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Ameriprise Financial Inc

Q4 2019 Holdings

Filed 2020-02-14 | 9313 holdings | $14.0B | 13F-HR | View on SEC ↗ · Holdings Table ↗

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IssuerClassCUSIPValue ↑Shares% Portfolio
Cemex Sab-Spons ADR Part CER(CX)ADR151290889$486128,5970.0%
Nuveen FLT Rate Inc OPP FDCOM6706EN100$48748,7320.0%
BlackRock Muniyield Qual II(MQT)COM09254G108$48837,5400.0%
BlackRock Debt Strategies FD(DSU)COM09255R202$49043,7710.0%
Hallmark Finl Services IncCOM40624Q203$49228,0300.0%
Middlesex Water Co(MSEX)COM596680108$4937,7560.0%
Bnym Strat Muni(LEO)COM05588W108$49458,0270.0%
Mainstay Mackay Definedterm(MMD)COM56064K100$49523,5260.0%
California Resources Corp(CRCEUR)COM13057Q206$49554,8440.0%
Tekla Life Sciences Investor(HQL)COM87911K100$49528,4130.0%
Adverum Biotechnologies Inc(ADVMCHF)COM00773U108$49643,0900.0%
High Income Securities Fund(PCF)COM42968F108$49755,4250.0%
Vaneck Biotech ETF(BBH)COM92189F726$4973,5630.0%
Territorial Bancorp IncCOM88145X108$49816,1070.0%
BlackRock Muniholdings Quali(XMUSX)COM09254A101$49839,6260.0%
ZTO Express Cayman Inc(ZTO)ADR98980A105$49921,3660.0%
Invesco Zacks Multi-Asset in(CVY)COM46137Y500$50621,6070.0%
Nomura Holdings Inc(NMR)ADR65535H208$50798,2140.0%
Senior Housing Prop TrustCOM81721M109$51060,0320.0%
Spdr S&P Health Care SER ETF(XHS)COM78464A573$5135,9910.0%
First Trust Global Wind Ener(FAN)COM33736G106$51635,1480.0%
Tenaris SA(TS)ADR88031M109$52022,9160.0%
Oneconnect Financial TechnoADR68248T105$52552,3390.0%
Chase Corp(CCFEUR)COM16150R104$5264,4290.0%
State Auto Financial CorpCOM855707105$53117,1440.0%
Ishares JP Morgan EM Local C(LEMB)COM464286517$53112,1010.0%
Pimco Enhanced Short Maturit(MINT)COM72201R833$5335,2510.0%
Direxion Nasdaq-100 EQ Weigh(QQQE)COM25459Y207$5359,7360.0%
Global Medical REIT Inc(GMREUSD)COM37954A204$53540,4240.0%
BlackRock Credit Allocation(BTZ)COM092508100$54038,6380.0%
Green Brick Partners Inc(GRBK)COM392709101$54147,1630.0%
Sunoco LP(SUN)LP86765K109$54217,6860.0%
Doubleline Opport Credit(DBL)COM258623107$54326,3270.0%
SK Telecom Co LTDADR78440P108$54323,4980.0%
BlackRock TCP Capital Corp(TCPC)COM09259E108$54338,6970.0%
Momo IncADR60879B107$54416,2130.0%
GNC Holdings IncCOM36191G107$544201,3500.0%
Monmouth Real Estate INV CORCOM609720107$54537,5950.0%
Precision Biosciences IncCOM74019P108$54539,0650.0%
Ecopetrol SA(EC)ADR279158109$54626,6950.0%
BlackRock Muniassets Fund(MUA)COM09254J102$55336,4280.0%
Chembio Diagnostics Inc(CEMIUSD)COM163572209$556121,9180.0%
First Business Financial SER(FBIZ)COM319390100$55821,1920.0%
Tcr2 Therapeutics IncCOM87808K106$56039,2150.0%
Makemytrip LTD(MMYT)COMV5633W109$56124,4870.0%
Vale SA(VALE)ADR91912E105$56142,0250.0%
Triple-S Management Corp(GTS)COM896749108$56330,4680.0%
Petiq Inc(PETQEUR)COM71639T106$56322,4720.0%
Ionis Pharmaceuticals Inc(IONS)COM462222100$5639,3050.0%
Tekla World Healthcare Fund(THW)COM87911L108$56440,7300.0%
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