Q3 2018 Holdings
Filed 2018-10-22 | 216 holdings | $17.3M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| United Continental Holdings(UAL) | COMMON STOCK | 910047109 | $946 | 10,623 | 0.0% |
| Twitter Inc | CONVERTIBLE SECURITY | 90184LAD4 | $951 | $1,034,000 | 0.0% |
| Microchip Technology Inc | CONVERTIBLE SECURITY | 595017AF1 | $987 | $925,000 | 0.0% |
| Nvidia Corp(NVDA) | COMMON STOCK | 67066G104 | $988 | 3,517 | 0.0% |
| Ishares Short-Term Corporate(IGSB) | COMMON STOCK | 464288646 | $990 | 19,097 | 0.0% |
| Caterpillar Inc(CAT) | COMMON STOCK | 149123101 | $990 | 6,492 | 0.0% |
| Biomarin Pharmaceutical | CONVERTIBLE SECURITY | 09061GAF8 | $1.0K | $840,000 | 0.0% |
| Royal Gold Inc | CONVERTIBLE SECURITY | 780287AA6 | $1.1K | $1,049,000 | 0.0% |
| Wells Fargo & Co(WFC) | COMMON STOCK | 949746101 | $1.1K | 20,164 | 0.0% |
| Stanley Black & Decker I | CONVERTIBLE PREFERRED SECURITY | 854502887 | $1.1K | 10,010 | 0.0% |
| Ishares Russell 1000 Growth(IWF) | COMMON STOCK | 464287614 | $1.1K | 7,078 | 0.0% |
| Altaba Inc | CONVERTIBLE SECURITY | 984332AF3 | $1.1K | $878,000 | 0.0% |
| Citrix Systems Inc | CONVERTIBLE SECURITY | 177376AD2 | $1.1K | $730,000 | 0.0% |
| Sempra Energy | CONVERTIBLE PREFERRED SECURITY | 816851406 | $1.1K | 11,259 | 0.0% |
| Wells Fargo & Company(WFC) | CONVERTIBLE PREFERRED SECURITY | 949746804 | $1.2K | 913 | 0.0% |
| Schlumberger LTD(SLB) | COMMON STOCK | 806857108 | $1.2K | 19,420 | 0.0% |
| Bank of America Corp(BAC) | CONVERTIBLE PREFERRED SECURITY | 060505682 | $1.2K | 921 | 0.0% |
| Envestnet Inc | CONVERTIBLE SECURITY | 29404KAA4 | $1.2K | $1,094,000 | 0.0% |
| Fortive Corporation | CONVERTIBLE PREFERRED SECURITY | 34959J207 | $1.2K | 1,132 | 0.0% |
| Netflix Inc(NFLX) | COMMON STOCK | 64110L106 | $1.2K | 3,313 | 0.0% |
| Fidelity National Info Serv(FIS) | COMMON STOCK | 31620M106 | $1.3K | 11,485 | 0.0% |
| Ishares Core S&P Small-Cap E(IJR) | COMMON STOCK | 464287804 | $1.3K | 14,372 | 0.0% |
| Vanguard Short-Term Bond ETF(BSV) | COMMON STOCK | 921937827 | $1.3K | 16,201 | 0.0% |
| PDC Energy Inc | CONVERTIBLE SECURITY | 69327RAD3 | $1.3K | $1,324,000 | 0.0% |
| Becton Dickinson and Co | CONVERTIBLE PREFERRED SECURITY | 075887208 | $1.3K | 19,750 | 0.0% |
| Crown Castle Intl Corp | CONVERTIBLE PREFERRED SECURITY | 22822V309 | $1.4K | 1,243 | 0.0% |
| Alphabet Inc(GOOG) | COMMON STOCK | 02079K107 | $1.4K | 1,133 | 0.0% |
| Verizon Communications Inc(VZ) | COMMON STOCK | 92343V104 | $1.4K | 25,531 | 0.0% |
| Ishares S&P 500 Value ETF(IVE) | COMMON STOCK | 464287408 | $1.4K | 11,780 | 0.0% |
| IH Merger SUB LLC | CONVERTIBLE SECURITY | 85571WAB5 | $1.4K | $1,113,000 | 0.0% |
| Nextera Energy Inc | CONVERTIBLE PREFERRED SECURITY | 65339F820 | $1.4K | 24,699 | 0.0% |
| Intel Corp | CONVERTIBLE SECURITY | 458140AF7 | $1.4K | $615,000 | 0.0% |
| Monster Beverage Corp(MNST) | COMMON STOCK | 61174X109 | $1.4K | 24,343 | 0.0% |
| EOG Resources Inc(EOG) | COMMON STOCK | 26875P101 | $1.4K | 11,335 | 0.0% |
| Liberty Media Corp | CONVERTIBLE SECURITY | 531229AF9 | $1.5K | $1,250,000 | 0.0% |
| Ares Capital Corp | CONVERTIBLE SECURITY | 04010LAT0 | $1.5K | $1,467,000 | 0.0% |
| Ishares 1-3 Year Treasury BO(SHY) | COMMON STOCK | 464287457 | $1.6K | 18,971 | 0.0% |
| Illumina Inc | CONVERTIBLE SECURITY | 452327AF6 | $1.6K | $1,114,000 | 0.0% |
| Liberty Media Corp | CONVERTIBLE SECURITY | 531229AB8 | $1.7K | $1,356,000 | 0.0% |
| Ares Capital Corp | CONVERTIBLE SECURITY | 04010LAM5 | $1.7K | $1,660,000 | 0.0% |
| Morgan Stanley(MS) | COMMON STOCK | 617446448 | $1.7K | 36,206 | 0.0% |
| Medtronic PLC(MDT) | COMMON STOCK | G5960L103 | $1.8K | 18,054 | 0.0% |
| Ishares Russell Mid-Cap Grow(IWP) | COMMON STOCK | 464287481 | $1.8K | 13,408 | 0.0% |
| Workday Inc(WDAY) | COMMON STOCK | 98138H101 | $2.2K | 15,112 | 0.0% |
| General Electric Co | COMMON STOCK | 369604103 | $2.3K | 202,933 | 0.0% |
| Northrop Grumman Corp(NOC) | COMMON STOCK | 666807102 | $2.3K | 7,235 | 0.0% |
| 3M Co(MMM) | COMMON STOCK | 88579Y101 | $2.7K | 12,583 | 0.0% |
| Ishares Msci Emerging Market(EEM) | COMMON STOCK | 464287234 | $2.8K | 66,201 | 0.0% |
| AIR Products & Chemicals Inc(APD) | COMMON STOCK | 009158106 | $3.0K | 17,902 | 0.0% |
| Salesforce.com Inc(CRM) | COMMON STOCK | 79466L302 | $3.1K | 19,298 | 0.0% |