Q2 2018 Holdings
Filed 2018-08-10 | 12178 holdings | $3.6B | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2019-08-14) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| China Green Agriculture Inc | Cmn | 16943W105 | $25 | 22,007 | 0.0% |
| Energy Focus IncPut | Cmn | 29268T300 | $25 | 13,200 | 0.0% |
| Veru Inc(VERUEUR) | Cmn | 92536C103 | $26 | 12,775 | 0.0% |
| Steel Connect Inc | Cmn | 858098106 | $26 | 12,141 | 0.0% |
| Cesca Therapeutics Inc | Cmn | 157131202 | $26 | 62,953 | 0.0% |
| Cemtrex Inc | Cmn | 15130G303 | $26 | 12,389 | 0.0% |
| Clearsign Combustion Corp(CLIR)Call | Cmn | 185064102 | $26 | 13,000 | 0.0% |
| EMX RTY Corp(EMX) | Cmn | 26873J107 | $26 | 25,711 | 0.0% |
| Energy Fuels Inc(UUUU)Put | Cmn | 292671708 | $26 | 11,600 | 0.0% |
| Almaden Minerals LTD(AAUAF) | Cmn | 020283305 | $27 | 36,827 | 0.0% |
| Sears Hometown & Outlet Stor | Cmn | 812362101 | $27 | 12,789 | 0.0% |
| Chiasma Inc(CHMA) | Cmn | 16706W102 | $27 | 17,775 | 0.0% |
| Lianluo Smart LTD | Cmn | G5478K100 | $27 | 14,984 | 0.0% |
| Chinanet Online Hldgs Inc(CNETEUR)Put | Cmn | 16949H201 | $27 | 10,900 | 0.0% |
| Roadrunner Trnsn Svcs Hldg IPut | Cmn | 76973Q105 | $28 | 13,200 | 0.0% |
| OHA Invt Corp | Cmn | 67091U102 | $28 | 18,527 | 0.0% |
| CHF Solutions Inc | Cmn | 12542Q508 | $28 | 15,473 | 0.0% |
| Synthetic Biologics Inc | Cmn | 87164U102 | $28 | 117,512 | 0.0% |
| OCH Ziff Cap Mgmt GroupPut | Cmn | 67551U105 | $28 | 14,500 | 0.0% |
| 180 Degree Cap Corp(TURNEUR) | Cmn | 68235B109 | $29 | 12,489 | 0.0% |
| U S Global Invs Inc(GROW)Call | Cmn | 902952100 | $29 | 17,800 | 0.0% |
| Hovnanian Enterprises IncCall | Cmn | 442487203 | $29 | 17,800 | 0.0% |
| Mogo FIN Technology Inc | Cmn | 608008108 | $29 | 10,129 | 0.0% |
| Athersys Inc(ATHXEUR)Call | Cmn | 04744L106 | $29 | 14,600 | 0.0% |
| Tintri Inc | Cmn | 88770Q105 | $29 | 116,590 | 0.0% |
| Pernix Therapeutics Hldgs in | Cmn | 71426V306 | $29 | 12,022 | 0.0% |
| Aqua Metals Inc(AQMSEUR)Put | Cmn | 03837J101 | $29 | 10,000 | 0.0% |
| Affimed N VCall | Cmn | N01045108 | $30 | 18,000 | 0.0% |
| Forward Pharma A/S | Depository Receipt | 34986J105 | $30 | 11,102 | 0.0% |
| Ocean PWR Technologies Inc | Cmn | 674870407 | $30 | 35,637 | 0.0% |
| OCH Ziff Cap Mgmt Group | Cmn | 67551U105 | $30 | 15,678 | 0.0% |
| Microvision Inc del(MVIS)Put | Cmn | 594960304 | $30 | 26,400 | 0.0% |
| Celsion CorporationPut | Cmn | 15117N503 | $30 | 10,000 | 0.0% |
| Neonode Inc | Cmn | 64051M402 | $30 | 79,206 | 0.0% |
| Pluristem Therapeutics Inc | Cmn | 72940R102 | $30 | 24,671 | 0.0% |
| Orient Paper Inc | Cmn | 68619F205 | $30 | 29,865 | 0.0% |
| Soleno Therapeutics Inc | Cmn | 834203200 | $30 | 12,926 | 0.0% |
| China FIN Online Co LTDPut | Cmn | 169379104 | $31 | 16,400 | 0.0% |
| Real Goods Solar Inc | Cmn | 75601N500 | $31 | 53,814 | 0.0% |
| PDL Biopharma Inc(PDLI)Call | Cmn | 69329Y104 | $31 | 13,400 | 0.0% |
| Vaalco Energy Inc(EGY)Call | Cmn | 91851C201 | $31 | 11,300 | 0.0% |
| Celldex Therapeutics Inc NewPut | Cmn | 15117B103 | $31 | 60,700 | 0.0% |
| Corindus Vascular Robotics I(CVRSEUR) | Cmn | 218730109 | $31 | 37,899 | 0.0% |
| Entree RES LTD(ERLFF) | Cmn | 29384J103 | $32 | 73,051 | 0.0% |
| Tortoise MLP FD Inc | Wt | 89148B119 | $32 | 86,317 | 0.0% |
| Ampliphi Biosciences Corp | Cmn | 03211P301 | $32 | 28,121 | 0.0% |
| Link Motion Inc(LKM)Put | Cmn | 53577L105 | $32 | 27,700 | 0.0% |
| Sandridge Mississippian TR ICall | Cmn | 80007T101 | $32 | 16,300 | 0.0% |
| Sequential Brnds Group Inc N | Cmn | 81734P107 | $32 | 16,445 | 0.0% |
| XTL Biopharmaceuticals LTD | Depository Receipt | 98386D307 | $33 | 17,312 | 0.0% |