Q3 2019 Holdings
Filed 2019-11-14 | 12097 holdings | $5.3B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Highway Hldgs LTD | Cmn | G4481U106 | $26 | 14,944 | 0.0% |
| Atlantic PWR Corp(AT)Call | Cmn | 04878Q863 | $26 | 11,000 | 0.0% |
| Mammoth Energy Svcs Inc(TUSK) | Cmn | 56155L108 | $26 | 10,361 | 0.0% |
| Lightpath Technologies Inc(LPTH) | Cmn | 532257805 | $26 | 31,120 | 0.0% |
| LSC Communications IncCall | Cmn | 50218P107 | $26 | 18,800 | 0.0% |
| Eyepoint Pharmaceuticals Inc | Cmn | 30233G100 | $26 | 14,447 | 0.0% |
| Credit Suisse High YLD BND F(DHY) | Cmn | 22544F103 | $27 | 10,416 | 0.0% |
| Correvio Pharma CorpCall | Cmn | 22026V105 | $27 | 13,400 | 0.0% |
| Hc2 Hldgs IncPut | Cmn | 404139107 | $27 | 11,700 | 0.0% |
| Celldex Therapeutics Inc New(CLDX)Call | Cmn | 15117B202 | $27 | 12,600 | 0.0% |
| Hornbeck Offshore Svcs Inc NCall | Cmn | 440543106 | $27 | 35,800 | 0.0% |
| Northern Dynasty Minerals LT(NAK)Call | Cmn | 66510M204 | $27 | 45,600 | 0.0% |
| Infinity Pharmaceuticals Inc(INFIQ) | Cmn | 45665G303 | $28 | 27,434 | 0.0% |
| Dolphin Entmt Inc(DLPNGBP) | Cmn | 25686H100 | $28 | 32,993 | 0.0% |
| Organovo Hldgs Inc | Cmn | 68620A104 | $28 | 108,566 | 0.0% |
| Fluent Inc(IDIEUR)Put | Cmn | 34380C102 | $28 | 10,100 | 0.0% |
| Forward Inds Inc N Y(FORDUSD) | Cmn | 349862300 | $28 | 29,652 | 0.0% |
| Cohbar Inc(CWBRUSD) | Cmn | 19249J109 | $28 | 21,792 | 0.0% |
| Hc2 Hldgs Inc | Cmn | 404139107 | $28 | 11,808 | 0.0% |
| Gigamedia LTD | Cmn | Y2711Y112 | $29 | 11,378 | 0.0% |
| Adaptimmune Therapeutics PLC(ADAPY) | Depository Receipt | 00653A107 | $29 | 18,962 | 0.0% |
| Cleveland Biolabs Inc(CBLIEUR) | Cmn | 185860202 | $29 | 28,435 | 0.0% |
| Permianville RTY TR(PVL) | Cmn | 71425H100 | $29 | 10,904 | 0.0% |
| Asanko Gold Inc(AKG1EUR) | Cmn | 04341Y105 | $29 | 32,095 | 0.0% |
| Portman Ridge FIN Corp(KCAPUSD) | Cmn | 73688F102 | $29 | 12,954 | 0.0% |
| Tenax Therapeutics Inc | Cmn | 88032L209 | $29 | 24,149 | 0.0% |
| Mannkind Corp(MNKD)Call | Cmn | 56400P706 | $29 | 23,100 | 0.0% |
| Veru Inc(VERUEUR) | Cmn | 92536C103 | $29 | 13,448 | 0.0% |
| Sunesis Pharmaceuticals IncCall | Cmn | 867328700 | $30 | 41,300 | 0.0% |
| Ring Energy Inc(REI) | Cmn | 76680V108 | $30 | 18,597 | 0.0% |
| Aptose Biosciences Inc | Cmn | 03835T200 | $30 | 14,284 | 0.0% |
| ARC Document Solutions Inc | Cmn | 00191G103 | $30 | 22,070 | 0.0% |
| Diversified Rstrnt Hldgs Inc | Cmn | 25532M105 | $30 | 50,745 | 0.0% |
| Evogene LTD(EVGN) | Cmn | M4119S104 | $31 | 19,375 | 0.0% |
| Urban TEA Inc | Cmn | G9396G100 | $31 | 96,208 | 0.0% |
| Aqua Metals Inc(AQMSEUR)Call | Cmn | 03837J101 | $31 | 18,300 | 0.0% |
| Paramount Gold NEV Corp(PZG) | Cmn | 69924M109 | $31 | 44,971 | 0.0% |
| Pulmatrix Inc | Cmn | 74584P202 | $31 | 37,483 | 0.0% |
| Teekay Tankers LTDPut | Cmn | Y8565N102 | $31 | 23,700 | 0.0% |
| Lloyds Banking Group PLC(LYG)Call | Depository Receipt | 539439109 | $31 | 11,800 | 0.0% |
| Vaxart Inc(VXRT) | Cmn | 92243A200 | $31 | 86,221 | 0.0% |
| CSI Compressco LPPut | Cmn | 12637A103 | $31 | 10,500 | 0.0% |
| Swedish Expt CR Corp | Cmn | 870297215 | $32 | 10,345 | 0.0% |
| Steel Connect Inc | Cmn | 858098106 | $32 | 18,764 | 0.0% |
| Microvision Inc del(MVIS)Call | Cmn | 594960304 | $32 | 54,700 | 0.0% |
| Hornbeck Offshore Svcs Inc N | Cmn | 440543106 | $32 | 41,981 | 0.0% |
| Puhui Wealth Invt Mgmt Co LT | Cmn | G7306H101 | $32 | 12,569 | 0.0% |
| Ampio Pharmaceuticals Inc | Cmn | 03209T109 | $32 | 64,663 | 0.0% |
| Companhia Siderurgica Nacion(SID)Call | Depository Receipt | 20440W105 | $32 | 10,100 | 0.0% |
| Kirklands Inc(TBHC) | Cmn | 497498105 | $32 | 20,639 | 0.0% |