Q3 2017 Holdings
Filed 2017-11-14 | 13216 holdings | $4.8B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Enerjex Resources Inc | COM PAR $0.001 | 292758406 | $5 | 17,565 | 0.0% |
| China XD Plastics Co LTD(CXDC) | COM | 16948F107 | $5 | 1,094 | 0.0% |
| Achieve Life Science Inc | COM | 004468104 | $5 | 2,565 | 0.0% |
| RPM Intl Inc | NOTE 2.250%12/1 | 749685AT0 | $5 | $4,000 | 0.0% |
| Acelrx Pharmaceuticals Inc(ACRXUSD) | COM | 00444T100 | $5 | 1,000 | 0.0% |
| Deutsche BK AG LDN BRH(DAGXF) | DB AGRIC DBL LN | 25154H558 | $5 | 1,723 | 0.0% |
| Bank of the ST James Finl GP(BOTJ) | COM | 470299108 | $5 | 312 | 0.0% |
| First TR Exch Traded FD III(HDMV) | HORIZON MNGD ETF | 33739P871 | $5 | 156 | 0.0% |
| GTY Technology Holdings Inc | CL A | G4182A102 | $5 | 500 | 0.0% |
| RED Lion Hotels Corp(RLH) | COM | 756764106 | $5 | 600 | 0.0% |
| Proshares TR | RAFI LG SHT FD | 74347X310 | $5 | 141 | 0.0% |
| Soligenix Inc | COM | 834223307 | $5 | 2,170 | 0.0% |
| RED HAT Inc | NOTE 0.250%10/0 | 756577AD4 | $5 | $3,000 | 0.0% |
| Aquaventure Hldgs LTD | SHS | G0443N107 | $5 | 390 | 0.0% |
| Sonoma Pharmaceuticals Inc | COM | 83558L105 | $5 | 1,000 | 0.0% |
| Powershares Active MNG ETF T | ALT MULTI STRG | 73935B870 | $5 | 211 | 0.0% |
| Recro Pharma Inc | COM | 75629F109 | $5 | 547 | 0.0% |
| Lianluo Smart LTD | SHS | G5478K100 | $5 | 3,265 | 0.0% |
| SI Finl Group Inc MD | COM | 78425V104 | $5 | 364 | 0.0% |
| SG Blocks Inc | COM PAR | 78418A307 | $5 | 1,116 | 0.0% |
| Zealand Pharma A S | SPONSORED ADR | 98920Y304 | $5 | 277 | 0.0% |
| Proshares TR | ULTRPRO SHRT NEW | 74348A186 | $5 | 503 | 0.0% |
| Taylor Devices Inc(TAYD) | COM | 877163105 | $5 | 382 | 0.0% |
| Moleculin Biotech Inc | COM | 60855D101 | $5 | 2,000 | 0.0% |
| Pedevco Corp(PED) | COM PAR | 70532Y303 | $5 | 8,309 | 0.0% |
| Mosys Inc | COM NEW | 619718208 | $5 | 4,766 | 0.0% |
| Strategy SHS | ACTIVE ALTS | 86280R308 | $5 | 200 | 0.0% |
| S&W Seed Co | COM | 785135104 | $5 | 1,648 | 0.0% |
| Neptune Technologies Bioreso | COM | 64077P108 | $5 | 5,462 | 0.0% |
| Soleno Therapeutics Inc | *W EXP 11/12/201 | 834203119 | $6 | 52,091 | 0.0% |
| Sears Hldgs Corp | *W EXP 12/15/201 | 812350155 | $6 | 3,143 | 0.0% |
| Xcel Brands Inc | COM NEW | 98400M101 | $6 | 1,555 | 0.0% |
| Proshares TR | ULTSHT CONS SERV | 74348A236 | $6 | 212 | 0.0% |
| Stanley Furniture Co Inc | COM NEW | 854305208 | $6 | 4,900 | 0.0% |
| Rennova Health Inc | COM NEW | 759757602 | $6 | 33,277 | 0.0% |
| Staffing 360 Solutions Inc | COM NEW | 852387208 | $6 | 6,693 | 0.0% |
| Spark Networks Inc | COM | 84651P100 | $6 | 5,085 | 0.0% |
| Tapimmune Inc | COM PAR | 876033408 | $6 | 2,059 | 0.0% |
| Capstar Finl Hldgs Inc(CSTRUSD) | COM | 14070T102 | $6 | 287 | 0.0% |
| Catabasis Pharmaceuticals in | COM | 14875P107 | $6 | 2,926 | 0.0% |
| Celcuity Inc(CELC) | COM | 15102K100 | $6 | 457 | 0.0% |
| Arrow Invts TR | DWA TACTICAL ETF | 042765792 | $6 | 531 | 0.0% |
| Liberty Media Corp Delaware | NOTE 1.375%10/1 | 531229AB8 | $6 | $5,000 | 0.0% |
| Citigroup Inc | *W EXP 01/04/201 | 172967226 | $6 | 59,543 | 0.0% |
| Citius Pharmaceuticals Inc | COM NEW | 17322U207 | $6 | 1,889 | 0.0% |
| Nicholas Financial Inc | COM NEW | 65373J209 | $6 | 715 | 0.0% |
| NI Hldgs Inc(NODK) | COM | 65342T106 | $6 | 337 | 0.0% |
| Nexeo Solutions Inc | COM SHS | 65342H102 | $6 | 855 | 0.0% |
| Clear Channel Outdoor Hldgs | CL A | 18451C109 | $6 | 1,301 | 0.0% |
| Cogentix MED Inc | COM | 19243A104 | $6 | 2,427 | 0.0% |