Q4 2017 Holdings
Filed 2018-02-09 | 10314 holdings | $3.8B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Arqule Inc(ARQLUSD) | Cmn | 04269E107 | $46 | 27,985 | 0.0% |
| Transenterix IncCall | Cmn | 89366M201 | $46 | 23,800 | 0.0% |
| Walter Invt Mgmt Corp | Cmn | 93317W102 | $46 | 54,929 | 0.0% |
| Conatus Pharmaceuticals Inc(CNATEUR)Put | Cmn | 20600T108 | $46 | 10,000 | 0.0% |
| Versartis IncCall | Cmn | 92529L102 | $46 | 20,700 | 0.0% |
| DHI Group Inc(DHX) | Cmn | 23331S100 | $46 | 23,766 | 0.0% |
| Saexploration Hldgs Inc | Cmn | 78636X204 | $46 | 20,928 | 0.0% |
| Endeavour Silver Corp(EXK)Call | Cmn | 29258Y103 | $46 | 19,100 | 0.0% |
| Neptune Technologies BioresoPut | Cmn | 64077P108 | $47 | 20,100 | 0.0% |
| Aegean Marine Petroleum NetwCall | Cmn | Y0017S102 | $47 | 11,000 | 0.0% |
| China FIN Online Co LTDCall | Cmn | 169379104 | $47 | 17,600 | 0.0% |
| Black BOX Corp delPut | Cmn | 091826107 | $48 | 13,600 | 0.0% |
| Sorrento Therapeutics Inc(SRNE) | Cmn | 83587F202 | $48 | 12,586 | 0.0% |
| Sachem Cap Corp(SACH) | Cmn | 78590A109 | $48 | 12,292 | 0.0% |
| Pacific Ethanol IncPut | Cmn | 69423U305 | $48 | 10,600 | 0.0% |
| Southcross Energy Partners L | Cmn | 84130C100 | $49 | 29,265 | 0.0% |
| Ocular Therapeutix Inc(OCUL)Call | Cmn | 67576A100 | $49 | 10,900 | 0.0% |
| Clearsign Combustion Corp(CLIR)Put | Cmn | 185064102 | $49 | 13,700 | 0.0% |
| Sophiris BIO Inc | Cmn | 83578Q209 | $49 | 21,608 | 0.0% |
| Bioscrip Inc(BIOSEUR) | Cmn | 09069N108 | $49 | 16,951 | 0.0% |
| Fuelcell Energy IncCall | Cmn | 35952H502 | $50 | 29,400 | 0.0% |
| Uranium Energy Corp(UEC)Put | Cmn | 916896103 | $50 | 28,100 | 0.0% |
| Highpower Intl IncCall | Cmn | 43113X101 | $50 | 13,400 | 0.0% |
| Invesco SR Income TR(VVR) | Cmn | 46131H107 | $50 | 11,392 | 0.0% |
| Juniper Pharmaceuticals Inc | Cmn | 48203L107 | $50 | 10,404 | 0.0% |
| AIR Inds Group(AIRIEUR) | Cmn | 00912N205 | $50 | 29,301 | 0.0% |
| EP Energy CorpCall | Cmn | 268785102 | $51 | 21,700 | 0.0% |
| Enphase Energy Inc(ENPH) | Cmn | 29355A107 | $51 | 20,969 | 0.0% |
| Vivint Solar Inc(VSLR)Call | Cmn | 92854Q106 | $51 | 12,500 | 0.0% |
| Travelcenters Amer LLCCall | Cmn | 894174101 | $51 | 12,400 | 0.0% |
| Compugen LTD(CGEN) | Cmn | M25722105 | $51 | 20,363 | 0.0% |
| Barrett Bill Corp(BBG1USD)Call | Cmn | 06846N104 | $51 | 10,000 | 0.0% |
| Scorpio Tankers Inc(STNG)Call | Cmn | Y7542C106 | $52 | 17,200 | 0.0% |
| Matinas Biopharma Hldgs Inc | Cmn | 576810105 | $52 | 44,736 | 0.0% |
| Fortuna Silver Mines Inc(FVICHF) | Cmn | 349915108 | $52 | 10,052 | 0.0% |
| Anavex Life Sciences Corp(AVXL)Put | Cmn | 032797300 | $52 | 16,200 | 0.0% |
| Bioanalytical SYS Inc | Cmn | 09058M103 | $52 | 20,886 | 0.0% |
| Contravir Pharmaceuticals in | Cmn | 21234W103 | $52 | 143,898 | 0.0% |
| Zomedica Pharmaceuticals COR | Cmn | 98979F107 | $52 | 26,090 | 0.0% |
| Swedish Expt CR Corp | Cmn | 870297215 | $52 | 15,479 | 0.0% |
| Ocular Therapeutix Inc(OCUL) | Cmn | 67576A100 | $52 | 11,589 | 0.0% |
| Renesola LTD(VQKA) | Depository Receipt | 75971T301 | $52 | 19,597 | 0.0% |
| Putnam Master Inter Income T(PIM) | Cmn | 746909100 | $53 | 11,080 | 0.0% |
| Nanoviricides Inc | Cmn | 630087203 | $53 | 59,769 | 0.0% |
| Aptevo Therapeutics Inc | Cmn | 03835L108 | $53 | 12,574 | 0.0% |
| Contango Oil & Gas Company(MCF1EUR)Put | Cmn | 21075N204 | $53 | 11,300 | 0.0% |
| Affimed N V | Cmn | N01045108 | $53 | 40,385 | 0.0% |
| Seadrill Partners LLCPut | Cmn | Y7545W109 | $54 | 14,700 | 0.0% |
| Westell Technologies Inc | Cmn | 957541204 | $54 | 14,470 | 0.0% |
| American Superconductor Corp(AMSC)Call | Cmn | 030111207 | $54 | 14,900 | 0.0% |