Q3 2019 Holdings
Filed 2019-11-14 | 13771 holdings | $7.6B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| FAR PT Acquisition Corp | *W EXP 06/01/202 | 30734W117 | $2 | 1,600 | 0.0% |
| Sunlink Health Systems Inc | COM | 86737U102 | $2 | 2,212 | 0.0% |
| Eyegate Pharmaceuticals Inc | COM NEW | 30233M503 | $2 | 533 | 0.0% |
| Tidal ETF TR(SFYX) | SOFI NEXT 500 | 886364306 | $2 | 247 | 0.0% |
| Manning & Napier Inc | CL A | 56382Q102 | $2 | 1,000 | 0.0% |
| Summit Therapeutics PLC | SPONS ADS | 86627R102 | $2 | 1,015 | 0.0% |
| Flanigans Enterprises Inc(BDL) | COM | 338517105 | $2 | 90 | 0.0% |
| Stein Mart Inc | COM | 858375108 | $2 | 2,687 | 0.0% |
| Everspin Technologies Inc(MRAM) | COM | 30041T104 | $2 | 400 | 0.0% |
| Armata Pharmaceuticals Inc(ARMP) | COM | 04216R102 | $2 | 572 | 0.0% |
| Equus Total Return Inc(EQS) | COM | 294766100 | $2 | 1,459 | 0.0% |
| Unique Fabricating Inc(UFABQ) | COM | 90915J103 | $2 | 554 | 0.0% |
| Atlanticus Hldgs Corp(ATLC) | COM | 04914Y102 | $2 | 260 | 0.0% |
| Endra Life Sciences Inc | *W EXP 05/08/202 | 29273B112 | $2 | 7,278 | 0.0% |
| Urban One Inc(UONEEUR) | CL A | 91705J105 | $2 | 1,236 | 0.0% |
| Wins FIN Hldgs Inc | ORD SHS | G97223104 | $2 | 155 | 0.0% |
| VTV Therapeutics Inc | CL A | 918385105 | $2 | 1,000 | 0.0% |
| Vivopower International PLC | SHS | G9376R100 | $2 | 1,574 | 0.0% |
| Takung ART Co LTD | COM NEW | 87407Q207 | $2 | 3,641 | 0.0% |
| Twelve Seas Investment Compa | RIGHT 12/22/2019 | G9145A131 | $2 | 5,800 | 0.0% |
| Lendingtree Inc New | NOTE 0.625% 6/0 | 52603BAA5 | $2 | $1,000 | 0.0% |
| Twelve Seas Investment Compa | *W EXP 12/22/202 | G9145A115 | $2 | 6,500 | 0.0% |
| ON Semiconductor Corp | NOTE 1.000%12/0 | 682189AK1 | $2 | 2,000 | 0.0% |
| Vaneck Vectors ETF TR | EMERGING MKTS AG | 92189F478 | $2 | 93 | 0.0% |
| Proshares TR(TBT) | PSHS ULTSH 20YRS | 74347B201 | $2 | 62 | 0.0% |
| Lexington Realty Trust | PFD CONV SER C | 529043309 | $2 | 34 | 0.0% |
| Sesen BIO Inc | COM | 817763105 | $2 | 1,480 | 0.0% |
| China XD Plastics Co LTD(CXDC) | COM | 16948F107 | $2 | 1,000 | 0.0% |
| Semileds Corp(LEDS) | COM NEW | 816645204 | $2 | 922 | 0.0% |
| Oxbridge RE Hldgs LTD(OXBR) | SHS | G6856M106 | $2 | 2,652 | 0.0% |
| First TR Exch TRD Alpha FD I(FKU) | UNIT KING ALPH | 33737J224 | $2 | 55 | 0.0% |
| Seachange Intl Inc | COM | 811699107 | $2 | 730 | 0.0% |
| LEO Holdings Corp | *W EXP 02/07/202 | G5463L113 | $2 | 3,000 | 0.0% |
| Proshares TR II | ULSHT BLOOMB GAS | 74347W387 | $2 | 70 | 0.0% |
| Lonestar RES US Inc | CL A VTG | 54240F103 | $2 | 750 | 0.0% |
| Wealthbridge Acquisition LTD | SHS | G4887W110 | $2 | 200 | 0.0% |
| Internap Corp | COM PAR | 45885A409 | $2 | 710 | 0.0% |
| Vivus Inc | COM NEW | 928551308 | $2 | 496 | 0.0% |
| National Holdings Corp | *W EXP 01/18/202 | 636375115 | $2 | 12,381 | 0.0% |
| Pintec Technology Hldgs LTD | SPONSORED ADS | 72352G107 | $2 | 1,465 | 0.0% |
| Oncosec MED Inc | COM | 68234L306 | $2 | 1,025 | 0.0% |
| Neurotrope Inc | COM NEW | 64129T207 | $2 | 2,183 | 0.0% |
| First TR Exch TRD Alpha FD I(NFTY) | INDIA NFTY50 EQW | 33737J802 | $2 | 64 | 0.0% |
| Cbdmd Inc(LEVBUSD) | COM | 12482W101 | $2 | 500 | 0.0% |
| Paramount Gold NEV Corp(PZG) | COM | 69924M109 | $2 | 2,649 | 0.0% |
| Wireless Telecom Group Inc | COM | 976524108 | $2 | 1,677 | 0.0% |
| 9F Inc(JFUUSD) | SPONSORED ADS | 65442R109 | $2 | 143 | 0.0% |
| Auris Medical Holding LTD | SHS | G07025201 | $2 | 604 | 0.0% |
| Reven HSG REIT Inc | COM NEW | 761378207 | $2 | 400 | 0.0% |
| Blink Charging Co | *W EXP 01/31/202 | 09354A118 | $2 | 5,187 | 0.0% |