Q4 2019 Holdings
Filed 2020-02-14 | 238 holdings | $15.6M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Ishares Russell 2000 ETF(IWM)Call | COM | 464287655 | $16.6K | 100,000 | 0.1% |
| Teekay Corp 5 01/15/2023 | SDBCV | 87900YAE3 | $17.5K | $19,896,000 | 0.1% |
| Healthcare Merger Corp | COM | 42227L201 | $17.7K | 1,706,000 | 0.1% |
| Gores Holdings III Inc A | COM | 38286G109 | $18.8K | 1,813,407 | 0.1% |
| Colony Capital Inc 5 04/15/2023 | SDBCV | 19624RAA4 | $19.0K | $19,101,000 | 0.1% |
| Karyopharm Therapeutics 3 10/15/2025 | SDBCV | 48576UAA4 | $20.0K | $14,000,000 | 0.1% |
| Sunpower Corp 4 01/15/2023 | SDBCV | 867652AL3 | $20.3K | $24,626,000 | 0.1% |
| Spartan Energy Acquisition A | COM | 846784106 | $20.6K | 2,027,032 | 0.1% |
| Omeros Corp 6.25 11/15/2023 | SDBCV | 682143AE2 | $20.8K | $21,300,000 | 0.1% |
| CHP Merger Corp | COM | 12558Y205 | $21.0K | 2,062,900 | 0.1% |
| Chaserg Technology Acquisi A | COM | 16166A103 | $22.2K | 2,056,176 | 0.1% |
| Redwood Trust Inc 4.75 08/15/2023 | SDBCV | 758075AC9 | $22.5K | $21,944,000 | 0.1% |
| Replay Acquisition Corp | COM | G75130107 | $23.3K | 2,323,758 | 0.1% |
| Granite Point Mtge Trst 6.375 10/01/2023 | SDBCV | 38741LAC1 | $23.7K | $22,682,000 | 0.2% |
| Etsy Inc 0 03/01/2023 | SDBCV | 29786AAC0 | $24.4K | $17,286,000 | 0.2% |
| ACT II Global Acquisitio A | COM | G0080J104 | $24.6K | 2,435,298 | 0.2% |
| Viavi Solutions Inc 1 03/01/2024 | SDBCV | 925550AB1 | $24.7K | $19,156,000 | 0.2% |
| Apex Technology Acqui CL A | COM | 03768F102 | $25.7K | 2,588,432 | 0.2% |
| GX Acquisition Corp CL A | COM | 36251A107 | $25.8K | 2,576,000 | 0.2% |
| Aramark(ARMK) | COM | 03852U106 | $26.0K | 600,000 | 0.2% |
| Thunder Bridge Acquisition A | COM | G8857S116 | $26.1K | 2,622,000 | 0.2% |
| Ezcorp Inc 2.375 05/01/2025 | SDBCV | 302301AE6 | $27.0K | $32,765,000 | 0.2% |
| Opko Health Inc 4.5 02/15/2025 | SDBCV | 68375NAD5 | $27.4K | $35,150,000 | 0.2% |
| Seacor Holdings Inc 3.25 05/15/2030 | SDBCV | 811904AN1 | $27.8K | $30,413,000 | 0.2% |
| Prospect Capital Corp 6.375 03/01/2025 | SDBCV | 74348TAT9 | $28.2K | $26,517,000 | 0.2% |
| AT&T Inc(T) | COM | 00206R102 | $28.3K | 725,000 | 0.2% |
| Evolent Health Inc 1.5 10/15/2025 | SDBCV | 30050BAD3 | $28.4K | $41,000,000 | 0.2% |
| Tesla Inc 2.375 03/15/2022 | SDBCV | 88160RAD3 | $29.8K | $21,000,000 | 0.2% |
| Haymaker ACQ Corp II CL A | COM | 42087L101 | $31.5K | 3,133,254 | 0.2% |
| Encore Cap EUR Finance 4.5 09/01/2023 | SDBCV | 29260UAA5 | $32.2K | $30,206,000 | 0.2% |
| RH 0 06/15/2023 | SDBCV | 74967XAA1 | $34.4K | $27,000,000 | 0.2% |
| Ezcorp Inc 2.875 07/01/2024 | SDBCV | 302301AF3 | $35.3K | $37,255,000 | 0.2% |
| Ringcentral Inc 0 03/15/2023 | SDBCV | 76680RAD9 | $35.4K | $16,850,000 | 0.2% |
| Docusign Inc 0.5 09/15/2023 | SDBCV | 256163AB2 | $35.9K | $28,809,000 | 0.2% |
| Synaptics Inc 0.5 06/15/2022 | SDBCV | 87157DAD1 | $36.1K | $32,425,000 | 0.2% |
| Envestnet Inc 1.75 06/01/2023 | SDBCV | 29404KAB2 | $37.0K | $30,883,000 | 0.2% |
| New Mountain Finance COR 5.75 08/15/2023 | SDBCV | 647551AC4 | $37.8K | $36,050,000 | 0.2% |
| Helix Energy Solutions 4.25 05/01/2022 | SDBCV | 42330PAH0 | $38.9K | $36,234,000 | 0.2% |
| Churchill Capital Corp II A(CCXGBP) | COM | 17143G106 | $39.3K | 3,808,569 | 0.3% |
| Perficient Inc 2.375 09/15/2023 | SDBCV | 71375UAB7 | $39.7K | $29,168,000 | 0.3% |
| Intercept Pharmas 2 05/15/2026 | SDBCV | 45845PAB4 | $40.8K | $30,755,000 | 0.3% |
| Helix Energy Solutions 4.125 09/15/2023 | SDBCV | 42330PAJ6 | $44.0K | $33,826,000 | 0.3% |
| Mesa Laboratories Inc 1.375 08/15/2025 | SDBCV | 59064RAA7 | $45.0K | $41,105,000 | 0.3% |
| Plug Power Inc 5.5 03/15/2023 | SDBCV | 72919PAB9 | $45.6K | $30,000,000 | 0.3% |
| First Majestic Silver 1.875 03/01/2023 | SDBCV | 32076VAB9 | $45.7K | $32,175,000 | 0.3% |
| Wayfair Inc 0.375 09/01/2022 | SDBCV | 94419LAB7 | $45.9K | $42,147,000 | 0.3% |
| Nutanix Inc 0 01/15/2023 | SDBCV | 67059NAB4 | $46.6K | $46,750,000 | 0.3% |
| Q2 Holdings Inc 0.75 02/15/2023 | SDBCV | 74736LAB5 | $47.0K | $31,058,000 | 0.3% |
| Ishares Iboxx High YLD Corp(HYG) | COM | 464288513 | $48.4K | 550,000 | 0.3% |
| Tesla Inc 2 05/15/2024 | SDBCV | 88160RAG6 | $49.9K | $33,000,000 | 0.3% |