Q4 2018 Holdings
Filed 2019-02-14 | 145 holdings | $69.5M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Citigroup Inc | W EXP 01/04/201 | 172967226 | $0 | 271,800 | 0.0% |
| Voya Intl High Divid Eqty in | COM | 92912Y109 | $93 | 18,000 | 0.0% |
| Putnam Master Inter Income T(PIM) | SH BEN INT | 746909100 | $129 | 30,300 | 0.0% |
| Nuveen Fltng RTE Incm OPP FD | COM SHS | 6706EN100 | $143 | 15,803 | 0.0% |
| Pioneer MUN High Income ADV(XPMAX) | COM | 723762100 | $164 | 16,100 | 0.0% |
| Dividend & Income Fund | COM NEW | 25538A204 | $179 | 18,800 | 0.0% |
| Clearbridge Energy MLP OPP F | COM | 18469P100 | $192 | 24,600 | 0.0% |
| Nuveen Quality PFD Income FD | COM | 67072C105 | $199 | 24,000 | 0.0% |
| Calamos Conv OPP and Inc FD(CHI) | SH BEN INT | 128117108 | $209 | 23,600 | 0.0% |
| Floor & Decor Hldgs Inc(FND) | CL A | 339750101 | $220 | 8,500 | 0.0% |
| AT Home Group Inc(HOME) | COM | 04650Y100 | $224 | 12,000 | 0.0% |
| Principal Real Estate Income(PGZ) | SHS BEN INT | 74255X104 | $227 | 13,700 | 0.0% |
| Redfin Corp(RDFN) | COM | 75737F108 | $233 | 16,200 | 0.0% |
| Childrens PL Inc(PLCE) | COM | 168905107 | $234 | 2,600 | 0.0% |
| Carter Inc(CRI) | COM | 146229109 | $257 | 3,150 | 0.0% |
| Allianzgi Conv & Income FD I | COM | 018825109 | $302 | 67,000 | 0.0% |
| Allianzgi Conv & Income FD | COM | 018828103 | $307 | 59,100 | 0.0% |
| Sienna Biopharmaceuticals in(SNNAQ) | COM | 82622H108 | $316 | 136,228 | 0.0% |
| Gabelli Globl Util & Income(GLU) | COM SH BEN INT | 36242L105 | $329 | 20,412 | 0.0% |
| Netease Inc(NTES) | SPONSORED ADR | 64110W102 | $353 | 1,500 | 0.0% |
| Pulte Group Inc(PHM) | COM | 745867101 | $394 | 15,173 | 0.0% |
| Neuberger Berman RE ES SEC F(XNROX) | COM | 64190A103 | $465 | 112,100 | 0.0% |
| Lauder Estee COS Inc(EL) | CL A | 518439104 | $507 | 3,900 | 0.0% |
| Wells Fargo ADV GLB DIV OPP(EOD) | COM | 94987C103 | $514 | 110,873 | 0.0% |
| Virtus Global Multi-Sec Inc(VGI) | COM | 92829B101 | $533 | 48,137 | 0.0% |
| First REP BK SAN Francisco C(FRCB) | COM | 33616C100 | $539 | 6,200 | 0.0% |
| Goldman Sachs MLP Energy REN | COM | 38148G107 | $564 | 128,507 | 0.0% |
| Iqiyi Inc(IQ) | SPONSORED ADS | 46267X108 | $575 | 38,700 | 0.0% |
| THL CR SR LN FD | COM | 87244R103 | $578 | 38,867 | 0.0% |
| Pool Corporation(POOL) | COM | 73278L105 | $595 | 4,000 | 0.0% |
| FST TR New Opport MLP & ENE | COM | 33739M100 | $611 | 81,000 | 0.0% |
| Home Depot Inc(HD) | COM | 437076102 | $653 | 3,800 | 0.0% |
| Apple Inc(AAPL) | COM | 037833100 | $664 | 4,209 | 0.0% |
| Morgan Stanley(MS) | COM NEW | 617446448 | $671 | 16,933 | 0.0% |
| Franklin LTD Duration Inc TR(FTF) | COM | 35472T101 | $694 | 76,928 | 0.0% |
| Momo Inc | ADR | 60879B107 | $705 | 29,700 | 0.0% |
| MFS Charter Income TR(MCR) | SH BEN INT | 552727109 | $749 | 102,200 | 0.0% |
| Duff & Phelps GLB UTL Inc FD(DPG) | COM | 26433C105 | $776 | 65,506 | 0.0% |
| Wells Fargo Multi Sector Inc(ERC) | COM | 94987D101 | $785 | 70,807 | 0.0% |
| Virtus Global Divid Income F(ZTR) | COM | 92835W107 | $797 | 89,200 | 0.0% |
| China FD Inc(XXCHNXX) | COM | 169373107 | $807 | 47,800 | 0.0% |
| Invesco QQQ TR(QQQ)Put | UNIT SER 1 | 46090E103 | $872 | 3,400 | 0.0% |
| Tekla Healthcare Invs(HQH) | SH BEN INT | 87911J103 | $905 | 50,400 | 0.0% |
| Rivernorth Doubleline Strate(OPP) | COM | 76882G107 | $1.0K | 64,200 | 0.0% |
| Gabelli Conv&incom Secs FD I(GCV) | COM | 36240B109 | $1.1K | 246,757 | 0.0% |
| Morgan Stanley China A SH FD(XCAFX) | COM | 617468103 | $1.1K | 59,800 | 0.0% |
| Clearbridge Energy MLP FD in | COM | 184692101 | $1.1K | 107,300 | 0.0% |
| Kura Oncology Inc(KURA) | COM | 50127T109 | $1.1K | 80,261 | 0.0% |
| Lilly ELI & Co(LLY) | COM | 532457108 | $1.2K | 10,200 | 0.0% |
| Virtus Total Return Fund Inc | COM | 92837G100 | $1.2K | 136,400 | 0.0% |