Q3 2018 Holdings
Filed 2018-11-14 | 13792 holdings | $6.8B | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| HTG Molecular Diagnostics in | COM | 40434H104 | $3 | 595 | 0.0% |
| Cherokee Inc del New | COM | 16444H102 | $3 | 3,741 | 0.0% |
| Micron Technology Inc | NOTE 3.000%11/1 | 595112AY9 | $3 | $2,000 | 0.0% |
| Lightinthebox Hldg Co LTD | SPONSORED ADR | 53225G102 | $3 | 3,569 | 0.0% |
| Proshares TR(XPP) | ULT FTSE CHIN 50 | 74347X880 | $3 | 47 | 0.0% |
| Barclays BK PLCPut | IPATH B MID TERM | 06746P621 | $3 | 100 | 0.0% |
| Easterly Acquisition Corp | *W EXP 07/29/202 | 27616L110 | $3 | 2,376 | 0.0% |
| Fuel Tech Inc(FTEK) | COM | 359523107 | $3 | 2,247 | 0.0% |
| First TR Exchange Traded FD(ISHP) | NASDAQ RETAIL | 33738R829 | $3 | 140 | 0.0% |
| American Lorain Corp | COM | 027297100 | $3 | 23,720 | 0.0% |
| Sharps Compliance Corp | COM | 820017101 | $3 | 1,000 | 0.0% |
| Ishares TR(XT) | EXPONENTIAL TECH | 46434V381 | $3 | 70 | 0.0% |
| Credit Suisse AG Nassau BRH | FI ENHNCD EUR 50 | 22539U107 | $3 | 28 | 0.0% |
| Flexshares TR | REAL ASST IDX | 33939L738 | $3 | 106 | 0.0% |
| Xtant MED Hldgs Inc(XTNT) | COM NEW | 98420P308 | $3 | 728 | 0.0% |
| First TR Exchange Traded FD(FTRI) | INDXX NAT RE ETF | 33734X838 | $3 | 248 | 0.0% |
| Xpresspa Group Inc | COM | 98420U109 | $3 | 19,327 | 0.0% |
| ALJ Regional Hldgs Inc | COM | 001627108 | $3 | 1,789 | 0.0% |
| Camber Energy Inc | COM NEW | 13200M201 | $3 | 9,494 | 0.0% |
| Oncomed Pharmaceuticals Inc | COM | 68234X102 | $3 | 1,200 | 0.0% |
| Mict Inc(TIOG) | COM | 55328R109 | $3 | 2,618 | 0.0% |
| JMU LTD(CD) | SPONSORED ADS | 46647L204 | $3 | 2,353 | 0.0% |
| Biohitech Global Inc(RENO) | COM | 09074B107 | $3 | 914 | 0.0% |
| Wisdomtree TR | NEGT DUR HIG YLD | 97717W398 | $3 | 149 | 0.0% |
| Proshares TR(TBX) | SHT 7-10 YR TR | 74348A608 | $3 | 94 | 0.0% |
| Synthesis Energy SYS Inc | COM NEW | 871628202 | $3 | 1,448 | 0.0% |
| QAD Inc(QADB) | CL B | 74727D207 | $3 | 78 | 0.0% |
| Alimera Sciences Inc | COM | 016259103 | $3 | 2,639 | 0.0% |
| Indexiq ETF TR | IQ S&P HGH YLD | 45409B412 | $3 | 104 | 0.0% |
| Boingo Wireless Inc(WIFI)Put | COM | 09739C102 | $3 | 100 | 0.0% |
| Insmed Inc | NOTE 1.750% 1/1 | 457669AA7 | $3 | $4,000 | 0.0% |
| ETF SER Solutions | SERENITYSHS IM | 26922A735 | $3 | 96 | 0.0% |
| Nortech SYS Inc(NSYS) | COM | 656553104 | $3 | 762 | 0.0% |
| Invesco Exch TRD SLF IDX FD | US LRG CP OPTM | 46138J759 | $3 | 95 | 0.0% |
| CSP Inc(CSPI) | COM | 126389105 | $3 | 200 | 0.0% |
| Central FED Corp | COM NEW PAR | 15346Q400 | $3 | 166 | 0.0% |
| Sphere 3D Corp New | COM NEW | 84841L209 | $3 | 6,874 | 0.0% |
| Nobilis Health Corp(NRTSF) | COM | 65500B103 | $3 | 3,416 | 0.0% |
| SB Finl Group Inc | DEP SHS PFD 6.5% | 78408D204 | $3 | 128 | 0.0% |
| Davidstea Inc(DTEAF) | COM | 238661102 | $3 | 991 | 0.0% |
| Motif BIO PLC | *W EXP 11/09/202 | 619784119 | $3 | 1,085 | 0.0% |
| Issuer Direct Corporation(ACCS) | COM NEW | 46520M204 | $3 | 190 | 0.0% |
| Aerpio Pharmaceuticals Inc | COM | 00810B105 | $3 | 976 | 0.0% |
| Liberty Media Corp | DEB 3.750% 2/1 | 530715AL5 | $3 | $5,000 | 0.0% |
| Legg Mason ETF Investment TR | GLOBAL INFSTRU | 52468L703 | $3 | 101 | 0.0% |
| Secoo Hldg LTD | ADR | 81367P101 | $3 | 200 | 0.0% |
| Pimco Equity SER(MFUS) | RAFI DYN ML US | 72202L363 | $3 | 100 | 0.0% |
| Nuverra Environmental Soluti | COM PAR | 67091K302 | $3 | 304 | 0.0% |
| Regulus Therapeutics Inc | COM | 75915K101 | $3 | 16,076 | 0.0% |
| Hornbeck Offshore Svcs Inc N | NOTE 1.500% 9/0 | 440543AN6 | $3 | $3,000 | 0.0% |