Q4 2018 Holdings
Filed 2019-02-14 | 12442 holdings | $3.6B | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2019-11-14) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Neuralstem Inc | Cmn | 64127R401 | $20 | 63,509 | 0.0% |
| Xcel Brands Inc | Cmn | 98400M101 | $20 | 18,015 | 0.0% |
| Flex Pharma Inc | Cmn | 33938A105 | $20 | 59,992 | 0.0% |
| Ibio Inc | Cmn | 451033203 | $20 | 26,585 | 0.0% |
| OCH Ziff Cap Mgmt Group | Cmn | 67551U105 | $21 | 22,415 | 0.0% |
| Sellas Life Sciences Group I | Cmn | 81642T100 | $21 | 17,005 | 0.0% |
| National Amern Univ Hldgs in(NAUH) | Cmn | 63245Q105 | $21 | 119,187 | 0.0% |
| Delmar Pharmaceuticals Inc | Cmn | 247078207 | $21 | 60,164 | 0.0% |
| SPI Energy Co LTD | Cmn | G8651P110 | $21 | 25,087 | 0.0% |
| Summit Therapeutics PLC | Depository Receipt | 86627R102 | $21 | 18,001 | 0.0% |
| Mechel PAO(MTL)Call | Depository Receipt | 583840608 | $21 | 10,800 | 0.0% |
| Kelso Technologies Inc(KIQSF) | Cmn | 48826D201 | $21 | 47,600 | 0.0% |
| Durect Corp(DRRXEUR) | Cmn | 266605104 | $21 | 42,647 | 0.0% |
| Navios Maritime Partners L PCall | Cmn | Y62267102 | $21 | 24,600 | 0.0% |
| O2micro International LTD | Depository Receipt | 67107W100 | $21 | 14,026 | 0.0% |
| Endra Life Sciences Inc | Cmn | 29273B104 | $21 | 13,835 | 0.0% |
| China Coml CR Inc | Cmn | 16891K103 | $21 | 64,739 | 0.0% |
| Anavex Life Sciences Corp(AVXL)Call | Cmn | 032797300 | $21 | 13,700 | 0.0% |
| Vivopower International PLC | Cmn | G9376R100 | $21 | 35,298 | 0.0% |
| Manning & Napier IncPut | Cmn | 56382Q102 | $21 | 12,000 | 0.0% |
| Pacific Ethanol IncCall | Cmn | 69423U305 | $21 | 24,200 | 0.0% |
| Alio Gold Inc(TMMEUR) | Cmn | 01627X108 | $21 | 25,480 | 0.0% |
| Zomedica Pharmaceuticals COR | Cmn | 98979F107 | $21 | 17,460 | 0.0% |
| Takung ART Co LTD | Cmn | 87407Q207 | $21 | 31,514 | 0.0% |
| Dunxin Finl Hldgs LTD | Depository Receipt | 26605Q106 | $21 | 11,710 | 0.0% |
| Fuel Tech Inc(FTEK) | Cmn | 359523107 | $21 | 18,021 | 0.0% |
| Pershing Gold CorpCall | Cmn | 715302204 | $22 | 20,500 | 0.0% |
| Moleculin Biotech Inc | Cmn | 60855D101 | $22 | 21,461 | 0.0% |
| Sequans Communications S A | Depository Receipt | 817323108 | $22 | 28,407 | 0.0% |
| Newlink Genetics Corp | Cmn | 651511107 | $22 | 14,171 | 0.0% |
| Vical IncCall | Cmn | 925602203 | $22 | 19,000 | 0.0% |
| Histogenics Corp | Cmn | 43358V109 | $22 | 249,113 | 0.0% |
| IT Tech Packaging Inc | Cmn | 46527C100 | $22 | 34,448 | 0.0% |
| TDH Hldgs Inc | Cmn | G87084102 | $22 | 39,867 | 0.0% |
| Pier 1 Imports Inc | Cmn | 720279108 | $22 | 72,935 | 0.0% |
| Viveve MED Inc | Cmn | 92852W204 | $22 | 21,311 | 0.0% |
| Cytrx Corp(CYTREUR)Call | Cmn | 232828608 | $22 | 48,900 | 0.0% |
| Manning & Napier Inc | Cmn | 56382Q102 | $22 | 12,336 | 0.0% |
| Aytu Bioscience Inc(AYTUUSD) | Cmn | 054754700 | $22 | 28,199 | 0.0% |
| Cbak Energy Technology Inc(CBAT) | Cmn | 14986C102 | $22 | 63,859 | 0.0% |
| Stein Mart IncCall | Cmn | 858375108 | $22 | 20,500 | 0.0% |
| Quicklogic CorpCall | Cmn | 74837P108 | $22 | 30,200 | 0.0% |
| Oncosec MED Inc | Cmn | 68234L207 | $22 | 34,143 | 0.0% |
| Eyegate Pharmaceuticals Inc | Cmn | 30233M107 | $22 | 48,251 | 0.0% |
| Asterias Biotherapeutics Inc | Cmn | 04624N107 | $22 | 35,597 | 0.0% |
| NXT ID Inc | Cmn | 67091J206 | $22 | 32,998 | 0.0% |
| Emagin Corp(EMGA) | Cmn | 29076N206 | $22 | 21,682 | 0.0% |
| China Rapid FIN LTD | Depository Receipt | 16953Q105 | $22 | 21,164 | 0.0% |
| Xenetic Biosciences Inc | Cmn | 984015206 | $22 | 13,812 | 0.0% |
| Nabriva Therapeutics PLC | Cmn | G63637105 | $22 | 15,242 | 0.0% |