Q1 2018 Holdings
Filed 2018-05-15 | 13432 holdings | $5.7B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Palatin Technologies Inc | COM PAR $ .01 | 696077403 | $4 | 4,078 | 0.0% |
| Oragenics Inc | COM PAR | 684023302 | $4 | 2,387 | 0.0% |
| Asure Software Inc(ASUR) | COM | 04649U102 | $4 | 357 | 0.0% |
| QAD Inc(QADB) | CL B | 74727D207 | $4 | 121 | 0.0% |
| Turtle Beach Corp | COM | 900450107 | $4 | 6,644 | 0.0% |
| Aware Inc Mass(AWRE) | COM | 05453N100 | $4 | 990 | 0.0% |
| Principal Exchange Traded FD | PRCPL MIL INDX | 74255Y508 | $4 | 125 | 0.0% |
| Paramount Gold NEV Corp(PZG) | COM | 69924M109 | $4 | 2,518 | 0.0% |
| Proshares TR | ULTSHT SMLCP600 | 74348A327 | $4 | 275 | 0.0% |
| Rosehill RES Inc | UNIT 12/31/2020 | 777385204 | $4 | 634 | 0.0% |
| Valeritas Hldgs Inc | COM NEW | 91914N202 | $4 | 1,363 | 0.0% |
| Long Blockchain Corp | COM | 542614102 | $4 | 1,667 | 0.0% |
| Biomarin Pharmaceutical Inc | NOTE 0.750%10/1 | 09061GAE1 | $4 | $4,000 | 0.0% |
| OHA Invt Corp | COM | 67091U102 | $4 | 2,721 | 0.0% |
| Counterpath Corp(CPAH) | COM PAR | 22228P302 | $4 | 1,359 | 0.0% |
| Universal SEC Instrs Inc(UUU) | COM NEW | 913821302 | $4 | 2,678 | 0.0% |
| Quanterix Corp(QTRX) | COM | 74766Q101 | $4 | 259 | 0.0% |
| O2micro International LTD | SPONS ADR | 67107W100 | $4 | 3,021 | 0.0% |
| Medallion Finl Corp(MFIN) | COM | 583928106 | $4 | 892 | 0.0% |
| Ceragon Networks LTD(CRNT) | ORD | M22013102 | $4 | 1,450 | 0.0% |
| Vina Concha Y Toro S A | SPONSORED ADR | 927191106 | $4 | 106 | 0.0% |
| Myomo Inc | COM | 62857J102 | $4 | 1,226 | 0.0% |
| Medigus LTD | SPONSORD ADR NEW | 58471G201 | $4 | 3,339 | 0.0% |
| Sunpower Corp | DBCV 0.750% 6/0 | 867652AG4 | $4 | $4,000 | 0.0% |
| Urban One Inc(UONEEUR) | CL A | 91705J105 | $4 | 1,976 | 0.0% |
| Motif BIO PLC | *W EXP 11/09/202 | 619784119 | $4 | 1,118 | 0.0% |
| Molina Healthcare Inc | DBCV 1.625% 8/1 | 60855RAD2 | $4 | $3,000 | 0.0% |
| Legg Mason ETF Investment TR | EMRG MKT DIV ETF | 52468L208 | $4 | 115 | 0.0% |
| Chinacache Intl Hldg LTD(CCIHY) | SPONSORED ADR | 16950M107 | $4 | 3,655 | 0.0% |
| Burcon Nutrascience Corp(BUEUR) | COM | 120831102 | $4 | 10,574 | 0.0% |
| VTV Therapeutics Inc | CL A | 918385105 | $4 | 1,000 | 0.0% |
| SSgA Active ETF TR | MFS SYS VAL EQ | 78467V871 | $5 | 71 | 0.0% |
| Cormedix Inc | COM | 21900C100 | $5 | 28,700 | 0.0% |
| RED Violet Inc(RDVT) | COM | 75704L104 | $5 | 740 | 0.0% |
| Nicholas Financial Inc | COM NEW | 65373J209 | $5 | 535 | 0.0% |
| Nuance Communications Inc | NOTE 2.750%11/0 | 67020YAF7 | $5 | $5,000 | 0.0% |
| Nuveen Emerging Mkts Debt 20 | COM | 67077P101 | $5 | 610 | 0.0% |
| MRC Global Inc(37M) | COM | 55345K103 | $5 | 300 | 0.0% |
| MMA Cap Mgmt LLC(MMAC) | COM | 55315D105 | $5 | 180 | 0.0% |
| Foamix Pharmaceuticals LTD | SHS | M46135105 | $5 | 1,000 | 0.0% |
| Transamerica ETF TR | DELTASHS S&P INT | 89349P404 | $5 | 95 | 0.0% |
| Citigroup GBL Mkts Hldgs Inc | VELOCITYSHS LONG | 17325K743 | $5 | 138 | 0.0% |
| Nymox Pharmaceutical Corp(NYMXF) | COM | P73398102 | $5 | 1,137 | 0.0% |
| Neovasc Inc | COM | 64065J106 | $5 | 88,900 | 0.0% |
| Quidel Corp | NOTE 3.250%12/1 | 74838JAA9 | $5 | $3,000 | 0.0% |
| Citigroup Global MKT Hldgs I | VELCTYSHS USDEUR | 17326E480 | $5 | 165 | 0.0% |
| Northern LTS FD TR IV(ISMD) | INSPIRE SMAL ETF | 66538H641 | $5 | 200 | 0.0% |
| Bioblast Pharma LTD | SHS NEW | M20156119 | $5 | 2,317 | 0.0% |
| Molecular Templates Inc | COM | 608550109 | $5 | 726 | 0.0% |
| Boxlight Corp | COM CL A | 103197109 | $5 | 1,392 | 0.0% |