Q3 2017 Holdings
Filed 2017-11-14 | 13216 holdings | $4.8B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Alps ETF TR(EDOG) | EM SECT DIV DG | 00162Q668 | $4 | 178 | 0.0% |
| UBS AG Jersey BRH | ALERIAN INFRST | 902641646 | $4 | 175 | 0.0% |
| Liberty Media Corp | DEB 3.750% 2/1 | 530715AL5 | $4 | $5,000 | 0.0% |
| Lightbridge Corp | COM NEW | 53224K203 | $4 | 3,859 | 0.0% |
| Oasmia Pharmaceutical AB | ADR | 67421W109 | $4 | 3,641 | 0.0% |
| Banro Corp | COM NEW | 066800806 | $4 | 11,863 | 0.0% |
| DBX ETF TR | EM MA BD INT RT | 233051713 | $4 | 168 | 0.0% |
| Cynergistek Inc | COM | 23258P105 | $4 | 1,054 | 0.0% |
| Gabelli GO Anywhere TR | COM | 36250J109 | $4 | 247 | 0.0% |
| Currencyshares Chinese Renmi | CHIN RENMINBI | 23131C107 | $4 | 60 | 0.0% |
| Midatech Pharma PLC | SPONSORED ADR | 59564R104 | $4 | 2,370 | 0.0% |
| Novelion Therapeutics Inc | COM NEW | 67001K202 | $4 | 536 | 0.0% |
| Miragen Therapeutics Inc | COM | 60463E103 | $4 | 438 | 0.0% |
| Castle Brands Inc(ROX2EUR) | COM | 148435100 | $4 | 2,957 | 0.0% |
| Molina Healthcare Inc | DBCV 1.625% 8/1 | 60855RAD2 | $4 | $3,000 | 0.0% |
| Biomarin Pharmaceutical Inc | NOTE 0.750%10/1 | 09061GAE1 | $4 | $4,000 | 0.0% |
| BIO Path Holdings Inc | COM | 09057N102 | $4 | 11,043 | 0.0% |
| Caredx Inc(CDNA) | COM | 14167L103 | $4 | 1,000 | 0.0% |
| Hologic Inc | DEBT 2.000% 3/0 | 436440AC5 | $4 | $3,000 | 0.0% |
| Xenetic Biosciences Inc | COM NEW | 984015206 | $4 | 1,928 | 0.0% |
| Myos Rens Technology Inc | COM | 62857P108 | $4 | 3,026 | 0.0% |
| Motif BIO PLC | *W EXP 11/09/202 | 619784119 | $4 | 1,210 | 0.0% |
| Morgan Stanley | LNG EURO ETN20 | 617480272 | $4 | 211 | 0.0% |
| Westmoreland Resource Partne | COM UNIT RP LP | 96108P103 | $4 | 1,286 | 0.0% |
| Medigus LTD | SPONSORD ADR NEW | 58471G201 | $4 | 1,869 | 0.0% |
| Yume Inc | COM | 98872B104 | $4 | 849 | 0.0% |
| Entree RES LTD(ERLFF) | COM | 29384J103 | $4 | 8,102 | 0.0% |
| Delta Apparel Inc(DLAPQ) | COM | 247368103 | $4 | 174 | 0.0% |
| Homeaway Inc | NOTE 0.125% 4/0 | 43739QAB6 | $4 | $4,000 | 0.0% |
| Southwest GA Finl Corp | COM | 84502A104 | $4 | 174 | 0.0% |
| Englobal Corp | COM | 293306106 | $4 | 3,010 | 0.0% |
| Franklin Templeton ETF TR(DIEM) | LIBERTYQ EMERG | 35473P207 | $4 | 127 | 0.0% |
| Mammoth Energy Svcs Inc(TUSK) | COM | 56155L108 | $4 | 268 | 0.0% |
| Blonder Tongue Labs Inc(BDRLQ) | COM | 093698108 | $4 | 9,323 | 0.0% |
| Aoxin Tianli Group Inc | NEW SHS | G0404E112 | $4 | 1,808 | 0.0% |
| M III Acquisition Corp | COM | 55378T104 | $4 | 400 | 0.0% |
| Destination XL Group Inc(DXLG) | COM | 25065K104 | $4 | 1,949 | 0.0% |
| Ishares Inc | MIN VOLA EM | 46434G871 | $4 | 134 | 0.0% |
| American Electric Tech Inc | COM | 025576109 | $4 | 2,641 | 0.0% |
| Agile Therapeutics Inc(AGRXUSD) | COM | 00847L100 | $4 | 1,000 | 0.0% |
| U S Energy Corp WYO | COM NEW | 911805208 | $4 | 5,528 | 0.0% |
| Global X FDS | ANDEAN 40 ETF | 37950E655 | $4 | 399 | 0.0% |
| Profire Energy Inc | COM | 74316X101 | $4 | 1,775 | 0.0% |
| KEY Energy Svcs Inc del | COM | 49309J103 | $4 | 368 | 0.0% |
| Diffusion Pharmaceuticals in | COM NEW | 253748206 | $4 | 2,382 | 0.0% |
| Thestreet Inc | COM | 88368Q103 | $4 | 4,000 | 0.0% |
| Good Times Restaurants Inc(GTIM) | COM PAR $.001NEW | 382140879 | $4 | 1,503 | 0.0% |
| Saga Communications Inc(SGA) | CL A NEW | 786598300 | $4 | 93 | 0.0% |
| Astronova Inc(ALOT) | COM | 04638F108 | $4 | 342 | 0.0% |
| Gores Hldgs II Inc | UNIT 99/99/9999 | 382867208 | $4 | 375 | 0.0% |