Q4 2018 Holdings
Filed 2019-02-14 | 9005 holdings | $10.7B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Marker Therapeutics | COM | 57055L107 | $14 | 2,500 | 0.0% |
| Plug Power Inc(PLUG) | COM | 72919P202 | $14 | 11,835 | 0.0% |
| Sprague RES LP | COM | 849343108 | $14 | 1,000 | 0.0% |
| Polymet Mining Corp | COM | 731916102 | $14 | 17,712 | 0.0% |
| Spdr Barc EMR MKT BD(EBND) | COM | 78464A391 | $14 | 530 | 0.0% |
| Illumina Inc | CONV BND | 452327AF6 | $15 | $12,000 | 0.0% |
| Hudson Technologies Inc(HDSN) | COM | 444144109 | $15 | 16,615 | 0.0% |
| China New Borun Corp | ADR | 16890T105 | $15 | 23,060 | 0.0% |
| Omega Flex Inc(OFLX) | COM | 682095104 | $16 | 293 | 0.0% |
| Sanofi CVR | WT | 80105N113 | $16 | 35,074 | 0.0% |
| NY Comm Cap TR V 6.0 | PRF | 64944P307 | $18 | 403 | 0.0% |
| Turquoise Hill Resources LTD | COM | 900435108 | $18 | 10,750 | 0.0% |
| Ellie MAE Inc | COM | 28849P100 | $19 | 297 | 0.0% |
| Servicesource International | COM | 81763U100 | $22 | 20,000 | 0.0% |
| Applied Genetic Technologies(2GT) | COM | 03820J100 | $25 | 10,128 | 0.0% |
| Conformis Inc(CFMS) | COM | 20717E101 | $25 | 68,084 | 0.0% |
| Cidara Therapeutics Inc | COM | 171757107 | $28 | 11,974 | 0.0% |
| Tetraphase Pharmaceuticals I | COM | 88165N105 | $28 | 25,055 | 0.0% |
| Sorrento Therapeutics Inc(SRNE) | COM | 83587F202 | $31 | 12,980 | 0.0% |
| Palatin Technologies Inc | COM | 696077403 | $34 | 48,400 | 0.0% |
| Communications Systems Inc | COM | 203900105 | $35 | 16,991 | 0.0% |
| Cel-Sci Corp(CVM1EUR) | COM | 150837607 | $36 | 12,420 | 0.0% |
| Hc2 Holdings Inc | COM | 404139107 | $39 | 14,650 | 0.0% |
| Safe Bulkers Inc(SB) | COM | Y7388L103 | $41 | 23,200 | 0.0% |
| Ppdai Group Inc | ADR | 69354V108 | $44 | 12,265 | 0.0% |
| Liberty All-Star Growth FD(ASG) | COM | 529900102 | $44 | 10,000 | 0.0% |
| Schwab Strategic TR(FNDA) | COM | 808524763 | $47 | 1,419 | 0.0% |
| Semiconductor Manufact | ADR | 81663N206 | $49 | 11,369 | 0.0% |
| Fang Holdings LTD | ADR | 30711Y102 | $49 | 34,405 | 0.0% |
| Sandridge Mississippian Trus | COM | 80007V106 | $50 | 59,367 | 0.0% |
| Alamos Gold Inc(AGI) | COM | 011532108 | $51 | 14,279 | 0.0% |
| Mcewen Mining Inc | COM | 58039P107 | $51 | 28,120 | 0.0% |
| Voya International High Divi | COM | 92912Y109 | $53 | 10,325 | 0.0% |
| Weatherford International PL(WFRD) | COM | G48833100 | $54 | 94,104 | 0.0% |
| Gopro Inc(GPRO) | COM | 38268T103 | $54 | 12,743 | 0.0% |
| Macquarie Infrastructure Co LLC | CONV BND | 55608BAA3 | $55 | $55,000 | 0.0% |
| First Cmmty Bancshr(FCBC) | COM | 31983A103 | $55 | 1,733 | 0.0% |
| Telenav Inc | COM | 879455103 | $57 | 14,125 | 0.0% |
| Portfolio Recovery Associates Inc | CONV BND | 73640QAB1 | $64 | $70,000 | 0.0% |
| Phillips 66 Partners | COM | 718549207 | $66 | 1,559 | 0.0% |
| Durect Corporation(DRRXEUR) | COM | 266605104 | $66 | 137,534 | 0.0% |
| Epizyme Inc(EPZMEUR) | COM | 29428V104 | $67 | 10,950 | 0.0% |
| JP Morgan Exchange T(JPME) | COM | 46641Q886 | $69 | 1,200 | 0.0% |
| Elements Rogers Total Return | COM | 870297801 | $71 | 14,479 | 0.0% |
| Bioscrip Inc(BIOSEUR) | COM | 09069N108 | $72 | 20,120 | 0.0% |
| Opko Health Inc(OPK) | COM | 68375N103 | $73 | 24,418 | 0.0% |
| Sibanye Gold LTD | ADR | 825724206 | $73 | 25,416 | 0.0% |
| Sogou Inc | ADR | 83409V104 | $73 | 13,980 | 0.0% |
| Menlo Therapeutics Inc | COM | 586858102 | $74 | 17,900 | 0.0% |
| Amira Nature Foods LTD | COM | G0335L102 | $78 | 179,300 | 0.0% |