Q3 2019 Holdings
Filed 2019-11-14 | 12097 holdings | $5.3B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Tocagen IncPut | Cmn | 888846102 | $17 | 26,300 | 0.0% |
| Sierra Metals Inc | Cmn | 82639W106 | $17 | 14,609 | 0.0% |
| Sienna Biopharmaceuticals in(SNNAQ) | Cmn | 82622H108 | $17 | 83,839 | 0.0% |
| Scynexis Inc | Cmn | 811292101 | $17 | 16,018 | 0.0% |
| Transatlantic Petroleum LTD | Cmn | G89982113 | $17 | 24,720 | 0.0% |
| Tanzanian Gold Corp | Cmn | 87601A107 | $17 | 20,971 | 0.0% |
| Celsion CorporationCall | Cmn | 15117N503 | $17 | 10,900 | 0.0% |
| Pintec Technology Hldgs LTD | Depository Receipt | 72352G107 | $17 | 15,013 | 0.0% |
| Western Copper & Gold Corp(WRN) | Cmn | 95805V108 | $17 | 26,602 | 0.0% |
| Aeterna Zentaris IncCall | Cmn | 007975402 | $17 | 16,400 | 0.0% |
| China Rapid FIN LTD | Depository Receipt | 16953Q105 | $18 | 35,482 | 0.0% |
| Professional Diversity NET I | Cmn | 74312Y202 | $18 | 13,156 | 0.0% |
| Widepoint Corp | Cmn | 967590100 | $18 | 56,461 | 0.0% |
| Quarterhill Inc(QTRHF) | Cmn | 747713105 | $18 | 14,081 | 0.0% |
| Nantkwest Inc | Cmn | 63016Q102 | $18 | 14,950 | 0.0% |
| Highpoint RES CorpCall | Cmn | 43114K108 | $18 | 11,600 | 0.0% |
| Microvision Inc del(MVIS) | Cmn | 594960304 | $18 | 31,010 | 0.0% |
| United States Antimony Corp(UAMY) | Cmn | 911549103 | $18 | 33,029 | 0.0% |
| Tengasco Inc | Cmn | 88033R502 | $18 | 30,027 | 0.0% |
| Sandridge Permian TR | Cmn | 80007A102 | $18 | 10,444 | 0.0% |
| Sandridge Mississippian TR I | Cmn | 80007T101 | $18 | 34,950 | 0.0% |
| Sgoco Group LTD | Cmn | G80751129 | $18 | 19,283 | 0.0% |
| Delmar Pharmaceuticals Inc | Cmn | 247078306 | $18 | 33,389 | 0.0% |
| Frontier Communications Corp(FTREUR) | Cmn | 35906A306 | $19 | 21,714 | 0.0% |
| Genesis Healthcare Inc(GENNQ) | Cmn | 37185X106 | $19 | 17,434 | 0.0% |
| Taseko Mines LTD(TGB) | Cmn | 876511106 | $19 | 44,608 | 0.0% |
| SKY Solar Hldgs LTD | Depository Receipt | 83084J103 | $19 | 43,992 | 0.0% |
| Quicklogic CorpPut | Cmn | 74837P108 | $19 | 55,300 | 0.0% |
| Alaska Communications SYS GR(ALSK) | Cmn | 01167P101 | $19 | 11,003 | 0.0% |
| Renren Inc | Depository Receipt | 759892201 | $19 | 23,331 | 0.0% |
| Boxlight Corp | Cmn | 103197109 | $19 | 10,121 | 0.0% |
| Nova Lifestyle Inc | Cmn | 66979P102 | $20 | 31,100 | 0.0% |
| Nuvectra CorpCall | Cmn | 67075N108 | $20 | 15,000 | 0.0% |
| Nautilus IncPut | Cmn | 63910B102 | $20 | 14,900 | 0.0% |
| Navidea Biopharmaceuticals I(NAVBQ) | Cmn | 63937X202 | $20 | 28,915 | 0.0% |
| Valeritas Hldgs Inc | Cmn | 91914N301 | $20 | 14,215 | 0.0% |
| Baytex Energy Corp(BTE)Put | Cmn | 07317Q105 | $20 | 13,300 | 0.0% |
| Civeo Corp CDA(CVEO1EUR)Call | Cmn | 17878Y108 | $20 | 15,800 | 0.0% |
| Isoray Inc | Cmn | 46489V104 | $20 | 63,754 | 0.0% |
| Senseonics Hldgs Inc(SENS1GBP)Call | Cmn | 81727U105 | $20 | 19,800 | 0.0% |
| Nymox Pharmaceutical Corp(NYMXF)Call | Cmn | P73398102 | $20 | 11,000 | 0.0% |
| Tyme Technologies IncCall | Cmn | 90238J103 | $20 | 16,700 | 0.0% |
| Legacy Acquisition Corp | Wt | 524643111 | $20 | 55,833 | 0.0% |
| Westell Technologies Inc | Cmn | 957541204 | $20 | 14,641 | 0.0% |
| Clearsign Combustion Corp(CLIR) | Cmn | 185064102 | $21 | 17,108 | 0.0% |
| Myomo Inc | Cmn | 62857J102 | $21 | 33,773 | 0.0% |
| O2micro International LTD | Depository Receipt | 67107W100 | $21 | 15,405 | 0.0% |
| MY Size Inc | Cmn | 62844N109 | $21 | 43,454 | 0.0% |
| Co Diagnostics Inc(CODXGBP) | Cmn | 189763105 | $21 | 20,399 | 0.0% |
| Ferrellgas Partners L.P.Call | Cmn | 315293100 | $21 | 19,600 | 0.0% |