Q3 2017 Holdings
Filed 2017-11-14 | 4047 holdings | $92.1M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2017-12-14) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Education Management Corp Warrants | Equity WRT | 28140M806 | $0 | 11,106 | 0.0% |
| RSH II LLC Ownership InterestA | OTHER ASSETS USD | 99R788RS3 | $0 | 314,963 | 0.0% |
| First Horizon Natl Corp - Fractional ShrsA | OTHER ASSETS USD | DCA517101 | $0 | 847,619 | 0.0% |
| Fractional cusip - 5 star quality careA | OTHER ASSETS USD | DDJ32D101 | $0 | 10,787 | 0.0% |
| Enbridge Energy Mgmt LLC Frac SHS 100KA | OTHER ASSETS USD | CKC50X106 | $0 | 58,437 | 0.0% |
| Fractional Cusip for MARA | OTHER ASSETS USD | FHB903208 | $0 | 995,111 | 0.0% |
| RSH I LLC Ownership InterestA | OTHER ASSETS USD | 99Z769061 | $0 | 1,998,336 | 0.0% |
| Rayonier Inc Fractional SharesA | OTHER ASSETS USD | HFE907109 | $0 | 150,000 | 0.0% |
| Commonwwealth Fractional SharesA | OTHER ASSETS USD | CKE628105 | $0 | 411,110 | 0.0% |
| Mesa AIR Group Inc | Common Stock | 590479101 | $0 | 20,200 | 0.0% |
| Fractional SharesA | OTHER ASSETS USD | JKE174103 | $0 | 120,000 | 0.0% |
| Chtp Contingent Value RightsA | OTHER ASSETS USD | 163ESC908 | $0 | 26,850 | 0.0% |
| AB Small Cap GrowthA | Open-End Fund | 01877E107 | $0 | 10,487 | 0.0% |
| Aig.ws Fractional Cusip(AIG)A | OTHER ASSETS USD | ACG874152 | $0 | 48,619 | 0.0% |
| Advanta Corp. | Common Stock | 007942204 | $0 | 12,265 | 0.0% |
| Gerber Scientific Inc EscrowA | OTHER ASSETS USD | 37373ESC5 | $0 | 34,579 | 0.0% |
| Inspro Technologies Corp | Common Stock | 45778T101 | $1 | 30,000 | 0.0% |
| Banco Popular Espanol ADR | ADR | 05968U102 | $2 | 73,875 | 0.0% |
| Seadrill LTD | Common Stock | G7945E105 | $6 | 15,769 | 0.0% |
| Innocoll Holdings Contingent Value RightA | OTHER ASSETS USD | G48DEL990 | $8 | 13,321 | 0.0% |
| Safeway PDC LLC CVRA | OTHER ASSETS USD | 786CVR308 | $14 | 826,925 | 0.0% |
| RMR Real Estate - RTS W/I | Right | 74965J114 | $15 | 25,866 | 0.0% |
| Serco Group PLC | ADR | 81748L209 | $17 | 11,267 | 0.0% |
| Vallourec SA Sponsore ADR New | ADR | 92023R308 | $21 | 17,384 | 0.0% |
| Curis Inc COM | Common Stock | 231269101 | $22 | 14,824 | 0.0% |
| Five Star Senior Living Inc | Common Stock | 33832D106 | $23 | 14,716 | 0.0% |
| Alaska Communications Systems(ALSK) | Common Stock | 01167P101 | $24 | 10,385 | 0.0% |
| Aptevo Therapeutics Inc | Common Stock | 03835L108 | $26 | 11,228 | 0.0% |
| Idera Pharmaceuticals COM New | Common Stock | 45168K306 | $27 | 11,932 | 0.0% |
| Walter Investment Management C | Common Stock | 93317W102 | $27 | 45,137 | 0.0% |
| Athersys Inc COM(ATHXEUR) | Common Stock | 04744L106 | $28 | 13,381 | 0.0% |
| Versartis Inc COM | Common Stock | 92529L102 | $29 | 11,911 | 0.0% |
| Seachange International Inc | Common Stock | 811699107 | $29 | 10,692 | 0.0% |
| LEE Enterprises Inc | Common Stock | 523768109 | $30 | 13,540 | 0.0% |
| Workhorse Group Inc(WKHSEUR) | Common Stock | 98138J206 | $32 | 11,633 | 0.0% |
| LI & Fund LTD | ADR | 501897102 | $34 | 35,685 | 0.0% |
| Exco RES Inc COM(EXR2) | Common Stock | 269279501 | $36 | 26,794 | 0.0% |
| Biotime Inc COM(BTXUSD) | Common Stock | 09066L105 | $36 | 12,839 | 0.0% |
| Globalstar Inc(GSATUSD) | Common Stock | 378973408 | $39 | 24,072 | 0.0% |
| Universal Technical Institute(UTI) | Common Stock | 913915104 | $40 | 11,507 | 0.0% |
| Willbros Group Inc | Common Stock | 969203108 | $40 | 12,459 | 0.0% |
| Geron Corp COM(GERN) | Common Stock | 374163103 | $43 | 19,871 | 0.0% |
| Dyax Corp COM Contigent Value RightA | OTHER ASSETS USD | 267CVR991 | $45 | 40,154 | 0.0% |
| Radisys Corp | Common Stock | 750459109 | $45 | 33,037 | 0.0% |
| Impactassets Inc SR Secured 11/20 VAR | US DOMESTIC | 45258EAB9 | $47 | 53,000 | 0.0% |
| New Gold Inc(NGD) | Common Stock | 644535106 | $48 | 12,982 | 0.0% |
| Agenus Inc(AGENEUR) | Common Stock | 00847G705 | $52 | 11,751 | 0.0% |
| Agile Therapeutics Inc COM(AGRXUSD) | Common Stock | 00847L100 | $53 | 11,941 | 0.0% |
| Limelight Networks Inc | Common Stock | 53261M104 | $54 | 13,632 | 0.0% |
| Zafgen Inc COM | Common Stock | 98885E103 | $55 | 15,755 | 0.0% |