Q4 2019 Holdings
Filed 2020-02-10 | 15385 holdings | $5.6B | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Spdr Series Trust(XTN) | S&P TRANSN ETF | 78464A532 | $10 | 156 | 0.0% |
| Vaneck Vectors ETF Trust(NLR) | URANIUM NUCLEAR | 92189F601 | $10 | 200 | 0.0% |
| Ishares Inc(PICK) | MSCI GBL ETF NEW | 46434G848 | $10 | 349 | 0.0% |
| Fidelity Covington TR(FTEC) | MSCI INFO TECH I | 316092808 | $10 | 140 | 0.0% |
| Pareteum Corp(TEUM) | COM NEW | 69946T207 | $10 | 22,837 | 0.0% |
| 89Bio Inc(ETNBGBP) | COM | 282559103 | $10 | 370 | 0.0% |
| Global X FDS(GOEX) | GLOBAL X GOLD EX | 37954Y863 | $10 | 380 | 0.0% |
| Lions Gate Entmnt Corp(LGF/BEUR) | CL B NON VTG | 535919500 | $10 | 1,062 | 0.0% |
| Maui LD & Pineapple Inc(MLP) | COM | 577345101 | $10 | 890 | 0.0% |
| Fulcrum Therapeutics Inc(FULC) | COM | 359616109 | $10 | 571 | 0.0% |
| Alza Corp | SDCV 7/2 | 02261WAB5 | $10 | $5,000 | 0.0% |
| Assertio Therapeutics Inc(DEPOEUR) | COM | 04545L107 | $10 | 8,087 | 0.0% |
| Empire ST Rlty OP L P | UNIT LTD PRT 250 | 292102308 | $10 | 714 | 0.0% |
| Aduro Biotech Inc(ADROEUR) | COM | 00739L101 | $10 | 8,598 | 0.0% |
| Babcock & Wilcox Enterpris I(BW) | COM | 05614L209 | $10 | 2,773 | 0.0% |
| Exagen Inc(XGN) | COM | 30068X103 | $11 | 417 | 0.0% |
| Grocery Outlet Hldg Corp(GO) | COM | 39874R101 | $11 | 355 | 0.0% |
| Adamas Pharmaceuticals Inc(ADMSEUR) | COM | 00548A106 | $11 | 2,811 | 0.0% |
| Invesco TR Invt Grade Muns(VGM) | COM | 46131M106 | $11 | 825 | 0.0% |
| Phasebio Pharmaceuticals Inc | COM | 717224109 | $11 | 1,748 | 0.0% |
| Alps ETF TR(DTEC) | DISRUPTIVE TECH | 00162Q478 | $11 | 350 | 0.0% |
| Cabaletta BIO Inc(CABA) | COM | 12674W109 | $11 | 822 | 0.0% |
| Lifetime Brands Inc(LCUT) | COM | 53222Q103 | $11 | 1,547 | 0.0% |
| LEE Enterprises Inc | COM | 523768109 | $11 | 7,427 | 0.0% |
| Gaia Inc New(GAIA) | CL A | 36269P104 | $11 | 1,319 | 0.0% |
| BlackRock Muniyield PA Qlty(MPA) | COM | 09255G107 | $11 | 747 | 0.0% |
| Morphic Hldg Inc | COM | 61775R105 | $11 | 652 | 0.0% |
| BlackRock Muniyield Cali QLT | COM | 09254N103 | $11 | 763 | 0.0% |
| New SR Invt Group Inc | COM | 648691103 | $11 | 1,437 | 0.0% |
| BlackRock Muniyield N J FD I | COM | 09254Y109 | $11 | 762 | 0.0% |
| Nuveen AMT Free MUN CR Inc F(NVG) | COM | 67071L106 | $11 | 675 | 0.0% |
| NL Inds Inc(NL) | COM NEW | 629156407 | $11 | 2,980 | 0.0% |
| BlackRock Muniholdngs Qlty I(XMUSX) | COM | 09254A101 | $11 | 839 | 0.0% |
| Tyme Technologies Inc | COM | 90238J103 | $11 | 7,521 | 0.0% |
| Vanguard World FD(VSGX) | ESG INTL STK ETF | 921910725 | $11 | 215 | 0.0% |
| VIR Biotechnology Inc(VIR) | COM | 92764N102 | $11 | 905 | 0.0% |
| Invesco Exchange Traded FD T(PFI) | DWA FINL MUMT | 46137V860 | $11 | 288 | 0.0% |
| Spdr Series Trust(WIP) | FTSE INT GVT ETF | 78464A490 | $11 | 205 | 0.0% |
| Satsuma Pharmaceuticals Inc | COM | 80405P107 | $11 | 559 | 0.0% |
| Geopark LTD(GPRK) | USD SHS | G38327105 | $11 | 500 | 0.0% |
| Concrete Pumping Hldgs Inc(BBCP) | COM | 206704108 | $11 | 2,084 | 0.0% |
| Ardagh Group S A | CL A | L0223L101 | $11 | 582 | 0.0% |
| Invesco Exchng Traded FD TR | S&P GLOBL DIVI | 46138E271 | $12 | 1,000 | 0.0% |
| Solid Biosciences Inc | COM | 83422E105 | $12 | 2,599 | 0.0% |
| Invesco Quality Muni Inc TRS(IQI) | COM | 46133G107 | $12 | 967 | 0.0% |
| Information Services Group I(III) | COM | 45675Y104 | $12 | 4,587 | 0.0% |
| Kinross Gold Corp(KGC)Put | COM | 496902404 | $12 | 2,500 | 0.0% |
| Goodrich Pete Corp | COM PAR | 382410843 | $12 | 1,206 | 0.0% |
| Hallador Energy Company(HNRG) | COM | 40609P105 | $12 | 4,070 | 0.0% |
| Greene County Bancorp Inc(GCBC) | COM | 394357107 | $12 | 412 | 0.0% |