Q3 2018 Holdings
Filed 2018-11-14 | 13792 holdings | $6.8B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Sundance Energy Australia LT | SPONSORED ADR | 86724Y109 | $1 | 121 | 0.0% |
| Fuwei Films Hldgs Co LTD | SHS NEW | G3704F110 | $1 | 674 | 0.0% |
| Ageagle Aerial SYS Inc New | COM | 00848K101 | $1 | 503 | 0.0% |
| Dragon Victory Intl LTD | SHS | G28365107 | $1 | 906 | 0.0% |
| Ricebran Technologies | *W EXP 12/18/201 | 762831113 | $1 | 5,875 | 0.0% |
| Inspiremd Inc | *W EXP 03/14/202 | 45779A135 | $1 | 147,696 | 0.0% |
| Constellation Alpha Cap Corp | RIGHT 99/99/9999 | G2379F132 | $1 | 2,000 | 0.0% |
| Sandridge Mississippian TR I | UNIT BEN INT | 80007T101 | $1 | 380 | 0.0% |
| China Lending Corp | SHS | G21612109 | $1 | 1,007 | 0.0% |
| Renaissance Cap Greenwich FD(IPO) | IPO ETF | 759937204 | $1 | 32 | 0.0% |
| Spdr SER TR | S&P INTERNET ETF | 78468R127 | $1 | 10 | 0.0% |
| Active Weighting FDS ETF TR | EVENTSHS US POLI | 00509T300 | $1 | 33 | 0.0% |
| Second Sight MED Prods Inc | COM | 81362J100 | $1 | 773 | 0.0% |
| Alta Mesa RES Inc | *W EXP 03/28/202 | 02133L117 | $1 | 1,000 | 0.0% |
| Sequential Brnds Group Inc N | COM | 81734P107 | $1 | 517 | 0.0% |
| Mercantil BK Hldg Corp | CL B | 58734F206 | $1 | 200 | 0.0% |
| Merrimack Pharmaceuticals in | NOTE 4.500% 7/1 | 590328AA8 | $1 | $1,000 | 0.0% |
| Evofem Biosciences Inc(NEOTEUR) | COM | 30048L104 | $1 | 333 | 0.0% |
| Controladora Vuela CIA de AV(VLRS) | SPON ADR RP 10 | 21240E105 | $1 | 109 | 0.0% |
| RXI Pharmaceuticals Corp New | COM PAR | 74979C808 | $1 | 1,181 | 0.0% |
| Sigma Labs Inc | *W EXP 02/15/202 | 826598112 | $1 | 3,405 | 0.0% |
| Modern Media Acquisition | *W EXP 05/17/202 | 60765P111 | $1 | 1,278 | 0.0% |
| Applied DNA Sciences Inc | *W EXP 11/21/201 | 03815U110 | $1 | 3,525 | 0.0% |
| Greenland Acquisitin Corpora | RIGHT 04/27/2025 | G40981113 | $1 | 1,650 | 0.0% |
| Aquinox Pharmaceuticals Inc | COM | 03842B101 | $1 | 376 | 0.0% |
| Molson Coors Brewing Co(TAP/A) | CL A | 60871R100 | $1 | 10 | 0.0% |
| Aceto Corp(ACETEUR) | COM | 004446100 | $1 | 472 | 0.0% |
| Soleno Therapeutics Inc | *W EXP 11/12/201 | 834203135 | $1 | 10,773 | 0.0% |
| Coda Octopus Group Inc(CODA) | COM NEW | 19188U206 | $1 | 212 | 0.0% |
| Associated Banc Corp | *W EXP 11/21/201 | 045487113 | $1 | 200 | 0.0% |
| Spdr Index SHS FDS(EEMX) | MSCI EMR MKT ETF | 78470E205 | $1 | 13 | 0.0% |
| Proshares TR | ULTRPRO SHRT NEW | 74348A186 | $1 | 102 | 0.0% |
| Neurometrix Inc | COM PAR | 641255708 | $1 | 994 | 0.0% |
| Nanthealth Inc | COM | 630104107 | $1 | 923 | 0.0% |
| Embotelladora Andina S A(AKO/A) | SPON ADR A | 29081P204 | $1 | 59 | 0.0% |
| National Holdings Corp | *W EXP 01/18/202 | 636375115 | $1 | 2,164 | 0.0% |
| Advisorshares TR | MADRONA DOMESTIC | 00768Y859 | $1 | 20 | 0.0% |
| Aspen Group Inc(ASPU) | COM NEW | 04530L203 | $1 | 115 | 0.0% |
| Invesco Exchng Traded FD TR | ZACKS INTL MLT | 46138G854 | $1 | 73 | 0.0% |
| Christopher & Banks Corp(CBKCQ) | COM | 171046105 | $1 | 1,777 | 0.0% |
| Proshares TR | ULTSHT FINLS NEW | 74347B748 | $1 | 41 | 0.0% |
| Neovasc Inc | COM NEW | 64065J205 | $1 | 472 | 0.0% |
| Netsol Technologies Inc(NTWK) | COM PAR $.001 | 64115A402 | $1 | 75 | 0.0% |
| Principal Exchange Traded FD | PRINCIPAL ACTV | 74255Y706 | $1 | 50 | 0.0% |
| Pensare Acquisition Corp | UNIT 07/27/2022 | 70957E204 | $1 | 100 | 0.0% |
| Community Health SYS Inc New | RIGHT 12/31/2019 | 203668116 | $1 | 191,293 | 0.0% |
| Histogenics Corp | COM | 43358V109 | $1 | 1,500 | 0.0% |
| Horizon Global Corp | COM | 44052W104 | $1 | 200 | 0.0% |
| Ossen Innovation Co LTD | SPONSORED ADR NE | 688410208 | $1 | 506 | 0.0% |
| Glowpoint Inc | COM NEW | 379887201 | $1 | 5,762 | 0.0% |