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Ameriprise Financial Inc

Q1 2019 Holdings

Filed 2019-05-15 | 9088 holdings | $12.1B | 13F-HR | View on SEC ↗ · Holdings Table ↗

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IssuerClassCUSIPValue ↑Shares% Portfolio
Weatherford International PL(WFRD)COMG48833100$85121,5820.0%
Telenav IncCOM879455103$8614,1250.0%
Durect Corporation(DRRXEUR)COM266605104$87139,2340.0%
Smtc CorporationCOM832682207$8823,4120.0%
Leaf Group LTD(LEAF)COM52177G102$9011,3000.0%
Limelight Networks IncCOM53261M104$9328,8380.0%
Emcore Corp(EMKREUR)COM290846203$9425,7000.0%
Mobile TelesystemsADR607409109$9512,5910.0%
Nuveen Senior Inc FDCOM67067Y104$9616,6030.0%
Liberty All-Star Growth FD(ASG)COM529900102$9717,5220.0%
Neurotrope IncCOM64129T207$9918,0950.0%
Pacific Mercantile Bancorp(PMBC)COM694552100$9913,0000.0%
Front Yard Residential Corp(RESIEUR)COM35904G107$10010,7420.0%
Pfsweb Inc(PFSWUSD)COM717098206$10820,6700.0%
Pixelworks Inc(PXLWEUR)COM72581M305$11729,6770.0%
Brandywineglobal Global Inco(BWG)COM10537L104$11910,6790.0%
Global X Superincome Prefer(SPFF)COM37950E333$12310,5820.0%
QEP Resources Inc(QEP)CallOPT74733V100$12415,9000.0%
LGL Group Inc(LGL)COM50186A108$12619,2290.0%
Cohen & Steers MLP Income ANCOM19249B106$12613,4000.0%
Tortoise Energy IndependenceCOM89148K101$12715,2000.0%
CNH Industrial NV(CNH)COMN20944109$12912,5900.0%
James Hardie IND PLC(JHX)ADR47030M106$13010,0900.0%
Casi Pharmaceuticals Inc(CASIEUR)COM14757U109$13546,9030.0%
Gigamedia LTDCOMY2711Y112$13751,2700.0%
Viking Therapeutics Inc(VKTX)COM92686J106$14014,0780.0%
Menlo Therapeutics IncCOM586858102$14117,9000.0%
Five Prime Therapeutics Inc(FPRX)COM33830X104$14110,5000.0%
Pioneer Muni HI Inc ADV Trst(XPMAX)COM723762100$14213,1510.0%
Ishares Msci Global Silver M(SLVP)COM464286327$14415,6930.0%
Clough Glbl Opportunities FD(GLO)COM18914E106$14414,9330.0%
Ship Finance Intl LTDCOMG81075106$14511,7650.0%
Dreyfus Municipal Income IncCOM26201R102$14617,3400.0%
Ultrapar Particpac(UGR)ADR90400P101$14712,2520.0%
Invesco High Income Trust II(VLT)COM46131F101$14810,2910.0%
BlackRock Munivest Fund(MVF)COM09253R105$14816,4650.0%
SM Energy CoCONV BND78454LAM2$149$160,0000.0%
BlackRock Capital Investment(BKCCUSD)COM092533108$15024,9190.0%
Fiduciary M Enrgy InfraCOM31647Q106$15114,2400.0%
BRF SA(P5Y)ADR10552T107$15126,0150.0%
Pretium Resources IncCOM74139C102$15317,9100.0%
Houghton Mifflin Harcourt CoCOM44157R109$15421,2140.0%
Intevac IncCOM461148108$15425,0440.0%
Nuveen CA Amt-Fr Muni Inc FD(XNCMX)COM670651108$15611,1770.0%
Ladenburg Thalmann FinancialCOM50575Q102$16056,5410.0%
Enel Americas SAADR29274F104$16118,0920.0%
Avid Technology IncCOM05367P100$16221,7860.0%
Enlink Midstream LLC(0E41)LP29336T100$16312,7100.0%
J Alexander's HoldingsCOM46609J106$16316,6720.0%
Huami CorpADR44331K103$16512,5940.0%
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