Q3 2019 Holdings
Filed 2019-11-14 | 13771 holdings | $7.6B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| TPG Pace Hldgs Corp | *W EXP 06/27/202 | G89827110 | $7 | 4,650 | 0.0% |
| First TR Exch TRD Alpha FD I(FHK) | HONG KONG ALPH | 33737J240 | $7 | 217 | 0.0% |
| Nabors Industries LTD | 6% PFD CNV SR A | G6359F129 | $7 | 450 | 0.0% |
| ALJ Regional Hldgs Inc | COM | 001627108 | $7 | 4,793 | 0.0% |
| ARC Document Solutions Inc | COM | 00191G103 | $7 | 4,933 | 0.0% |
| Fidelity Covington TR(FDEM) | TARGETED EMERG | 316092543 | $7 | 313 | 0.0% |
| FAT Brands Inc(FATAQ) | COM | 30258N105 | $7 | 1,324 | 0.0% |
| Acasti Pharma Inc | CL A NEW | 00430K402 | $7 | 3,741 | 0.0% |
| Exchange Listed FDS TR(HYLD2USD) | HIGH YIELD ETF | 30151E814 | $7 | 200 | 0.0% |
| AIR Inds Group(AIRIEUR) | COM NEW | 00912N205 | $7 | 5,200 | 0.0% |
| Energy Focus Inc | COM NEW | 29268T300 | $7 | 15,165 | 0.0% |
| Echo Global Logistics Inc | NOTE 2.500% 5/0 | 27875TAA9 | $7 | 7,000 | 0.0% |
| Ambow ED Hldg LTD | SPONSORED ADS | 02322P200 | $7 | 4,677 | 0.0% |
| ETF Managers TR(HACKUSD)Put | PRIME CYBR SCRTY | 26924G201 | $7 | 200 | 0.0% |
| BK Technologies Corporation | COM | 05587G104 | $7 | 2,050 | 0.0% |
| Yuma Energy Inc New(YUMAQ) | COM NEW | 98872F204 | $7 | 2,221 | 0.0% |
| Barclays BK PLC | IPATH B AGRCULTR | 06746P589 | $7 | 159 | 0.0% |
| Comstock MNG Inc | COM NEW | 205750201 | $7 | 67,225 | 0.0% |
| Chinanet Online Hldgs Inc(CNETEUR) | COM NEW | 16949H201 | $7 | 5,126 | 0.0% |
| Charles & Colvard LTD(CTHRUSD) | COM | 159765106 | $7 | 4,716 | 0.0% |
| BlackRock Enhanced Govt FD I(XEGFX) | COM | 09255K108 | $7 | 515 | 0.0% |
| China Cust Relations Cntr in | COM | G2118P102 | $7 | 468 | 0.0% |
| Blue HAT Interactive Entmt T | SHS | G1329V106 | $7 | 2,100 | 0.0% |
| Teucrium Commodity TR(TAGS) | AGRICULTURE FD | 88166A706 | $7 | 360 | 0.0% |
| Tidal ETF TR | SOFI GIG ETF | 886364504 | $7 | 384 | 0.0% |
| RYB ED Inc | ADR | 74979W101 | $7 | 1,060 | 0.0% |
| Proshares TR | ULTSHT FINLS NEW | 74347B748 | $7 | 409 | 0.0% |
| Revolution Lighting Technolo | COM NEW | 76155G206 | $7 | 33,505 | 0.0% |
| Trimtabs ETF TR(ABFL) | ALL CAP US FREE | 89628W302 | $7 | 178 | 0.0% |
| Soleno Therapeutics Inc | COM NEW | 834203200 | $7 | 4,735 | 0.0% |
| Reliv Intl Inc | COM NEW | 75952R209 | $7 | 1,669 | 0.0% |
| Trevi Therapeutics Inc(TRVI) | COM | 89532M101 | $7 | 1,577 | 0.0% |
| Pfsweb Inc(PFSWUSD) | COM NEW | 717098206 | $7 | 2,889 | 0.0% |
| International Tower Hill MIN(THM) | COM | 46050R102 | $7 | 13,354 | 0.0% |
| Invesco Exch TRD SLF IDX FD(BSAE) | BULLSHS 21 USD | 46138J684 | $7 | 286 | 0.0% |
| Otonomy Inc | COM | 68906L105 | $7 | 2,919 | 0.0% |
| Jumei Intl Hldg LTD | SPONSORED ADR | 48138L107 | $7 | 3,158 | 0.0% |
| Impact SHS FDS I TR(WOMN) | YWCA WOMENS ETF | 45259A100 | $7 | 341 | 0.0% |
| JP Morgan Exchange Traded FD | US AGGREGATE | 46641Q613 | $7 | 256 | 0.0% |
| Ishares TR(HYXF) | IBOXX HIG YLD EX | 46435G441 | $7 | 140 | 0.0% |
| National SEC Group Inc | COM | 637546102 | $7 | 619 | 0.0% |
| Old Point Finl Corp(OPOF) | COM | 680194107 | $7 | 280 | 0.0% |
| Invivo Therapeutics Hldgs Co | COM | 46186M407 | $7 | 13,488 | 0.0% |
| KEY Energy Svcs Inc del | COM | 49309J103 | $8 | 5,357 | 0.0% |
| Kentucky First FED Bancorp(KFFB) | COM | 491292108 | $8 | 1,000 | 0.0% |
| Kelly Svcs Inc(KELYB) | CL B | 488152307 | $8 | 350 | 0.0% |
| John Hancock ETF Trust | MLTFACTR INDLS | 47804J883 | $8 | 216 | 0.0% |
| Oncternal Therapeutics Inc | COM | 68236P107 | $8 | 1,625 | 0.0% |
| Lightbridge Corp | COM NEW | 53224K203 | $8 | 9,802 | 0.0% |
| Kirklands Inc(TBHC) | COM | 497498105 | $8 | 5,150 | 0.0% |