Q1 2018 Holdings
Filed 2018-05-15 | 13432 holdings | $5.7B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Appliance Recycling Ctrs AME | COM NEW | 03814F205 | $3 | 3,288 | 0.0% |
| Milacron Hldgs Corp(MCRN) | COM | 59870L106 | $3 | 147 | 0.0% |
| Trillium Therapeutics Inc | COM NEW | 89620X506 | $3 | 481 | 0.0% |
| Celgene Corp | RIGHT 12/31/2030 | 151020112 | $3 | 9,186 | 0.0% |
| Calyxt Inc | COM | 13173L107 | $3 | 192 | 0.0% |
| Cafepress Inc | COM | 12769A103 | $3 | 2,367 | 0.0% |
| Psivida Corp | COM | 74440J101 | $3 | 2,328 | 0.0% |
| NL Inds Inc(NL) | COM NEW | 629156407 | $3 | 365 | 0.0% |
| Vivint Solar Inc(VSLR) | COM | 92854Q106 | $3 | 700 | 0.0% |
| Pulmatrix Inc | COM | 74584P103 | $3 | 4,948 | 0.0% |
| Torchlight Energy RES Inc | COM | 89102U103 | $3 | 2,250 | 0.0% |
| Biostar Pharmaceuticals Inc(BSPM) | COM PAR | 090678301 | $3 | 986 | 0.0% |
| Addvantage Technologies GP I(AEYGBP) | COM NEW | 006743306 | $3 | 2,534 | 0.0% |
| Advantage Oil & Gas LTD(AAVEUR) | COM | 00765F101 | $3 | 1,109 | 0.0% |
| Rydex ETF Trust | GUGGENHM MULTI | 78355W460 | $3 | 100 | 0.0% |
| Alexco Resource Corp(AXU) | COM | 01535P106 | $3 | 1,979 | 0.0% |
| Barclays BK PLC | 30 YR TREAS BEAR | 06740L444 | $3 | 163 | 0.0% |
| Netlist Inc(NLST) | COM | 64118P109 | $3 | 13,975 | 0.0% |
| Alps ETF TR(DTEC) | DISRUPTIVE TECH | 00162Q478 | $3 | 120 | 0.0% |
| Network 1 Technologies Inc(NTIP) | COM | 64121N109 | $3 | 1,089 | 0.0% |
| Barclays Bank PLC(NIBUSD) | ETN DJUBSCOCO 38 | 06739H313 | $3 | 100 | 0.0% |
| Aethlon MED Inc | COM NEW | 00808Y208 | $3 | 2,154 | 0.0% |
| Nightstar Therapeutics PLC | ADR | 65413A101 | $3 | 184 | 0.0% |
| Chiasma Inc(CHMA) | COM | 16706W102 | $3 | 1,998 | 0.0% |
| First TR Exch TRD Alpha FD I(FEUZ) | EURO ALPHADEX | 33737J505 | $3 | 67 | 0.0% |
| UBS AG London BRH(AMUB) | ETRACS ALERIAN M | 90274D374 | $3 | 200 | 0.0% |
| Corenergy Infrastructure TR | DEP SHS REPSTG | 21870U304 | $3 | 125 | 0.0% |
| Concordia International Corp | COM | 20653P102 | $3 | 6,190 | 0.0% |
| Concord MED Svcs Hldgs LTD | SPON ADR CL A | 206277105 | $3 | 967 | 0.0% |
| Mercadolibre Inc | NOTE 2.250% 7/0 | 58733RAB8 | $3 | $1,000 | 0.0% |
| China Techfaith Wirls Comm T | SPON ADR NEW | 169424207 | $3 | 1,204 | 0.0% |
| China FIN Online Co LTD | SPONSORED ADR | 169379104 | $3 | 1,169 | 0.0% |
| China Recycling Energy Corp | COM NEW | 168913200 | $3 | 2,033 | 0.0% |
| Turtle Beach Corp | COM | 900450107 | $4 | 6,644 | 0.0% |
| Biomarin Pharmaceutical Inc | NOTE 0.750%10/1 | 09061GAE1 | $4 | $4,000 | 0.0% |
| Myomo Inc | COM | 62857J102 | $4 | 1,226 | 0.0% |
| Motif BIO PLC | *W EXP 11/09/202 | 619784119 | $4 | 1,118 | 0.0% |
| Advanced Micro Devices Inc | NOTE 2.125% 9/0 | 007903BD8 | $4 | $3,000 | 0.0% |
| Counterpath Corp(CPAH) | COM PAR | 22228P302 | $4 | 1,359 | 0.0% |
| Micron Technology Inc | NOTE 3.000%11/1 | 595112AY9 | $4 | $2,000 | 0.0% |
| Molina Healthcare Inc | DBCV 1.625% 8/1 | 60855RAD2 | $4 | $3,000 | 0.0% |
| Chinacache Intl Hldg LTD(CCIHY) | SPONSORED ADR | 16950M107 | $4 | 3,655 | 0.0% |
| Proshares TR | ULTSHT SMLCP600 | 74348A327 | $4 | 275 | 0.0% |
| Medallion Finl Corp(MFIN) | COM | 583928106 | $4 | 892 | 0.0% |
| Valeritas Hldgs Inc | COM NEW | 91914N202 | $4 | 1,363 | 0.0% |
| VTV Therapeutics Inc | CL A | 918385105 | $4 | 1,000 | 0.0% |
| Associated Banc Corp | *W EXP 11/21/201 | 045487113 | $4 | 800 | 0.0% |
| Medigus LTD | SPONSORD ADR NEW | 58471G201 | $4 | 3,339 | 0.0% |
| Universal SEC Instrs Inc(UUU) | COM NEW | 913821302 | $4 | 2,678 | 0.0% |
| Merrimack Pharmaceuticals in(MACKEUR) | COM NEW | 590328209 | $4 | 517 | 0.0% |