Q3 2017 Holdings
Filed 2017-11-14 | 13216 holdings | $4.8B | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Delta Technology Hldgs LTD | USD ORD SHS | G8477B105 | $11 | 10,553 | 0.0% |
| Proshares TR(UST) | ULTR 7-10 TREA | 74347R180 | $11 | 188 | 0.0% |
| Workhorse Group Inc(WKHSEUR) | COM NEW | 98138J206 | $11 | 4,000 | 0.0% |
| Microchip Technology Inc | SDCV 2.125%12/1 | 595017AB0 | $11 | $3,000 | 0.0% |
| UBS AG London BRH | SER B LKD 46 | 90270L354 | $11 | 355 | 0.0% |
| U S Geothermal Inc | COM NEW | 90338S201 | $11 | 2,683 | 0.0% |
| Xunlei LTD(XNET) | SPONSORED ADR | 98419E108 | $12 | 2,780 | 0.0% |
| Ovascience Inc | COM | 69014Q101 | $12 | 7,934 | 0.0% |
| Petroquest Energy Inc | COM NEW | 716748306 | $12 | 5,372 | 0.0% |
| Oasis Pete Inc NewPut | COM | 674215108 | $12 | 1,300 | 0.0% |
| Palatin Technologies Inc | COM PAR $ .01 | 696077403 | $12 | 17,811 | 0.0% |
| RLJ Entmt Inc | COM NEW | 74965F203 | $12 | 3,375 | 0.0% |
| Pdvwireless Inc | COM | 69290R104 | $12 | 407 | 0.0% |
| Global X FDS | GLB X BRAZ CON | 37950E846 | $12 | 713 | 0.0% |
| Verisign Inc | SDCV 3.250% 8/1 | 92343EAD4 | $12 | $4,000 | 0.0% |
| Community Healthcare TR Inc(CHCT) | COM | 20369C106 | $12 | 462 | 0.0% |
| Silvercorp Metals Inc(SVM) | COM | 82835P103 | $12 | 4,631 | 0.0% |
| Adaptimmune Therapeutics PLC(ADAPY) | SPONDS ADR | 00653A107 | $12 | 1,500 | 0.0% |
| Medallion Finl Corp(MFIN) | COM | 583928106 | $12 | 5,398 | 0.0% |
| National Resh Corp(NRC) | CL A | 637372202 | $12 | 318 | 0.0% |
| Macrogenics Inc(MGNX) | COM | 556099109 | $12 | 664 | 0.0% |
| Gastar Expl Inc New(GSTEUR) | COM | 36729W202 | $12 | 14,009 | 0.0% |
| The9 LTD | SPONSORED ADR | 88337K104 | $12 | 12,014 | 0.0% |
| Citizens Cmnty Bancorp Inc M(CZWI) | COM | 174903104 | $12 | 854 | 0.0% |
| XPO Logistics Inc | NOTE 4.500%10/0 | 983793AA8 | $12 | $3,000 | 0.0% |
| Advanced Drain SYS Inc del(WMS) | COM | 00790R104 | $12 | 600 | 0.0% |
| Transact Technologies Inc(TACT) | COM | 892918103 | $12 | 1,200 | 0.0% |
| Sophiris BIO Inc | COM NEW | 83578Q209 | $12 | 5,512 | 0.0% |
| Almaden Minerals LTD(AAUAF) | COM CL B | 020283305 | $12 | 10,700 | 0.0% |
| Unilever PLCPut | SPON ADR NEW | 904767704 | $12 | 200 | 0.0% |
| Voya Intl High Divid Eqty in | COM | 92912Y109 | $12 | 1,598 | 0.0% |
| Crawford & Co(CRD/A) | CL A | 224633206 | $12 | 1,246 | 0.0% |
| B Riley Finl Inc(RILY) | COM | 05580M108 | $12 | 692 | 0.0% |
| Morgan Stanley | CUSHNG MLP ETN | 61760E846 | $12 | 1,585 | 0.0% |
| Nordic Amern Offshore LTD | SHS | G65772108 | $12 | 8,797 | 0.0% |
| Kempharm Inc | COM | 488445107 | $12 | 3,195 | 0.0% |
| Concord MED Svcs Hldgs LTD | SPON ADR CL A | 206277105 | $12 | 3,536 | 0.0% |
| YUM China Hldgs Inc(YUMC)Put | COM | 98850P109 | $12 | 300 | 0.0% |
| Community West Bancshares | COM | 204157101 | $12 | 1,196 | 0.0% |
| Ameriserv Finl Inc(ASRV) | COM | 03074A102 | $12 | 3,007 | 0.0% |
| Neurotrope Inc | COM NEW | 64129T207 | $12 | 2,353 | 0.0% |
| Combimatrix Corporation | *W EXP 03/18/202 | 20009T147 | $12 | 4,684 | 0.0% |
| Vaneck Vectors ETF TR(IHY) | INTL HIGH YIELD | 92189F445 | $12 | 454 | 0.0% |
| Proqr Thrapeutics N V | SHS EURO | N71542109 | $12 | 2,412 | 0.0% |
| Endra Life Sciences Inc | COM | 29273B104 | $12 | 3,780 | 0.0% |
| Digital Ally Inc(DGLYEUR) | COM NEW | 25382P208 | $12 | 5,048 | 0.0% |
| Azurrx Biopharma Inc | COM | 05502L105 | $12 | 3,080 | 0.0% |
| Gilat Satellite Networks LTD(GILT) | SHS NEW | M51474118 | $12 | 2,020 | 0.0% |
| Ashford Inc(9YY) | COM | 044104107 | $12 | 190 | 0.0% |
| Capstone Turbine Corp | COM NEW | 14067D409 | $12 | 16,519 | 0.0% |