Q3 2018 Holdings
Filed 2018-11-14 | 683 holdings | $113.3M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Real Goods Solar Inc | COM CL A | 75601N500 | $9 | 22,726 | 0.0% |
| GTY Technology Holdings Inc | W EXP 10/25/202 | G4182A128 | $13 | 10,000 | 0.0% |
| BIO Path Holdings Inc | COM | 09057N201 | $19 | 32,298 | 0.0% |
| Stellar Acquisition III Inc | W EXP 03/22/202 | Y8172W115 | $29 | 211,400 | 0.0% |
| Saban Cap Acquisition Corp | W EXP 09/21/202 | 78516C114 | $30 | 27,500 | 0.0% |
| Kayne Anderson Acquisition | W EXP 06/30/202 | 48661U110 | $47 | 34,000 | 0.0% |
| Draper Oakwood Technology | RIGHT 09/19/2018 | 26146L129 | $68 | 150,000 | 0.0% |
| Global Cord Blood Corporatio | SHS | G39342103 | $70 | 10,000 | 0.0% |
| Southwestern Energy CoCall | CALL | 845467909 | $72 | 14,100 | 0.0% |
| Neovasc Inc | COM | 64065J205 | $107 | 39,225 | 0.0% |
| Hunter Maritime Acquisition | W EXP 11/17/202 | Y37828129 | $142 | 473,402 | 0.0% |
| I AM Cap Acquisition Co | W EXP 05/22/202 | 45074Q116 | $149 | 425,000 | 0.0% |
| GNC Hldgs Inc | COM | 36191G107 | $156 | 37,600 | 0.0% |
| Vipshop Hldgs LTD(VIPS) | ADR | 92763W103 | $158 | 25,300 | 0.0% |
| Hostess Brands Inc(TWNKEUR) | COM CL A | 44109J106 | $166 | 15,000 | 0.0% |
| Priority Technology Hldgs in | W EXP 09/12/202 | 74275G115 | $169 | 100,000 | 0.0% |
| Platform Specialty Prods COR | COM | 72766Q105 | $187 | 15,000 | 0.0% |
| Owens ILL Inc New | COM | 690768403 | $188 | 10,000 | 0.0% |
| GNC Hldgs IncPut | PUT | 36191G957 | $207 | 50,000 | 0.0% |
| Symantec CorpCall | CALL | 871503908 | $211 | 9,900 | 0.0% |
| Snap IncCall | CALL | 83304A906 | $212 | 25,000 | 0.0% |
| I AM Cap Acquisition Co | RIGHT 05/22/2019 | 45074Q124 | $213 | 425,000 | 0.0% |
| Hostess Brands IncPut | PUT | 44109J956 | $221 | 20,000 | 0.0% |
| Deckers Outdoor Corp(DECK) | COM | 243537107 | $237 | 2,000 | 0.0% |
| Avista Healthcare PUB ACQ Co(AVA) | W EXP 10/07/202 | G0726L117 | $240 | 1,200,000 | 0.0% |
| Tableau Software Inc(DATA) | COM CL A | 87336U105 | $257 | 2,300 | 0.0% |
| Federal STR Acquisition Corp | W EXP 07/24/202 | 31421V115 | $263 | 175,000 | 0.0% |
| Chesapeake Energy Corp | NOTE 2.250%12/1 | 165167CB1 | $271 | $283,000 | 0.0% |
| Campbell Soup Co(CPB) | COM | 134429109 | $275 | 7,500 | 0.0% |
| Diplomat Pharmacy Inc(DPLOEUR) | COM | 25456K101 | $291 | 15,000 | 0.0% |
| Ophthotech Corp | COM | 683745103 | $295 | 125,000 | 0.0% |
| Allegheny Technologies IncCall | CALL | 01741R902 | $296 | 10,000 | 0.0% |
| GTY Technology Holdings Inc | COM CL A | G4182A102 | $304 | 30,000 | 0.0% |
| Netshoes Cayman LTD | COM | G6455X107 | $311 | 132,958 | 0.0% |
| Vipshop Hldgs LTDCall | CALL | 92763W903 | $312 | 50,000 | 0.0% |
| Ross Stores Inc(ROST) | COM | 778296103 | $317 | 3,200 | 0.0% |
| Devon Energy Corp New(DVN) | COM | 25179M103 | $339 | 8,500 | 0.0% |
| Sangamo Therapeutics Inc(SGMO) | COM | 800677106 | $339 | 20,000 | 0.0% |
| Oasis Pete Inc New | COM | 674215108 | $355 | 25,000 | 0.0% |
| Party City Holdco Inc(PRTY1EUR) | COM | 702149105 | $373 | 27,500 | 0.0% |
| BED Bath & Beyond Inc(BBBYEUR) | COM | 075896100 | $375 | 25,000 | 0.0% |
| Check Point Software Tech LT(CHKP) | SHS | M22465104 | $377 | 3,200 | 0.0% |
| Tripadvisor Inc(TRIP) | COM | 896945201 | $378 | 7,400 | 0.0% |
| Neogenomics Inc New(NEO) | COM | 64049M209 | $384 | 25,000 | 0.0% |
| FAR PT Acquisition Corp | W EXP 06/01/202 | 30734W117 | $385 | 233,333 | 0.0% |
| Lendingclub CorpPut | PUT | 52603A959 | $388 | 100,000 | 0.0% |
| NII Hldgs Inc PAR | COM | 62913F508 | $389 | 66,300 | 0.0% |
| Arena Pharmaceuticals Inc New(ARNAEUR) | COM | 040047607 | $391 | 8,500 | 0.0% |
| Gores Hldgs II Inc | W EXP 01/13/202 | 382867117 | $394 | 183,333 | 0.0% |
| L3 Technologies IncCall | CALL | 502413907 | $404 | 1,900 | 0.0% |