Q3 2019 Holdings
Filed 2019-11-14 | 13771 holdings | $7.6B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| IMV Inc | COM | 44974L103 | $0 | 159 | 0.0% |
| Dariohealth Corp | *W EXP 03/08/202 | 23725P118 | $0 | 6,917 | 0.0% |
| Destination Maternity Corp(DESTUSD) | COM | 25065D100 | $0 | 335 | 0.0% |
| Caladrius Biosciences Inc(NBSEUR) | COM NEW | 128058203 | $0 | 10 | 0.0% |
| Davis Fundamental ETF TR(DINT) | SELCT INTL ETF | 23908L405 | $0 | 10 | 0.0% |
| Canntrust Hldgs Inc(CNTTQ) | COM | 137800207 | $0 | 25 | 0.0% |
| Barclays BK PLC | RTRN DISABILIT | 06740D830 | $0 | 1 | 0.0% |
| Creative Realities Inc | *W EXP 11/09/202 | 22530J119 | $0 | 36 | 0.0% |
| Attis Inds Inc | *W EXP 02/10/202 | 049836125 | $0 | 3,167 | 0.0% |
| Attis Inds Inc(ATIS) | COM NEW | 049836208 | $0 | 142 | 0.0% |
| Barclays BK PLC | IPATH DYNM VIX | 06741L609 | $0 | 1 | 0.0% |
| Credit Suisse AG Nassau BRH | XLNKS AMLP ETN36 | 22539T290 | $0 | 26 | 0.0% |
| Allied Healthcare Prods Inc(AWI1) | COM NEW | 019222207 | $0 | 273 | 0.0% |
| Allegro Merger Corp | *W EXP 01/06/202 | 01749N111 | $0 | 200 | 0.0% |
| Aytu Bioscience Inc(AYTUUSD) | COM PAR | 054754700 | $0 | 1 | 0.0% |
| Cemtrex Inc | *W EXP 12/02/202 | 15130G113 | $0 | 5,150 | 0.0% |
| AIR T Inc | *W EXP 06/07/202 | 00919P112 | $0 | 794 | 0.0% |
| BIG Rock Partners Acquisi Co | RIGHT 12/01/2022 | 089482129 | $0 | 1,809 | 0.0% |
| Cellectar Biosciences Inc | *W EXP 04/20/202 | 15117F138 | $0 | 2,500 | 0.0% |
| AIM Immunotech Inc(HEBCHF) | COM | 00901B105 | $0 | 20 | 0.0% |
| Agrofresh Solutions | *W EXP 07/31/202 | 00856G117 | $0 | 1,050 | 0.0% |
| Ageagle Aerial SYS Inc New | COM | 00848K101 | $0 | 503 | 0.0% |
| Chesapeake Energy Corp(CHKEUR)Put | COM | 165167107 | $0 | 200 | 0.0% |
| Chardan Healthcare Acquisiti | *W EXP 12/13/202 | 15957A116 | $0 | 400 | 0.0% |
| Imedia Brands Inc | COM CL A | 452465107 | $0 | 88 | 0.0% |
| Comstock Hldg COS Inc(CHCI) | CL A NEW | 205684202 | $0 | 213 | 0.0% |
| Advaxis Inc(ADXSEUR) | COM NEW | 007624307 | $0 | 20 | 0.0% |
| Ashford Inc(9YY) | COM | 044104107 | $0 | 9 | 0.0% |
| Inspiremd Inc | *W EXP 07/07/202 | 45779A127 | $0 | 52,505 | 0.0% |
| Cassava Sciences Inc(SAVA) | COM | 14817C107 | $0 | 290 | 0.0% |
| Adaptimmune Therapeutics PLC(ADAPY) | SPONDS ADR | 00653A107 | $0 | 70 | 0.0% |
| Applied DNA Sciences Inc | *W EXP 11/21/201 | 03815U110 | $0 | 18,435 | 0.0% |
| Onconova Therapeutics Inc | *W EXP 07/11/202 | 68232V116 | $0 | 3,784 | 0.0% |
| Flexshares TR(BNDC) | CRE SLCT BD FD | 33939L670 | $0 | 10 | 0.0% |
| ETF SER Solutions | AAM S&P EMRG | 26922A586 | $0 | 1 | 0.0% |
| Mogu Inc | SPON ADS | 608012100 | $0 | 104 | 0.0% |
| Kazia Therapeutics LTD | SPONSORED ADR | 48669G105 | $0 | 100 | 0.0% |
| Kempharm Inc | COM | 488445107 | $0 | 19 | 0.0% |
| Ishares TR(AMCA) | RUSSELL 1000 US | 46435G169 | $0 | 5 | 0.0% |
| Mict Inc(TIOG) | COM | 55328R109 | $0 | 298 | 0.0% |
| MY Size Inc | COM | 62844N109 | $0 | 544 | 0.0% |
| Eyegate Pharmaceuticals Inc | *W EXP 08/05/202 | 30233M115 | $0 | 110 | 0.0% |
| Envision Solar Intl Inc | COM | 29413Q201 | $0 | 50 | 0.0% |
| Gores Metropoulos Inc | *W EXP 01/28/202 | 382872117 | $0 | 439 | 0.0% |
| Motif BIO PLC | *W EXP 11/09/202 | 619784119 | $0 | 127 | 0.0% |
| Gran Tierra Energy Inc | COM | 38500T101 | $0 | 18 | 0.0% |
| Pacific Ethanol Inc | COM | 69423U305 | $0 | 692 | 0.0% |
| Nicholas Financial Inc | COM NEW | 65373J209 | $0 | 24 | 0.0% |
| Fuelcell Energy Inc(FCELCHF) | COM | 35952H601 | $0 | 363 | 0.0% |
| OHA Invt Corp | COM | 67091U102 | $0 | 383 | 0.0% |