Q3 2019 Holdings
Filed 2019-11-14 | 13771 holdings | $7.6B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| New England Rlty Assoc LTD P(NEN) | DEPOSITRY RCPT | 644206104 | $15 | 250 | 0.0% |
| KEY Tronic Corp(KTCC) | COM | 493144109 | $15 | 2,402 | 0.0% |
| Donegal Group Inc(DGICB) | CL B | 257701300 | $15 | 1,217 | 0.0% |
| Lubys Inc | COM | 549282101 | $15 | 8,000 | 0.0% |
| Sonic Automotive Inc(SAH) | CL A | 83545G102 | $15 | 466 | 0.0% |
| Sellas Life Sciences Group I | COM | 81642T100 | $15 | 120,499 | 0.0% |
| Invesco High Income 2024 TAR | COM | 46136K105 | $15 | 1,487 | 0.0% |
| Extraction Oil and Gas Inc(XOGEUR) | COM | 30227M105 | $15 | 5,072 | 0.0% |
| Urstadt Biddle Pptys Inc | PFD-G CV 6.75% | 917286809 | $15 | 606 | 0.0% |
| Sierra Oncology Inc | COM | 82640U107 | $15 | 38,975 | 0.0% |
| Vaneck Vectors ETF TR(CBON) | CHINAAMC CHINA B | 92189F379 | $16 | 742 | 0.0% |
| Forum Merger II Corp | CL A | 34986F103 | $16 | 1,600 | 0.0% |
| Sinopec Shanghai Petrochemic | SPON ADR H | 82935M109 | $16 | 565 | 0.0% |
| Victory Portfolios II | VICOTRYSHS EMG | 92647N808 | $16 | 690 | 0.0% |
| Nuveen Missouri QLT MUN Inc(NOM) | COM | 67060Q108 | $16 | 1,154 | 0.0% |
| First TR Exch TRD Alpha FD I(FKO) | STH KOREA ALPH | 33737J166 | $16 | 796 | 0.0% |
| Dyadic Intl Inc del(DYAI) | COM | 26745T101 | $16 | 2,674 | 0.0% |
| Franklin Templeton ETF TR(FLCH) | FTSE CHINA | 35473P819 | $16 | 745 | 0.0% |
| Franklin Templeton ETF TR(FLGR) | FTSE GERMANY | 35473P785 | $16 | 786 | 0.0% |
| Nova Lifestyle Inc | COM | 66979P102 | $16 | 25,351 | 0.0% |
| Rosehill RES Inc | CL A | 777385105 | $16 | 8,109 | 0.0% |
| LEO Holdings Corp | UNIT 99/99/9999 | G5463L121 | $16 | 1,500 | 0.0% |
| Spdr Index SHS FDS(EFAX) | MSCI EAFE FS ETF | 78470E106 | $16 | 232 | 0.0% |
| 8I Enterprises Acquisitin Co | UNIT 99/99/9999 | G2956M138 | $16 | 1,505 | 0.0% |
| BIG Rock Partners Acquisi Co | COM | 089482103 | $16 | 1,529 | 0.0% |
| Proshares TR | ULTRPRO SHRT NEW | 74348A186 | $16 | 2,819 | 0.0% |
| Global Cord Blood Corporatio | SHS | G39342103 | $16 | 3,338 | 0.0% |
| Radcom LTD(RDCM) | SHS NEW | M81865111 | $16 | 1,695 | 0.0% |
| Restoration Robotics Inc | COM | 76133C103 | $16 | 23,927 | 0.0% |
| Xunlei LTD(XNET) | SPONSORED ADR | 98419E108 | $16 | 6,944 | 0.0% |
| Aveo Pharmaceuticals Inc(AVEOEUR) | COM | 053588109 | $16 | 18,529 | 0.0% |
| Global Ship Lease Inc New(GSL) | COM CL A | Y27183600 | $16 | 2,151 | 0.0% |
| Iterum Therapeutics PLC | SHS | G6333L101 | $16 | 2,724 | 0.0% |
| Canterbury Park Holding Corp(CPHC) | COM | 13811E101 | $16 | 1,355 | 0.0% |
| China Xiangtai Food Co LTD(BTOG) | SHS | G21621100 | $16 | 3,499 | 0.0% |
| Yunji Inc | ADS RP CL A | 98873N107 | $16 | 2,312 | 0.0% |
| Merit MED SYS Inc(MMSI) | COM | 589889104 | $16 | 527 | 0.0% |
| Ishares TR(ICSH) | ULTR SH TRM BD | 46434V878 | $16 | 311 | 0.0% |
| JPMorgan Chase Finl Co LLC | CUSHING MLP 37 | 48129G703 | $16 | 1,011 | 0.0% |
| Global X FDS | MSCI CHINA COMMU | 37950E804 | $16 | 740 | 0.0% |
| SAN Juan Basin RTY TR(SJT) | UNIT BEN INT | 798241105 | $16 | 5,198 | 0.0% |
| S&W Seed Co | COM | 785135104 | $16 | 6,780 | 0.0% |
| DBX ETF TR | XTRCK HIGH YIELD | 233051747 | $16 | 735 | 0.0% |
| Mdjm LTD | SHS | G59290109 | $16 | 5,560 | 0.0% |
| ADT Inc(ADT) | COM | 00090Q103 | $16 | 2,522 | 0.0% |
| Ishares TR(IJJ)Put | S&P MC 400VL ETF | 464287705 | $16 | 100 | 0.0% |
| Wisdomtree TR | NEGT DUR HIG YLD | 97717W398 | $16 | 896 | 0.0% |
| Trinity Merger Corp | UNIT 05/11/2025 | 89653L205 | $16 | 1,400 | 0.0% |
| Trident Acquisitions Corp | COM | 89615T106 | $16 | 1,501 | 0.0% |
| Invesco Exchng Traded FD TR(PFIG) | FNDMNTL IG CRP | 46138E693 | $16 | 595 | 0.0% |