Q3 2019 Holdings
Filed 2019-11-14 | 99 holdings | $30.0M | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Apollo SR Floating Rate FD I | COM | 037636107 | $163 | 10,998 | 0.0% |
| Delaware Enhanced GBL DIV & | COM | 246060107 | $195 | 19,818 | 0.0% |
| Dividend & Income Fund | COM NEW | 25538A204 | $213 | 17,800 | 0.0% |
| Eaton Vance MUN BD FD(EIM) | COM | 27827X101 | $225 | 17,387 | 0.0% |
| Nuveen Connecticut Qlty MUN | COM | 67060D107 | $231 | 17,221 | 0.0% |
| Voya Prime Rate TR | SH BEN INT | 92913A100 | $233 | 49,500 | 0.0% |
| Western Asset High Incm FD I(HIX) | COM | 95766J102 | $237 | 34,900 | 0.0% |
| Cushing Renaissance FD | COM | 231647108 | $423 | 31,877 | 0.0% |
| Invesco SR Income TR(VVR) | COM | 46131H107 | $470 | 112,000 | 0.0% |
| Cornerstone Total Rtrn FD in(CRF) | COM | 21924U300 | $566 | 51,514 | 0.0% |
| Imax Corp(IMAX) | COM | 45245E109 | $582 | 26,500 | 0.0% |
| Nuveen CR Strategies Incm FD(XJQCX) | COM SHS | 67073D102 | $584 | 78,050 | 0.0% |
| Eaton Vance TAX Mngd BUY WRI | COM SH BEN INT | 27829M103 | $585 | 61,500 | 0.0% |
| First TR High Income L/S FD | COM | 33738E109 | $605 | 39,900 | 0.0% |
| Lazard World Divid & Income | COM | 521076109 | $637 | 68,236 | 0.0% |
| First TR SR FLG RTE Incm FD(FCT) | COM | 33733U108 | $689 | 57,390 | 0.0% |
| Netease Inc(NTES) | SPONSORED ADR | 64110W102 | $758 | 2,850 | 0.0% |
| Royce Value TR Inc(RVT) | COM | 780910105 | $828 | 60,195 | 0.0% |
| Lilly ELI & Co(LLY) | COM | 532457108 | $829 | 7,413 | 0.0% |
| Invesco High Income TR II(VLT) | COM | 46131F101 | $851 | 59,445 | 0.0% |
| Masimo Corp(MASI) | COM | 574795100 | $1.1K | 7,200 | 0.0% |
| Kura Oncology Inc(KURA) | COM | 50127T109 | $1.1K | 72,661 | 0.0% |
| Ishares TR(IWM) | RUSSELL 2000 ETF | 464287655 | $1.1K | 7,400 | 0.0% |
| Ishares TR(IVW) | S&P 500 GRWT ETF | 464287309 | $1.2K | 6,400 | 0.0% |
| Neuberger Berman HGH YLD FD(NHS) | COM | 64128C106 | $1.2K | 97,800 | 0.0% |
| Spdr S&P 500 ETF TR(SPY) | TR UNIT | 78462F103 | $1.2K | 4,060 | 0.0% |
| Wave Life Sciences LTD(WVE) | SHS | Y95308105 | $1.2K | 59,076 | 0.0% |
| Cohen & Steers Global Inc BL | COM | 19248M103 | $1.4K | 157,047 | 0.0% |
| Western Asset GLB HI Income(EHI) | COM | 95766B109 | $1.5K | 152,181 | 0.0% |
| Invesco Dynamic CR OPP FD | COM | 46132R104 | $1.7K | 152,152 | 0.0% |
| Virtus Total Return Fund Inc | COM | 92837G100 | $1.7K | 149,455 | 0.0% |
| Alteryx Inc(AYXEUR) | COM CL A | 02156B103 | $1.8K | 16,600 | 0.0% |
| Hubspot Inc(HUBS) | COM | 443573100 | $1.8K | 11,800 | 0.0% |
| Twilio Inc(TWLO) | CL A | 90138F102 | $1.9K | 16,890 | 0.0% |
| Take-Two Interactive Softwar(TTWO) | COM | 874054109 | $2.0K | 16,000 | 0.0% |
| Zendesk Inc | COM | 98936J101 | $2.7K | 37,400 | 0.0% |
| Servicenow Inc(NOW) | COM | 81762P102 | $3.0K | 11,636 | 0.0% |
| Coupa Software Inc(COUPEUR) | COM | 22266L106 | $3.2K | 24,460 | 0.0% |
| Ringcentral Inc(RNG) | CL A | 76680R206 | $3.6K | 28,370 | 0.0% |
| Crispr Therapeutics AG(CRSP)Call | NAMEN AKT | H17182108 | $3.8K | 93,900 | 0.0% |
| Netflix Inc(NFLX) | COM | 64110L106 | $3.9K | 14,401 | 0.0% |
| Correvio Pharma Corp | COM | 22026V105 | $4.1K | 2,057,124 | 0.0% |
| Ishares TR(INDA) | MSCI INDIA ETF | 46429B598 | $4.5K | 134,400 | 0.0% |
| Service Corp Intl(SCI) | COM | 817565104 | $4.7K | 98,668 | 0.0% |
| Galapagos NV(GLPG) | SPON ADR | 36315X101 | $4.9K | 31,823 | 0.0% |
| American Intl Group Inc(AIG) | COM NEW | 026874784 | $4.9K | 87,700 | 0.0% |
| Vertex Pharmaceuticals Inc(VRTX) | COM | 92532F100 | $5.2K | 30,744 | 0.0% |
| Elanco Animal Health Inc(ELAN) | COM | 28414H103 | $5.4K | 203,700 | 0.0% |
| RH(RH) | COM | 74967X103 | $5.6K | 32,958 | 0.0% |
| Owens & Minor Inc New(ACH) | COM | 690732102 | $5.7K | 977,295 | 0.0% |