Q4 2019 Holdings
Filed 2020-02-14 | 13930 holdings | $9.3B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Ikonics Corp | COM | 45172K102 | $2 | 383 | 0.0% |
| Profire Energy Inc | COM | 74316X101 | $2 | 1,368 | 0.0% |
| Schmitt Inds Inc ORE(SMIT) | COM NEW | 806870200 | $2 | 543 | 0.0% |
| Pensare Acquisition Corp | RIGHT 99/99/9999 | 70957E121 | $2 | 8,235 | 0.0% |
| Volt Information Sciences in | COM | 928703107 | $2 | 995 | 0.0% |
| Sandisk Corp | NOTE 0.500%10/1 | 80004CAF8 | $2 | $2,000 | 0.0% |
| Indexiq ETF TR(MNA) | IQ MRGR ARB ETF | 45409B800 | $2 | 51 | 0.0% |
| Pimco Equity SER(MFDX) | RAFI DYN MULTI | 72202L371 | $2 | 61 | 0.0% |
| Global X FDS | MSCI CHINA IT | 37954Y533 | $2 | 110 | 0.0% |
| Aileron Therapeutics Inc(ALRNEUR) | COM | 00887A105 | $2 | 3,347 | 0.0% |
| Exchange Traded Concepts TR | VSPR US LC ETF | 301505749 | $2 | 69 | 0.0% |
| Bionano Genomics Inc | *W EXP 08/21/202 | 09075F115 | $2 | 7,300 | 0.0% |
| Biofrontera AG | SPONSORED ADS | 09075G105 | $2 | 200 | 0.0% |
| ETF SER Solutions(VEGN) | US VEGAN CLIMA | 26922A297 | $2 | 85 | 0.0% |
| Bridgeline Digital Inc(BLIN) | COM | 10807Q700 | $2 | 1,338 | 0.0% |
| Apollo Endosurgery Inc(HQ8F) | COM | 03767D108 | $2 | 544 | 0.0% |
| Fidelity Covington TR(FCPI) | STOCK FOR INFL | 316092386 | $2 | 75 | 0.0% |
| Ever Glory Intl GRP Inc(EVKG) | COM NEW | 299766204 | $2 | 1,510 | 0.0% |
| Accel Entmt Inc | *W EXP 11/20/202 | 00436Q114 | $2 | 643 | 0.0% |
| Blonder Tongue Labs Inc(BDRLQ) | COM | 093698108 | $2 | 2,871 | 0.0% |
| Exchange Traded Concepts TR | INNOVATION SHS | 301505764 | $2 | 80 | 0.0% |
| ETF SER Solutions | NATIONWIDE MAX | 26922A644 | $2 | 90 | 0.0% |
| Applied Genetic Technol Corp(2GT) | COM | 03820J100 | $2 | 474 | 0.0% |
| ETF SER Solutions | BRAND VALUE | 26922A693 | $2 | 134 | 0.0% |
| Broadway Finl Corp del | COM | 111444105 | $2 | 1,418 | 0.0% |
| Adial Pharmaceuticals Inc | *W EXP 07/31/202 | 00688A114 | $2 | 9,502 | 0.0% |
| Ascena Retail Group Inc | COM NEW | 04351G200 | $2 | 227 | 0.0% |
| Fangdd Network Group LTD | SPONSORED ADS | 30712L109 | $2 | 100 | 0.0% |
| CSI Compressco LP | COM UNIT | 12637A103 | $2 | 650 | 0.0% |
| Csop ETF TR | MSCI CHINA A I | 12649L204 | $2 | 71 | 0.0% |
| Criteo S A(CRTO)Call | SPONS ADS | 226718104 | $2 | 100 | 0.0% |
| Fang Hldgs LTD | ADR NEW | 30711Y201 | $2 | 557 | 0.0% |
| Canaan Inc(CAN) | SPONSORED ADS | 134748102 | $2 | 250 | 0.0% |
| Barclays BK PLC(JJMUSD) | IPATH B INDL MTL | 06746P514 | $2 | 49 | 0.0% |
| Camber Energy Inc | COM | 13200M508 | $2 | 846 | 0.0% |
| CAN Fite Biopharma LTD | SPONSORED ADS | 13471N201 | $2 | 751 | 0.0% |
| Aerojet Rocketdyne Hldgs Inc | NOTE 2.250%12/1 | 007800AB1 | $2 | $1,000 | 0.0% |
| Aeterna Zentaris Inc | COM | 007975402 | $2 | 1,942 | 0.0% |
| Atlanticus Hldgs Corp(ATLC) | COM | 04914Y102 | $2 | 260 | 0.0% |
| Aerpio Pharmaceuticals Inc | COM | 00810B105 | $2 | 4,040 | 0.0% |
| Comstock Hldg COS Inc(CHCI) | CL A NEW | 205684202 | $2 | 983 | 0.0% |
| Chanticleer Hldgs Inc | COM | 15930P800 | $2 | 3,108 | 0.0% |
| Churchill Cap Corp II(CCXGBP) | CL A | 17143G106 | $2 | 198 | 0.0% |
| ARK Restaurants Corp(ARKR) | COM | 040712101 | $3 | 150 | 0.0% |
| Armata Pharmaceuticals Inc(ARMP) | COM | 04216R102 | $3 | 780 | 0.0% |
| Akerna Corp | *W EXP 06/17/202 | 00973W110 | $3 | 3,000 | 0.0% |
| Edap TMS S A(EDA) | SPONSORED ADR | 268311107 | $3 | 783 | 0.0% |
| Biondvax Pharmaceuticals LTD | *W EXP 05/15/202 | 09073Q113 | $3 | 1,179 | 0.0% |
| Dolphin Entmt Inc(DLPNGBP) | COM | 25686H100 | $3 | 3,928 | 0.0% |
| Clovis Oncology Inc | NOTE 2.500% 9/1 | 189464AB6 | $3 | $3,000 | 0.0% |