Q3 2017 Holdings
Filed 2017-11-14 | 13216 holdings | $4.8B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Hennessy Cap Acquston Corp I | *W EXP 06/15/202 | 42588L113 | $1 | 1,000 | 0.0% |
| Dimension Therapeutics Inc | COM | 25433V105 | $1 | 113 | 0.0% |
| Adesto Technologies Corp(IOTSEUR) | COM | 00687D101 | $1 | 183 | 0.0% |
| Destination Maternity Corp(DESTUSD) | COM | 25065D100 | $1 | 335 | 0.0% |
| Global X FDS | CHINA INDL ETF | 37950E705 | $1 | 90 | 0.0% |
| United States Antimony Corp(UAMY) | COM | 911549103 | $1 | 4,819 | 0.0% |
| Utstarcom Holdings Corp(UTSI) | SHS NEW | G9310A114 | $1 | 422 | 0.0% |
| Xbiotech Inc(XBIT) | COM | 98400H102 | $1 | 229 | 0.0% |
| XG Technology Inc | *W EXP 03/26/201 | 98372A127 | $1 | 125 | 0.0% |
| VTV Therapeutics Inc | CL A | 918385105 | $1 | 236 | 0.0% |
| Reading International Inc(RDIB) | CL B | 755408200 | $1 | 64 | 0.0% |
| Tandem Diabetes Care Inc | COM | 875372104 | $1 | 1,751 | 0.0% |
| Globus Maritime Limited New | SHS NEW | Y27265308 | $1 | 1,416 | 0.0% |
| Sonoma Pharmaceuticals Inc | *W EXP 01/21/202 | 83558L113 | $1 | 3,452 | 0.0% |
| Yield10 Bioscience Inc | COM NEW | 98585K201 | $1 | 312 | 0.0% |
| Urban One Inc(UONEEUR) | CL A | 91705J105 | $1 | 611 | 0.0% |
| Diana Containerships Inc | SHS PAR | Y2069P143 | $1 | 2,194 | 0.0% |
| Sandridge Mississippian TR I | UNIT BEN INT | 80007T101 | $1 | 380 | 0.0% |
| Rave Restaurant Group Inc(RAVE) | COM | 754198109 | $1 | 300 | 0.0% |
| Portfolio Recovery Assocs in | NOTE 3.000% 8/0 | 73640QAB1 | $1 | $1,000 | 0.0% |
| Strata Skin Sciences Inc | COM NEW | 86272A206 | $1 | 637 | 0.0% |
| Reality SHS ETF TR | DIVS ETF | 75605A108 | $1 | 51 | 0.0% |
| Principal Exchange Traded FD | PRINCIPAL ACTV | 74255Y706 | $1 | 50 | 0.0% |
| Platinum Group Metals LTD | COM | 72765Q601 | $1 | 1,470 | 0.0% |
| Rand Logistics Inc | COM | 752182105 | $1 | 2,933 | 0.0% |
| Vaneck Vectors ETF TR | GEN DRUGS ETF | 92189F577 | $1 | 50 | 0.0% |
| Rentech Inc | COM NEW | 760112201 | $1 | 1,250 | 0.0% |
| Pain Therapeutics Inc | COM NEW | 69562K506 | $1 | 239 | 0.0% |
| Top Image Systems LTD | ORD | M87896102 | $1 | 751 | 0.0% |
| Ramaco RES Inc | COM | 75134P303 | $1 | 198 | 0.0% |
| Silicom LTD(SILC) | ORD | M84116108 | $1 | 13 | 0.0% |
| Wheeler Real Estate Invt TR | *W EXP 04/29/201 | 963025119 | $1 | 17,939 | 0.0% |
| Andina Acquisition Corp II | RIGHT 09/01/2017 | G0441P120 | $1 | 2,200 | 0.0% |
| Atlantic Alliance Partner Co | SHS | G04897107 | $1 | 110 | 0.0% |
| Vicon Inds Inc | COM | 925811101 | $1 | 2,734 | 0.0% |
| Sensus Heatlhcare Inc | *W EXP 06/08/201 | 81728J117 | $1 | 1,545 | 0.0% |
| Royal Bancshares PA Inc | CL A | 780081105 | $1 | 216 | 0.0% |
| Borqs Technologies Inc | SHS | G1466B103 | $1 | 230 | 0.0% |
| Smart & Final Stores Inc | COM | 83190B101 | $1 | 83 | 0.0% |
| Pareteum Corp(TEUM) | COM NEW | 69946T207 | $1 | 786 | 0.0% |
| Mediwound LTD | ORD SHS | M68830104 | $1 | 225 | 0.0% |
| Reeds Inc | COM | 758338107 | $1 | 452 | 0.0% |
| Value Line Inc(VALU) | COM | 920437100 | $1 | 37 | 0.0% |
| Trans World Entmt Corp | COM | 89336Q100 | $1 | 546 | 0.0% |
| Electrum SPL Acquisition COR | UNIT 99/99/9999 | G3105C120 | $1 | 99 | 0.0% |
| Roka Bioscience Inc | COM NEW | 775431208 | $1 | 1,365 | 0.0% |
| UBS AG London BRH | VELCTY 1X ETN 47 | 90274E828 | $1 | 90 | 0.0% |
| Targacept Inc | NOTE 2/1 | 87611RAA6 | $1 | $1,000 | 0.0% |
| Ossen Innovation Co LTD | SPONSORED ADR NE | 688410208 | $1 | 883 | 0.0% |
| Medley Mgmt Inc | CL A COM | 58503T106 | $1 | 168 | 0.0% |