106 | $2 | 53 | 0.0% |
| Walter Invt Mgmt Corp | COM | 93317W102 | $2 | 2,513 | 0.0% |
| Goodrich Pete Corp | COM PAR | 382410843 | $2 | 165 | 0.0% |
| The9 LTD | ADR | 88337K104 | $2 | 2,048 | 0.0% |
| Neovasc Inc | COM | 64065J106 | $2 | 1,751 | 0.0% |
| Tonix Pharmaceuticals Hldg C | COM | 890260409 | $2 | 500 | 0.0% |
| Anchor Bancorp WA | COM | 032838104 | $2 | 66 | 0.0% |
| Asterias Biotherapeutics Inc | *W EXP 09/29/201 | 04624N115 | $2 | 3,870 | 0.0% |
| Legg Mason ETF Investment TR | EMRG MKT DIV ETF | 52468L208 | $2 | 72 | 0.0% |
| Clovis Oncology Inc | NOTE 2.500% 9/1 | 189464AB6 | $2 | $1,000 | 0.0% |
| Tecogen Inc New(TGEN) | COM NEW | 87876P201 | $2 | 645 | 0.0% |
| Torchlight Energy RES Inc | COM | 89102U103 | $2 | 1,272 | 0.0% |
| Etfis SER TR I | TUTTLE TAC MAN | 26923G608 | $2 | 99 | 0.0% |
| Leju Hldgs LTD | SPONSORED ADS | 50187J108 | $2 | 1,134 | 0.0% |
| Biopharmx Corp | COM | 09072X101 | $2 | 5,064 | 0.0% |
| Biotime Inc | *W EXP 10/01/201 | 09066L162 | $2 | 7,434 | 0.0% |
| Sunpower Corp | DBCV 0.750% 6/0 | 867652AG4 | $2 | $2,000 | 0.0% |
| Lakeland Inds Inc(LAKE) | COM | 511795106 | $2 | 142 | 0.0% |
| Biostar Pharmaceuticals Inc(BSPM) | COM PAR | 090678301 | $2 | 1,188 | 0.0% |
| CUI Global Inc | COM NEW | 126576206 | $2 | 400 | 0.0% |
| Strattec SEC Corp(STRT) | COM | 863111100 | $2 | 48 | 0.0% |
| Ballantyne Strong Inc | COM | 058516105 | $2 | 250 | 0.0% |
| Aevi Genomic Medicine Inc(GNMXEUR) | COM | 00835P105 | $2 | 2,044 | 0.0% |
| Cellectar Biosciences Inc | *W EXP 04/08/202 | 15117F138 | $2 | 3,260 | 0.0% |
| DBX ETF TR | MEX HDG EQ FD | 233051796 | $2 | 106 | 0.0% |
| National GEN Hldgs Corp | COM | 636220303 | $2 | 104 | 0.0% |
| Barclays Bank PLC(PGMFF) | ETN DJUBSPLATM38 | 06739H255 | $2 | 100 | 0.0% |
| TPI Composites Inc(TPICQ) | COM | 87266J104 | $2 | 90 | 0.0% |
| Celsius Holdings Inc(CELH) | COM NEW | 15118V207 | $2 | 568 | 0.0% |
| American Public Education in(APEI) | COM | 02913V103 | $2 | 100 | 0.0% |
| Spartan Mtrs Inc | COM | 846819100 | $2 | 173 | 0.0% |