Q1 2020 Holdings
Filed 2020-04-28 | 237 holdings | $16.8M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Envestnet Inc | NOTE 1.750% 6/0 | 29404KAB2 | $364 | $358,000 | 0.0% |
| Square Inc | NOTE 0.500% 5/1 | 852234AD5 | $366 | $355,000 | 0.0% |
| Capital One Finl Corp(COF) | COM | 14040H105 | $373 | 7,406 | 0.0% |
| Advanced Micro Devices Inc | NOTE 2.125% 9/0 | 007903BD8 | $378 | $66,000 | 0.0% |
| SEA LTD(SE) | SPONSORED ADS | 81141R100 | $386 | 8,716 | 0.0% |
| Isis Pharmaceuticals Inc del | NOTE 1.000%11/1 | 464337AJ3 | $386 | $380,000 | 0.0% |
| Vanguard Index FDS(VOT) | MCAP GR IDXVIP | 922908538 | $388 | 3,061 | 0.0% |
| RH | NOTE 6/1 | 74967XAA1 | $389 | $484,000 | 0.0% |
| Shopify Inc(SHOP) | CL A | 82509L107 | $391 | 939 | 0.0% |
| LAM Research Corp(LRCXEUR) | COM | 512807108 | $396 | 1,650 | 0.0% |
| CDW Corp(CDW) | COM | 12514G108 | $400 | 4,290 | 0.0% |
| Philip Morris Intl Inc(PM) | COM | 718172109 | $404 | 5,543 | 0.0% |
| Energizer Hldgs Inc New | 7.5 MCNV PFD A | 29272W208 | $410 | 6,040 | 0.0% |
| Tesla Inc | NOTE 2.000% 5/1 | 88160RAG6 | $413 | $226,000 | 0.0% |
| Guidewire Software Inc | NOTE 1.250% 3/1 | 40171VAA8 | $421 | $427,000 | 0.0% |
| Spdr SER TR(CWB) | BLMBRG BRC CNVRT | 78464A359 | $431 | 9,013 | 0.0% |
| CME Group Inc(CME) | COM | 12572Q105 | $432 | 2,498 | 0.0% |
| Twitter Inc | NOTE 1.000% 9/1 | 90184LAD4 | $438 | $459,000 | 0.0% |
| IHS Markit LTD(IHS) | SHS | G47567105 | $441 | 7,350 | 0.0% |
| Illumina Inc | NOTE 0.500% 6/1 | 452327AH2 | $444 | $361,000 | 0.0% |
| Ishares TR(HDV) | CORE HIGH DV ETF | 46429B663 | $453 | 6,333 | 0.0% |
| Mondelez Intl Inc(MDLZ) | CL A | 609207105 | $459 | 9,162 | 0.0% |
| Etsy Inc | NOTE 3/0 | 29786AAC0 | $460 | $363,000 | 0.0% |
| Global Pmts Inc(GPN) | COM | 37940X102 | $462 | 3,203 | 0.0% |
| Palo Alto Networks Inc | NOTE 0.750% 7/0 | 697435AD7 | $465 | $483,000 | 0.0% |
| Duke Energy Corp New(DUK) | COM NEW | 26441C204 | $467 | 5,768 | 0.0% |
| Live Nation Entertainment in | NOTE 2.500% 3/1 | 538034AQ2 | $468 | $494,000 | 0.0% |
| DTE Energy Co | UNIT 11/01/2022S | 233331842 | $473 | 11,952 | 0.0% |
| II VI Inc | NOTE 0.250% 9/0 | 902104AB4 | $473 | $513,000 | 0.0% |
| TJX COS Inc New(TJX) | COM | 872540109 | $476 | 9,946 | 0.0% |
| Wells Fargo Co New(WFC) | PERP PFD CNV A | 949746804 | $479 | 376 | 0.0% |
| Dish Network Corporation | NOTE 3.375% 8/1 | 25470MAB5 | $482 | $594,000 | 0.0% |
| Aptiv PLC(APTV) | SHS | G6095L109 | $484 | 9,834 | 0.0% |
| Agilent Technologies Inc(A) | COM | 00846U101 | $485 | 6,767 | 0.0% |
| SAP SE(SAP) | SPON ADR | 803054204 | $486 | 4,394 | 0.0% |
| Exact Sciences Corp | NOTE 0.375% 3/1 | 30063PAB1 | $489 | $580,000 | 0.0% |
| Spdr SER TR(SDY) | S&P DIVID ETF | 78464A763 | $503 | 6,304 | 0.0% |
| PDC Energy Inc | NOTE 1.125% 9/1 | 69327RAD3 | $514 | $636,000 | 0.0% |
| Stanley Black & Decker Inc | UNIT 05/15/2020 | 854502887 | $542 | 7,456 | 0.0% |
| Repligen Corp | NOTE 0.375% 7/1 | 759916AB5 | $545 | $517,000 | 0.0% |
| BK of America Corp(BAC) | 7.25%CNV PFD L | 060505682 | $551 | 435 | 0.0% |
| Becton Dickinson & Co | PFD SHS CONV A | 075887208 | $554 | 10,590 | 0.0% |
| Spdr Gold Trust(GLD) | GOLD SHS | 78463V107 | $558 | 3,770 | 0.0% |
| Alexion Pharmaceuticals Inc(ALXN) | COM | 015351109 | $562 | 6,258 | 0.0% |
| Select Sector Spdr TR(XLK) | TECHNOLOGY | 81369Y803 | $567 | 7,054 | 0.0% |
| Twitter Inc | NOTE 0.250% 6/1 | 90184LAF9 | $569 | $636,000 | 0.0% |
| Splunk Inc | NOTE 1.125% 9/1 | 848637AD6 | $570 | $518,000 | 0.0% |
| Delta AIR Lines Inc del(DAL) | COM NEW | 247361702 | $572 | 20,043 | 0.0% |
| Splunk Inc | NOTE 0.500% 9/1 | 848637AC8 | $575 | $536,000 | 0.0% |
| Assurant Inc | 6.50% CONV PFD D | 04621X207 | $577 | 5,423 | 0.0% |