Q3 2018 Holdings
Filed 2018-11-14 | 129 holdings | $3.3M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Magnachip Semi 5 1Mar21 | CVPFD | 55932XAB0 | $61 | $45,000 | 0.0% |
| Saban Capital Acq-Cw21 | RT | 78516C114 | $84 | 71,795 | 0.0% |
| Mosaic Acquisition Corp-Cw22 | RT | G62848125 | $86 | 66,666 | 0.0% |
| Gores Hold II Inc - Cw22 | RT | 382867117 | $274 | 128,007 | 0.0% |
| Sentinel Energy Service-Cw22 | RT | G8062D110 | $282 | 227,500 | 0.0% |
| Nebula Acquisition Corp-Cw23 | RT | 629076118 | $339 | 261,000 | 0.0% |
| TPG Pace Holdings Corp-Cw | RT | G89827110 | $366 | 210,860 | 0.0% |
| Platinum Eagle Acquisition C | RT | G7126L118 | $399 | 326,332 | 0.0% |
| One Madison Corp-Cw | RT | G6772P126 | $553 | 489,500 | 0.0% |
| PTC Therapeutics in 3 15Aug22 | SDBCV | 69366JAB7 | $576 | $500,000 | 0.0% |
| DFB Healthcare Acquisit - WA | RT | 23291E117 | $606 | 409,999 | 0.0% |
| Gordon Pointe Acquisi - WAR | RT | 382788115 | $673 | 1,077,000 | 0.0% |
| Realpage Inc 1.5 15Nov22 | SDBCV | 75606NAB5 | $875 | $535,000 | 0.0% |
| Altaba Inc(AABAUSD) | COM | 021346101 | $1.0K | 15,000 | 0.0% |
| Illumina Inc(ILMN) | COM | 452327109 | $1.2K | 3,140 | 0.0% |
| Nevro Corp 1.75 01Jun21 | SDBCV | 64157FAA1 | $1.2K | $1,221,000 | 0.0% |
| Saban Capital Acquisition | COM | 78516C106 | $1.3K | 125,962 | 0.0% |
| Mgic Investment Corp(MTG) | COM | 552848103 | $1.7K | 124,260 | 0.1% |
| Kadmon Holdings Inc(KDMN) | COM | 48283N106 | $1.8K | 549,472 | 0.1% |
| Hennessy Cap Acquis-Cw22 | RT | 42588L113 | $1.9K | 1,251,830 | 0.1% |
| FTS International Inc(FTSIEUR) | COM | 30283W104 | $1.9K | 160,717 | 0.1% |
| Mosaic Acquisition Corp | COM | G62848109 | $2.0K | 200,000 | 0.1% |
| Twitter Inc 1 15Sep21 | SDBCV | 90184LAD4 | $2.0K | $2,175,000 | 0.1% |
| Southwestern Energy Co(SWN1EUR) | COM | 845467109 | $2.0K | 400,000 | 0.1% |
| Oasis Petrole 2.625 15Sep23 | SDBCV | 674215AJ7 | $2.3K | $1,678,000 | 0.1% |
| Whiting Petroleum Corp | COM | 966387409 | $2.4K | 45,669 | 0.1% |
| Ashland Global Holdings Inc(ASH) | COM | 044186104 | $2.5K | 30,000 | 0.1% |
| Amex Financial Select Spdr IDX(XLF)Call | COM | 81369Y605 | $2.8K | 100,000 | 0.1% |
| Magnolia Oil & Gas Corp WTS | RT | 559663117 | $2.9K | 622,714 | 0.1% |
| Pretium Resources 2.25 15Mar22 | SDBCV | 74139CAB8 | $3.1K | $3,555,000 | 0.1% |
| Zillow Group Inc 1.5 1Jul23 | SDBCV | 98954MAC5 | $3.2K | $3,500,000 | 0.1% |
| General Motors Co(GM) | COM | 37045V100 | $3.4K | 100,000 | 0.1% |
| Granite Pointmtge 5.625 2 | SDBCV | 38741LAB3 | $3.6K | $3,455,000 | 0.1% |
| Invacare Corp 5 15Feb21 | SDBCV | 461203AF8 | $3.8K | $3,500,000 | 0.1% |
| Trulia LLC 2.75 15 DEC 20 | SDBCV | 897888AB9 | $3.8K | $2,053,000 | 0.1% |
| Helix Energy SOL 4 1/4 01May22 | SDBCV | 42330PAH0 | $3.9K | $3,600,000 | 0.1% |
| Gores Holdings II Inc | COM | 382867109 | $3.9K | 367,971 | 0.1% |
| Ctrip.com Intl LT 1.99 01Jul25 | SDBCV | 22943FAH3 | $4.1K | $3,931,000 | 0.1% |
| Ishares Msci Emerging MKT in(EEM)Put | COM | 464287234 | $4.3K | 100,000 | 0.1% |
| RWT Holdings 5.625 15Nov19 | SDBCV | 749772AB5 | $4.3K | $4,260,000 | 0.1% |
| Renewable Energy 4 15Jun36 | SDBCV | 75972AAC7 | $4.4K | $1,600,000 | 0.1% |
| Hennessy Capital Acqui | COM | 42588L105 | $4.6K | 447,493 | 0.1% |
| Churchill Capital Corp | COM | 17142R202 | $5.1K | 500,000 | 0.2% |
| AIR Transport 1.125 15Oct24 | SDBCV | 00922RAB1 | $5.1K | $5,356,000 | 0.2% |
| QTS Realty Trust Inc | PFD | 74736A301 | $5.3K | 50,000 | 0.2% |
| Goldman Sachs BDC 4.5 01Apr22 | SDBCV | 38147UAB3 | $5.3K | $5,259,000 | 0.2% |
| Braemar Hotels 5.5 31Dec49 | CVPFD | 10482B200 | $5.4K | 276,663 | 0.2% |
| Hubspot Inc 0.25 1Jun22 | SDBCV | 443573AB6 | $5.6K | $3,419,000 | 0.2% |
| Tracon Pharmaceuticals Inc | COM | 89237H100 | $5.8K | 2,842,477 | 0.2% |
| TPG Pace Holdings Corp | COM | G89827128 | $6.4K | 632,581 | 0.2% |