Q3 2017 Holdings
Filed 2017-11-14 | 13216 holdings | $4.8B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Global X FDS | SCIEN BETA JPN | 37954Y509 | $6 | 200 | 0.0% |
| First TR Exchange Traded FD(FMF) | FIRST TR MNGSTR | 33739G103 | $6 | 135 | 0.0% |
| Soleno Therapeutics Inc | *W EXP 11/12/201 | 834203119 | $6 | 52,091 | 0.0% |
| Primeenergy Corp(PNRG) | COM | 74158E104 | $6 | 128 | 0.0% |
| Fintech Acquisition Corp II | COM | 31810G109 | $6 | 600 | 0.0% |
| RA Pharmaceuticals Inc | COM | 74933V108 | $6 | 393 | 0.0% |
| Capstar Finl Hldgs Inc(CSTRUSD) | COM | 14070T102 | $6 | 287 | 0.0% |
| Future Fintech Group Inc | COM PAR | 36117V105 | $6 | 3,015 | 0.0% |
| Vivint Solar Inc(VSLR) | COM | 92854Q106 | $6 | 1,840 | 0.0% |
| Nicholas Financial Inc | COM NEW | 65373J209 | $6 | 715 | 0.0% |
| Stanley Furniture Co Inc | COM NEW | 854305208 | $6 | 4,900 | 0.0% |
| Proshares TR | ULTSHT CONS SERV | 74348A236 | $6 | 212 | 0.0% |
| Proofpoint Inc | DBCV 0.750% 6/1 | 743424AD5 | $6 | $5,000 | 0.0% |
| Flex Pharma Inc | COM | 33938A105 | $6 | 1,821 | 0.0% |
| Staffing 360 Solutions Inc | COM NEW | 852387208 | $6 | 6,693 | 0.0% |
| First BUS Finl Svcs Inc WIS(FBIZ) | COM | 319390100 | $6 | 256 | 0.0% |
| Cytrx Corp | COM PAR | 232828509 | $6 | 15,797 | 0.0% |
| NI Hldgs Inc(NODK) | COM | 65342T106 | $6 | 337 | 0.0% |
| UBS AG London BRH | VELOCITYSHS SHRT | 90274D150 | $6 | 100 | 0.0% |
| Global Eagle Entmt Inc | COM | 37951D102 | $6 | 1,626 | 0.0% |
| Tenax Therapeutics Inc | COM | 88032L100 | $6 | 15,384 | 0.0% |
| Arrow Invts TR | DWA TACTICAL ETF | 042765792 | $6 | 531 | 0.0% |
| Cyclacel Pharmaceuticals Inc | COM PAR | 23254L405 | $6 | 3,355 | 0.0% |
| Nexeo Solutions Inc | COM SHS | 65342H102 | $6 | 855 | 0.0% |
| Tengasco Inc | COM PAR | 88033R502 | $6 | 9,347 | 0.0% |
| Renaissance Cap Greenwich FD(IPOS) | INTNTL IPO ETF | 759937303 | $6 | 251 | 0.0% |
| UBS AG London BRH | ETRACS 2XLEV | 90270L792 | $6 | 127 | 0.0% |
| ETF SER Solutions(GOAU) | US GBL GLD PRE | 26922A719 | $6 | 476 | 0.0% |
| AIR Lease Corp | NOTE 3.875%12/0 | 00912XAK0 | $6 | $4,000 | 0.0% |
| Agrofresh Solutions | *W EXP 07/31/202 | 00856G117 | $6 | 10,000 | 0.0% |
| Itau Corpbanca | SPONSORED ADR | 45033E105 | $6 | 441 | 0.0% |
| Xcel Brands Inc | COM NEW | 98400M101 | $6 | 1,555 | 0.0% |
| Rennova Health Inc | COM NEW | 759757602 | $6 | 33,277 | 0.0% |
| Agilent Technologies Inc(A)Put | COM | 00846U101 | $6 | 100 | 0.0% |
| Illumina Inc | NOTE 0.500% 6/1 | 452327AH2 | $6 | $5,000 | 0.0% |
| Wabash Natl Corp | NOTE 3.375% 5/0 | 929566AH0 | $6 | $3,000 | 0.0% |
| Aevi Genomic Medicine Inc(GNMXEUR) | COM | 00835P105 | $6 | 4,843 | 0.0% |
| Immune Design Corp | COM | 45252L103 | $6 | 563 | 0.0% |
| Spark Networks Inc | COM | 84651P100 | $6 | 5,085 | 0.0% |
| Liberty Media Corp Delaware | NOTE 1.375%10/1 | 531229AB8 | $6 | $5,000 | 0.0% |
| Ishares TR(MCHI)Put | MSCI CHINA ETF | 46429B671 | $6 | 100 | 0.0% |
| Adverum Biotechnologies Inc(ADVMCHF) | COM | 00773U108 | $6 | 1,788 | 0.0% |
| Ishares TR(TOK) | MSCI KOKUSAI ETF | 464288265 | $6 | 96 | 0.0% |
| Tapimmune Inc | COM PAR | 876033408 | $6 | 2,059 | 0.0% |
| HTG Molecular Diagnostics in | COM | 40434H104 | $6 | 3,524 | 0.0% |
| Orexigen Therapeutics Inc | COM NEW | 686164302 | $6 | 2,710 | 0.0% |
| Gyrodyne LLC(GYRO) | COM | 403829104 | $6 | 276 | 0.0% |
| Golden Minerals Co | COM | 381119106 | $6 | 12,522 | 0.0% |
| Fuel Tech Inc(FTEK) | COM | 359523107 | $6 | 6,197 | 0.0% |
| Swedish Expt CR Corp | ELEMENT USETN22 | 870297504 | $7 | 399 | 0.0% |