Q2 2017 Holdings
Filed 2017-08-14 | 12817 holdings | $193.2M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2017-11-14) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Amira Nature Foods LTD | SHS | G0335L102 | $3 | 601 | 0.0% |
| Associated Cap Group Inc(ACGP) | CL A | 045528106 | $3 | 91 | 0.0% |
| CRA Intl Inc(CRAI) | COM | 12618T105 | $3 | 88 | 0.0% |
| Civitas Solutions Inc | COM | 17887R102 | $3 | 154 | 0.0% |
| Global X FDS(ARGT) | GB MSCI AR ETF | 37950E259 | $3 | 100 | 0.0% |
| Fuwei Films Hldgs Co LTD | SHS NEW | G3704F110 | $3 | 956 | 0.0% |
| J P Morgan Exchange Traded F(JPSE) | DIVERSFD EQT ETF | 46641Q845 | $3 | 100 | 0.0% |
| XO Group Inc | COM | 983772104 | $3 | 178 | 0.0% |
| DBX ETF TR(HYLB) | DEUTSCHE USD ETF | 233051432 | $3 | 57 | 0.0% |
| State Natl COS Inc | COM | 85711T305 | $3 | 160 | 0.0% |
| Horizons ETF TR I | BULLMARK LATAM S | 44053G306 | $3 | 110 | 0.0% |
| DBX ETF TR(HAUZ)A | DB XTR MSCI PAC | 233051846 | $3 | 115 | 0.0% |
| TSR Inc | COM NEW | 872885207 | $3 | 595 | 0.0% |
| Sonoma Pharmaceuticals Inc | *W EXP 01/21/202 | 83558L113 | $3 | 7,438 | 0.0% |
| Dextera Surgical Inc | COM | 252366109 | $3 | 10,207 | 0.0% |
| Simmons 1ST Natl Corp(SFNC) | CL A $1 PAR | 828730200 | $3 | 49 | 0.0% |
| J Alexanders Hldgs Inc | COM | 46609J106 | $3 | 214 | 0.0% |
| Applied DNA Sciences Inc | *W EXP 11/21/201 | 03815U110 | $3 | 7,505 | 0.0% |
| Appliance Recycling Ctrs AME | COM NEW | 03814F205 | $3 | 3,534 | 0.0% |
| Isramco Inc | COM NEW | 465141406 | $3 | 23 | 0.0% |
| FQF TR | HDG DIV INC FD | 351680806 | $3 | 101 | 0.0% |
| Inphi Corp | NOTE 1.125%12/0 | 45772FAB3 | $3 | $3,000 | 0.0% |
| Corecivic Inc(CXW)Call | COM | 21871N101 | $3 | 100 | 0.0% |
| Senseonics Hldgs Inc(SENS1GBP) | COM | 81727U105 | $3 | 1,301 | 0.0% |
| Essa Pharma Inc | COM | 29668H104 | $3 | 6,000 | 0.0% |
| Cardiome Pharma Corp | COM NO PAR | 14159U301 | $3 | 600 | 0.0% |
| Digital Turbine Inc(APPS) | COM NEW | 25400W102 | $3 | 2,584 | 0.0% |
| Clear Channel Outdoor Hldgs | CL A | 18451C109 | $3 | 545 | 0.0% |
| Astrotech Corp | COM | 046484101 | $3 | 3,038 | 0.0% |
| Liberty Media Corp | DEB 3.750% 2/1 | 530715AL5 | $3 | $5,000 | 0.0% |
| Saban Cap Acquisition Corp | *W EXP 09/21/202 | 78516C114 | $3 | 2,300 | 0.0% |
| Barclays Bank PLC | ETN DJUBSALUMI38 | 06739H321 | $3 | 158 | 0.0% |
| SP Plus Corp(SPUSD) | COM | 78469C103 | $3 | 100 | 0.0% |
| Nova Lifestyle Inc | COM | 66979P102 | $3 | 2,304 | 0.0% |
| Barclays BK PLC | IPT COFFEE ETN | 06740P148 | $3 | 258 | 0.0% |
| Novabay Pharmaceuticals Inc | COM NEW | 66987P201 | $3 | 865 | 0.0% |
| Pedevco Corp(PED) | COM PAR | 70532Y303 | $3 | 4,671 | 0.0% |
| Deutsche BK AG LDN BRH(DYYXF) | DB COM DBLE LNG | 25154H475 | $3 | 965 | 0.0% |
| Vaneck Vectors ETF TR | RUSSIA SMALL CAP | 92189F734 | $3 | 64 | 0.0% |
| China HGS Real Estate Inc | COM | 16948W100 | $3 | 1,712 | 0.0% |
| Roadrunner Trnsn Svcs Hldg I | COM | 76973Q105 | $3 | 476 | 0.0% |
| Gabelli GO Anywhere TR | COM | 36250J109 | $3 | 148 | 0.0% |
| New York & Co Inc | COM | 649295102 | $3 | 2,470 | 0.0% |
| Chart Inds Inc | NOTE 2.000% 8/0 | 16115QAC4 | $3 | $3,000 | 0.0% |
| China Pharma Hldgs Inc | COM | 16941T104 | $3 | 13,624 | 0.0% |
| Mcclatchy Co | CL A NEW | 579489303 | $3 | 366 | 0.0% |
| Research Frontiers Inc(REFR) | COM | 760911107 | $3 | 2,661 | 0.0% |
| Rosehill RES Inc | UNIT 12/31/2020 | 777385204 | $3 | 234 | 0.0% |
| U S Global Invs Inc(GROW) | CL A | 902952100 | $3 | 2,000 | 0.0% |
| Pacific Ethanol Inc | COM PAR $.001 | 69423U305 | $3 | 525 | 0.0% |