Q3 2019 Holdings
Filed 2019-11-14 | 13771 holdings | $7.6B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Cyclacel Pharmaceuticals Inc | PFD CONV EX 6% | 23254L207 | $20 | 4,428 | 0.0% |
| Viking Therapeutics Inc | *W EXP 04/13/202 | 92686J114 | $20 | 3,694 | 0.0% |
| UBS AG Jersey BRH | CMCI SILVR ETN | 902641794 | $20 | 925 | 0.0% |
| Direxion SHS ETF TR(GUSHUSD) | OIL GAS BL 3X SH | 25490K356 | $20 | 6,065 | 0.0% |
| Turquoise Hill RES LTD | COM | 900435108 | $20 | 43,216 | 0.0% |
| WVS Finl Corp(WVFC) | COM | 929358109 | $20 | 1,276 | 0.0% |
| Vaneck Vectors ETF TR(XMPT) | CEF MUN INCOME E | 92189F460 | $20 | 709 | 0.0% |
| Tuscan Hldgs Corp II | UNIT 04/01/2026 | 90070A202 | $20 | 2,010 | 0.0% |
| Idera Pharmaceuticals Inc | COM PAR | 45168K405 | $20 | 6,930 | 0.0% |
| Edtechx Hldgs Acquisition Co | UNIT 12/31/2025 | 28138X202 | $20 | 1,913 | 0.0% |
| Proshares TR | DECLINE RETAIL | 74347B367 | $20 | 563 | 0.0% |
| Income Opportunity Rlty Invs(IOR) | COM | 452926108 | $20 | 1,591 | 0.0% |
| SM Energy Co(SM) | COM | 78454L100 | $20 | 2,112 | 0.0% |
| First TR Exchange Traded FD(FTXR) | NASDAQ TRANSN | 33738R795 | $20 | 873 | 0.0% |
| Oragenics Inc | COM PAR | 684023302 | $20 | 37,937 | 0.0% |
| Chardan Healthcare Acquisiti | UNIT 12/13/2023 | 15957A207 | $20 | 1,661 | 0.0% |
| Mercer Intl Inc(MERC) | COM | 588056101 | $20 | 1,639 | 0.0% |
| First TR Exch TRD Alpha FD I | AUSTRALIA ALPH | 33737J216 | $20 | 629 | 0.0% |
| Farmer Bros Co(FARM) | COM | 307675108 | $20 | 1,572 | 0.0% |
| John Hancock ETF Trust | MLTDCTR MEDIA | 47804J826 | $20 | 747 | 0.0% |
| CF FIN Acquisition Corp | UNIT 04/30/2025 | 12528N206 | $20 | 1,880 | 0.0% |
| Franklin Templeton ETF TR(FLEU) | FTSE EUROPE HG | 35473P645 | $20 | 847 | 0.0% |
| Regalwood Global Energy LTD | UNIT 99/99/9999 | G74760110 | $20 | 1,935 | 0.0% |
| Steel Partners Hldgs L P | LTD PRTRSHIP U | 85814R107 | $20 | 1,599 | 0.0% |
| BlackRock Mass Tax-Exempt TR | SH BEN INT | 09258E109 | $20 | 1,500 | 0.0% |
| G-III Apparel Group LTD(GIII) | COM | 36237H101 | $20 | 788 | 0.0% |
| Amtd Intl Inc(HKIBEUR) | SPONSORED ADS | 00180G106 | $20 | 2,184 | 0.0% |
| Amci Acquisition Corp | UNIT 01/07/2019 | 00165R200 | $20 | 1,900 | 0.0% |
| Alps ETF TR | RIVERFRONT UNC | 00162Q544 | $20 | 790 | 0.0% |
| Origin Agritech Limited(SEED) | SHS NEW | G67828205 | $20 | 3,187 | 0.0% |
| JP Morgan Exchange Traded FD | EVENT DRIVEN | 46641Q860 | $20 | 772 | 0.0% |
| Gores Metropoulos Inc | UNIT 99/99/9999 | 382872208 | $20 | 1,900 | 0.0% |
| Sohu COM LTD(SOHU) | SPONSORED ADS | 83410S108 | $21 | 2,067 | 0.0% |
| Southern Co | UNIT 08/01/2022 | 842587602 | $21 | 400 | 0.0% |
| Aluminum Corp China LTD(AOCA) | SPON ADR H SHS | 022276109 | $21 | $2,693 | 0.0% |
| Servotronics Inc(SVX) | COM | 817732100 | $21 | 2,121 | 0.0% |
| Spdr Index SHS FDS | SOLACTIVE JAPAN | 78463X368 | $21 | 286 | 0.0% |
| Educational DEV Corp(EDUC) | COM | 281479105 | $21 | 3,313 | 0.0% |
| Eagle Bancorp Mont Inc(EBMT) | COM | 26942G100 | $21 | 1,227 | 0.0% |
| RMG Acquisition Corp | UNIT 99/99/9999 | 749641205 | $21 | 2,083 | 0.0% |
| Mtbc Inc | COM | 55378G102 | $21 | 5,553 | 0.0% |
| Proshares TR | ULSHRT SEMIC NEW | 74347G200 | $21 | 984 | 0.0% |
| Wisdomtree TR | ICBCCS S&P CHINA | 97717Y832 | $21 | 806 | 0.0% |
| UBS AG London BRH | ETRACS MTH2XRE | 90269A302 | $21 | 1,500 | 0.0% |
| Purple Innovation Inc(PRPL) | COM | 74640Y106 | $21 | 2,826 | 0.0% |
| Proshares TR | ULTSHT REAL EST | 74348A244 | $21 | 1,089 | 0.0% |
| ICC Hldgs Inc | COM | 44931Q104 | $21 | 1,549 | 0.0% |
| Protective INS Corp(PTVCA) | CL A | 74368L104 | $21 | 1,271 | 0.0% |
| Novellus SYS Inc | NOTE 2.625% 5/1 | 670008AD3 | $21 | $3,000 | 0.0% |
| Patriot Natl Bancorp Inc(PNBK) | COM NEW | 70336F203 | $21 | 1,652 | 0.0% |