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UBS Group AG

Q3 2018 Holdings

Filed 2018-11-14 | 13792 holdings | $6.8B | 13F-HR | View on SEC ↗ · Holdings Table ↗

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IssuerClassCUSIPValue ↑Shares% Portfolio
ETF Manager Group Commodity(BDRYUSD)BREAKWAVE DRY26923H200$52000.0%
U.S. Auto Parts Network IncCOM90343C100$53,3900.0%
Alps ETF TR(SGDJUSD)SPROTT JR GLD00162Q585$52030.0%
Alps ETF TRBUZZ US SMT LDR00162Q494$51320.0%
Cesca Therapeutics IncCOM NEW157131202$515,8010.0%
Cango Inc(9C0A)ADS137586103$54750.0%
China Ceramics Co LTDSHS NEWG2113X134$53,5760.0%
Principal Exchange Traded FDHELTHCARE INDX74255Y409$51250.0%
Global X FDS(AGNG)LNTY THMTC ETF37954Y772$52080.0%
First TR Exch Traded FD III(RFEM)RIVR FRNT DYN33739P707$5820.0%
Northern Tech Intl Corp(NTIC)COM665809109$51460.0%
China Recycling Energy CorpCOM NEW168913200$54,2700.0%
Eltek LTD(ELTK)SHSM40184208$51,4830.0%
Novabay Pharmaceuticals IncCOM NEW66987P201$52,5830.0%
Enphase Energy Inc(ENPH)COM29355A107$51,0850.0%
Wisdomtree TRFNDMTL US SHRT97717X149$51000.0%
Seanergy Maritime Hldgs CorpSHS NEWY73760137$55,1310.0%
Yuma Energy Inc NewCOM98872F105$512,5350.0%
Nuance Communications IncNOTE 2.750%11/067020YAF7$5$5,0000.0%
CGGSPON ADR NEW12531Q204$51,7980.0%
DBX ETF TRXTRACK MSCI UK233051861$52240.0%
CHF Solutions IncCOM NEW12542Q508$54,0200.0%
Livexlive Media IncCOM NEW53839L208$51,1720.0%
Black BOX Corp delCOM091826107$55,0070.0%
Intevac IncCOM461148108$58710.0%
Celgene CorpRIGHT 12/31/2030151020112$53,0880.0%
Universal SEC Instrs Inc(UUU)COM NEW913821302$53,8000.0%
Taoping IncCOMG8675V101$53,5640.0%
Arcimoto Inc(FUV)COM039587100$51,4260.0%
CEL SCI Corp(CVM1EUR)COM PAR NEW150837607$51,2680.0%
Advisorshares TR(DWSH)DORSY SHRT ETF00768Y529$52050.0%
Federal STR Acquisition CorpCL A31421V107$54500.0%
Contravir Pharmaceuticals inCOM NEW21234W202$59,3500.0%
Liberty Tripadvisor Hldgs inCOM SER B531465201$54110.0%
Citigroup Global MKT Hldgs IVELCTYSHS USDCHF17326E233$52000.0%
ON Track Innovation LTDSHSM8791A109$55,5430.0%
Mercadolibre IncNOTE 2.250% 7/058733RAB8$5$2,0000.0%
Genocea Biosciences IncCOM372427104$56,0150.0%
Integrated Device TechnologyPutCOM458118106$51000.0%
Global X FDS(DRIV)AUTONMOUS EV ETF37954Y624$53510.0%
Innsuites Hospitality TR(IHT)SH BEN INT457919108$52,7170.0%
Arsanis IncCOM042873109$53,3580.0%
Xcel Brands IncCOM NEW98400M101$52,1680.0%
ETF SER SolutionsDEFIANCE FUTUR26922A438$52000.0%
Asanko Gold Inc(AKG1EUR)COM04341Y105$56,1650.0%
DBX ETF TRXTRCK BRCLY INTL233051465$5980.0%
Benitec Biopharma LTDSPONS ADR NEW082053307$52,1170.0%
Northern LTS FD TR IVSAGE ESG INTER66538H583$51030.0%
Inspired Entmt Inc(INSE)COM45782N108$58390.0%
Atlas AIR Worldwide Hldgs inNOTE 2.250% 6/0049164BH8$5$4,0000.0%
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