Q2 2019 Holdings
Filed 2019-08-14 | 106 holdings | $71.4M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Nuveen Fltng RTE Incm OPP FD | COM SHS | 6706EN100 | $154 | 15,803 | 0.0% |
| Apollo SR Floating Rate FD I | COM | 037636107 | $164 | 10,998 | 0.0% |
| Eaton Vance MUN BD FD(EIM) | COM | 27827X101 | $216 | 17,387 | 0.0% |
| Dividend & Income Fund | COM NEW | 25538A204 | $217 | 18,800 | 0.0% |
| Western Asset Corporate LN F | COM | 95790J102 | $230 | 24,000 | 0.0% |
| Rivernorth Doubleline Strate(OPP) | COM | 76882G107 | $230 | 13,494 | 0.0% |
| Franklin LTD Duration Inc TR(FTF) | COM | 35472T101 | $233 | 24,148 | 0.0% |
| Duff & Phelps SLT Engy and M | COM | 26433F108 | $236 | 48,440 | 0.0% |
| Pgim Global High Yield FD in(GHY) | COM | 69346J106 | $238 | 16,500 | 0.0% |
| Western Asset High Incm FD I(HIX) | COM | 95766J102 | $245 | 34,900 | 0.0% |
| Firsthand Tech Value FD Inc(SVVC) | COM | 33766Y100 | $265 | 28,500 | 0.0% |
| THL CR SR LN FD | COM | 87244R103 | $296 | 19,437 | 0.0% |
| Virtus Total Return Fund Inc | COM | 92837G100 | $305 | 28,750 | 0.0% |
| Imax Corp(IMAX) | COM | 45245E109 | $467 | 23,100 | 0.0% |
| Nuveen CR Strategies Incm FD(XJQCX) | COM SHS | 67073D102 | $473 | 59,700 | 0.0% |
| TAL Education Group(TAL) | SPONSORED ADS | 874080104 | $518 | 13,600 | 0.0% |
| Lauder Estee COS Inc(EL) | CL A | 518439104 | $586 | 3,200 | 0.0% |
| Invesco Dynamic CR OPP FD | COM | 46132R104 | $587 | 52,545 | 0.0% |
| Cohen & Steers Global Inc BL | COM | 19248M103 | $620 | 69,397 | 0.0% |
| Duff & Phelps GLB UTL Inc FD(DPG) | COM | 26433C105 | $906 | 59,200 | 0.0% |
| Lilly ELI & Co(LLY) | COM | 532457108 | $976 | 8,813 | 0.0% |
| Brookfield Real Assets Incom(RA) | SHS BEN INT | 112830104 | $991 | 45,700 | 0.0% |
| Lazard World Divid & Income | COM | 521076109 | $1.0K | 104,864 | 0.0% |
| Masimo Corp(MASI) | COM | 574795100 | $1.1K | 7,200 | 0.0% |
| Delaware Enhanced GBL DIV & | COM | 246060107 | $1.2K | 116,828 | 0.0% |
| Invesco High Income TR II(VLT) | COM | 46131F101 | $1.2K | 80,200 | 0.0% |
| Western Asset GLB HI Income(EHI) | COM | 95766B109 | $1.2K | 117,900 | 0.0% |
| Kura Oncology Inc(KURA) | COM | 50127T109 | $1.5K | 76,461 | 0.0% |
| Wave Life Sciences LTD(WVE) | SHS | Y95308105 | $1.6K | 60,276 | 0.0% |
| Neuberger Berman HGH YLD FD(NHS) | COM | 64128C106 | $1.7K | 147,300 | 0.0% |
| Equillium Inc(EQ) | COM | 29446K106 | $1.8K | 312,300 | 0.0% |
| Altaba Inc(AABAUSD) | COM | 021346101 | $1.9K | 27,300 | 0.0% |
| China Mobile Limited | SPONSORED ADR | 16941M109 | $1.9K | 42,517 | 0.0% |
| Royce Value TR Inc(RVT) | COM | 780910105 | $2.9K | 208,900 | 0.0% |
| Correvio Pharma Corp | COM | 22026V105 | $4.5K | 2,084,824 | 0.0% |
| Idexx Labs Inc(IDXX) | COM | 45168D104 | $4.7K | 17,230 | 0.0% |
| American Intl Group Inc(AIG) | COM NEW | 026874784 | $5.1K | 94,900 | 0.0% |
| Vail Resorts Inc(MTN) | COM | 91879Q109 | $5.1K | 22,660 | 0.0% |
| Icici BK LTD(IBN) | ADR | 45104G104 | $5.2K | 412,000 | 0.0% |
| Vertex Pharmaceuticals Inc(VRTX) | COM | 92532F100 | $5.7K | 31,044 | 0.0% |
| Coupa Software Inc(COUPEUR) | COM | 22266L106 | $5.7K | 45,170 | 0.0% |
| Amgen Inc(AMGN) | COM | 031162100 | $5.8K | 31,285 | 0.0% |
| Cornerstone Total Rtrn FD in(CRF) | COM | 21924U300 | $6.6K | 587,314 | 0.0% |
| Facebook Inc(META) | CL A | 30303M102 | $6.9K | 35,700 | 0.0% |
| Zendesk Inc | COM | 98936J101 | $7.2K | 81,300 | 0.0% |
| Community Healthcare TR Inc(CHCT) | COM | 20369C106 | $7.3K | 184,300 | 0.0% |
| Crispr Therapeutics AG(CRSP)Call | NAMEN AKT | H17182108 | $7.3K | 156,000 | 0.0% |
| Veracyte Inc(VCYT) | COM | 92337F107 | $7.4K | 260,600 | 0.0% |
| Etsy Inc(ETSY) | COM | 29786A106 | $7.5K | 122,800 | 0.0% |
| Guidewire Software Inc(GWRE) | COM | 40171V100 | $7.8K | 76,600 | 0.0% |